IPO registrations (S-1, F-1) · Registrants

IPO underwriters in 2000

The investment banks named as underwriters in the final prospectus of every priced offering here, ranked by the gross proceeds of the deals they were on. A deal counts once for every firm in its underwriting syndicate; “as lead” counts the representatives or book-running managers named on the cover.

#	Firm	Deals in 2000	As lead in 2000	Proceeds in 2000	Deals	As lead	IPOs	Proceeds of deals	Proceeds as lead	Years	Registered
1	Citigroup	132	65	$28,324,099,501	1,955	1,012	1,749	$863,586,166,716	$458,163,431,706	1994–2026
2	Morgan Stanley	98	42	$25,018,634,626	1,778	1,114	1,628	$853,993,056,347	$642,267,426,866	1994–2026
3	J.P. Morgan	136	55	$24,495,461,420	1,834	1,125	1,653	$850,833,107,159	$582,380,071,775	1994–2026
4	Goldman Sachs	79	50	$23,467,557,514	1,725	1,201	1,611	$852,111,045,316	$651,377,636,938	1994–2026
5	Merrill Lynch	111	51	$23,330,449,817	1,259	674	1,104	$409,094,353,035	$223,441,632,689	1994–2024
6	Credit Suisse	99	63	$19,727,662,157	1,525	870	1,389	$1,036,626,860,231	$684,156,126,306	1994–2023
7	Hambrecht & Quist	112	19	$19,605,817,670	598	151	557	$56,479,977,684	$10,419,744,661	1994–2000
8	Donaldson, Lufkin & Jenrette	91	35	$19,251,211,420	726	272	625	$93,274,897,916	$29,312,405,109	1994–2003
9	Deutsche Bank	104	42	$19,229,318,657	1,132	482	1,055	$606,945,118,305	$149,388,082,262	1996–2026
10	BofA Securities	103	28	$19,015,347,420	1,320	460	1,219	$700,572,400,056	$245,621,770,026	1999–2026	Broker-dealer
11	A.G. Edwards	69	5	$16,113,260,764	554	52	491	$112,218,008,135	$5,652,230,952	1994–2007
12	Robertson Stephens	145	58	$15,519,613,750	635	221	587	$82,222,895,758	$15,390,918,935	1994–2002
13	Lehman Brothers	102	52	$15,409,339,407	843	365	729	$198,047,553,300	$83,666,286,637	1994–2008	Broker-dealer
14	UBS	65	20	$15,165,899,420	1,036	435	958	$847,708,399,241	$129,848,621,178	1996–2026
15	Wachovia	96	7	$14,632,974,800	379	67	334	$112,767,077,449	$25,320,905,496	1996–2008
16	Bear Stearns	79	26	$14,484,309,470	728	210	648	$191,334,353,233	$70,521,413,656	1994–2008
17	RBC Capital Markets	103	15	$13,030,527,541	888	206	846	$475,312,436,779	$36,489,794,969	1996–2026	Broker-dealer
18	Cowen	92	24	$12,947,749,000	1,086	380	1,005	$275,620,128,907	$48,288,490,860	1994–2026
19	ABN AMRO	16	1	$11,987,516,920	128	11	104	$96,053,548,220	$5,855,887,500	1996–2021	Broker-dealer
20	CIBC World Markets	109	32	$11,870,140,485	385	136	354	$115,119,722,252	$12,133,254,001	1999–2026	Broker-dealer
21	Piper Sandler	99	35	$10,873,819,000	1,236	409	1,147	$331,150,793,886	$40,164,404,739	1994–2026
22	Edward D. Jones & Co	53	0	$9,273,917,544	229	2	221	$72,192,128,349	$11,250,000	1994–2008	Broker-dealer
23	Legg Mason	62	3	$8,952,133,009	425	26	388	$96,022,420,686	$1,483,418,390	1994–2005
24	Prudential Securities	76	13	$8,738,430,444	449	80	393	$85,413,309,039	$21,225,798,201	1994–2002
25	Janney Montgomery Scott	39	0	$8,672,543,000	375	19	335	$65,973,878,591	$588,649,081	1994–2025	Broker-dealer
26	Thomas Weisel Partners	72	20	$8,111,220,100	309	116	300	$40,499,348,273	$9,275,198,395	1999–2010	Broker-dealer
27	Wasserstein Perella Securities Inc	20	0	$8,002,067,220	124	1	116	$31,509,294,220	-	1994–2001
28	Baird	38	3	$7,689,347,544	608	86	566	$185,990,583,027	$9,212,644,519	1994–2026
29	McDonald Investments Inc., a Keycorp Company	40	1	$7,621,119,920	111	2	105	$40,040,295,652	$76,450,000	1998–2003
30	Truist Securities	51	2	$7,568,742,500	666	55	612	$198,923,295,075	$4,298,793,559	1994–2026	Broker-dealer
31	Wit Capital	57	10	$7,490,492,535	160	24	156	$21,368,413,661	$1,910,514,669	1997–2001
32	Raymond James	60	2	$7,328,773,000	956	127	887	$354,038,723,325	$11,234,205,352	1994–2026
33	PaineWebber	38	4	$6,862,018,000	344	45	296	$64,671,575,681	$13,646,119,165	1994–2000
34	ING Barings	43	1	$6,562,525,364	73	2	68	$34,669,710,369	$35,000,000	1999–2002
35	Siebert Williams Shank	9	0	$5,887,651,464	207	1	197	$245,620,103,156	$3,025,000,000	1996–2026
36	Adams Harkness	45	5	$5,588,420,500	232	32	219	$27,898,329,749	$1,476,858,500	1996–2005
37	Blaylock and Partners, L.P	7	0	$5,570,116,920	68	2	67	$72,881,388,698	$3,871,600,000	1996–2005
38	Ramirez & Co.	9	0	$5,337,753,920	146	0	138	$212,621,200,449	-	1996–2026
39	SoundView	26	2	$4,985,517,000	113	20	109	$16,369,912,353	$1,121,128,500	1996–2003
40	Needham & Company	46	8	$4,677,109,000	620	68	578	$184,600,883,648	$6,704,277,840	1995–2026	Broker-dealer
41	Sanders Morris Harris	36	0	$4,416,460,000	76	3	73	$26,041,066,988	$757,000,000	2000–2023	Broker-dealer
42	Gerard Klauer Mattison & Co	31	0	$4,363,600,000	196	3	183	$20,960,242,428	$173,512,000	1995–2003
43	Stephens	36	6	$4,342,200,000	340	50	316	$74,700,375,007	$4,392,667,745	1994–2026	Broker-dealer
44	Morgan Keegan	19	2	$4,242,863,000	272	37	241	$50,851,091,350	$1,187,489,130	1994–2012
45	Fahnestock & Co. Inc	35	0	$4,225,960,000	207	6	187	$33,522,945,483	$265,850,000	1994–2003
46	Muriel Siebert & Co.	4	0	$4,079,168,000	56	0	55	$119,826,248,703	-	1996–2025	Broker-dealer
47	Tucker Anthony Cleary Gull	22	0	$3,972,225,000	64	2	58	$16,644,975,165	$76,020,000	1999–2000
48	Tucker Anthony	36	1	$3,883,534,000	223	5	201	$30,271,695,230	$232,107,500	1994–2001
49	Sands Brothers & Co	28	0	$3,783,200,000	153	4	142	$12,832,364,998	$40,012,500	1996–2004
50	Ragen Mackenzie Inc	18	1	$3,566,950,000	142	1	133	$14,725,373,150	$87,000,000	1994–2001
51	Sanford C. Bernstein	4	0	$3,444,173,920	66	0	63	$62,718,126,870	-	1996–2021	Broker-dealer
52	Chatsworth Securities, Llc	13	0	$3,392,300,000	82	0	80	$46,990,218,248	-	1997–2006	Broker-dealer
53	William Blair	37	6	$3,384,329,000	870	144	821	$315,616,203,797	$11,874,232,644	1994–2026
54	Advest Inc	21	0	$3,333,343,000	238	9	211	$39,136,666,556	$79,904,500	1994–2004
55	Credit Suisse First Boston (Singapore) Limited	1	0	$3,213,000,000	2	0	2	$7,713,000,000	-	1999–2000
56	SG Securities (Singapore) Pte. Ltd	1	0	$3,213,000,000	1	0	1	$3,213,000,000	-	2000
57	Neuberger Berman LLC	5	0	$3,201,254,220	19	0	19	$38,984,831,984	-	1999–2002	Broker-dealer
58	Gabelli & Co. Inc	7	0	$3,188,043,000	63	1	55	$12,552,487,085	$105,000,000	1996–2005	Broker-dealer
59	TD Securities	6	1	$3,160,893,000	95	23	81	$112,006,343,067	$7,848,498,204	1997–2026
60	Guzman & Company	4	0	$3,148,563,000	39	0	37	$74,566,070,134	-	1996–2023	Broker-dealer
61	Gruntal & Co	27	0	$3,102,202,250	131	3	121	$27,009,545,507	$56,211,000	1996–2001
62	Pennsylvania Merchant Group	30	1	$3,041,732,500	256	5	223	$13,242,572,451	$128,300,000	1994–2000
63	Credit Lyonnais Securities	5	0	$3,034,123,920	72	2	67	$32,847,975,552	$442,500,000	1994–2004
64	C.e. Unterberg, Towbin	33	1	$3,013,793,000	162	10	150	$12,740,622,216	$451,080,012	1997–2007	Broker-dealer
65	J.c. Bradford&co	20	1	$2,897,990,000	260	20	234	$31,707,968,701	$760,782,103	1994–2000
66	Johnston, Lemon & Co., Inc	18	0	$2,856,400,000	60	0	57	$5,306,719,543	-	1994–2005	Broker-dealer
67	C.L. King & Associates	25	0	$2,829,952,000	151	1	136	$100,241,270,960	$29,999,996	1996–2026	Broker-dealer
68	Parker/Hunter Inc	24	0	$2,807,682,000	136	2	127	$17,001,689,680	$20,000,000	1996–2004
69	Pacific Crest Securities	26	0	$2,785,505,000	190	10	180	$61,897,945,190	$404,446,552	1996–2017	Broker-dealer
70	First Albany	24	0	$2,734,052,500	161	6	145	$15,673,779,270	$88,022,027	1994–2003
71	Utendahl Capital Partners, L.p	7	0	$2,708,400,000	55	2	53	$50,304,168,292	$2,300,000,000	1996–2008	Broker-dealer
72	Commerzbank Capital Markets Corp	2	0	$2,656,173,920	8	0	7	$11,097,106,202	-	1999–2004	Broker-dealer
73	Lazard	18	2	$2,606,580,300	289	44	238	$70,991,844,608	$2,985,038,631	1994–2021
74	Sutro & Co	24	0	$2,534,520,000	195	3	176	$25,920,916,336	$10,940,878	1996–2000
75	HSBC	7	1	$2,445,300,000	156	18	146	$220,952,796,847	$42,788,330,946	1996–2025
76	Burnham Securities Inc	7	0	$2,439,608,000	39	0	36	$8,426,246,490	-	1994–2001	Broker-dealer
77	Scott & Stringfellow	13	0	$2,396,500,000	143	8	124	$15,240,081,233	$178,627,835	1994–2009	Broker-dealer
78	Scotiabank	3	0	$2,389,923,920	122	8	98	$130,530,260,255	$1,907,810,307	1996–2026
79	May Davis Group	3	0	$2,296,173,920	11	0	11	$22,135,573,920	-	1998–2002
80	Nesbitt Burns Securities Inc	3	0	$2,256,000,000	41	0	32	$22,137,867,041	-	1996–2001
81	Paribas	2	1	$2,198,848,000	10	1	8	$4,068,366,190	$464,848,000	1994–2000
82	Allen & Company	11	1	$2,091,556,250	215	30	204	$114,286,973,810	$9,209,693,064	1994–2026	Broker-dealer
83	M.R. Beal & Company	2	0	$2,074,253,920	22	0	20	$65,419,227,725	-	1996–2012
84	Sturdivant & Co. Inc	2	0	$2,032,673,920	19	0	19	$29,479,673,920	-	1997–2004	Broker-dealer
85	Buckingham Research Group	1	0	$1,956,173,920	23	1	19	$14,099,846,920	$26,550,000	1996–2002	Broker-dealer
86	Wit Sound View Corporation	1	0	$1,956,173,920	1	0	1	$1,956,173,920	-	2000
87	Josephthal & Co Inc	18	0	$1,915,402,000	42	0	38	$3,358,538,556	-	1998–2001
88	Wedbush Securities	15	0	$1,886,148,000	268	14	249	$59,488,729,244	$638,246,416	1994–2026	Broker-dealer
89	First Security Van Kasper	24	0	$1,776,696,000	46	0	41	$6,571,390,070	-	1999–2000
90	Crowell Weedon & Co	13	0	$1,764,100,000	122	2	115	$23,369,770,952	$79,471,400	1996–2007	Broker-dealer
91	Dominick & Dominick Inc	16	0	$1,763,860,000	64	1	61	$6,112,608,160	$13,420,000	1996–2012	Broker-dealer
92	Fox-Pitt, Kelton Inc	1	0	$1,734,000,000	58	1	52	$35,274,772,038	$165,750,000	1996–2007	Broker-dealer
93	Melvin Securities, L.L.C	1	0	$1,734,000,000	9	0	9	$24,630,587,450	-	1999–2010	Broker-dealer
94	Pryor, Counts Capital Markets, LLC	1	0	$1,734,000,000	1	0	1	$1,734,000,000	-	2000
95	Scotia Capital Markets (USA) Inc	1	0	$1,734,000,000	14	0	14	$8,759,428,300	-	1996–2000
96	Fidelity Capital Markets	22	0	$1,711,791,500	28	0	28	$2,063,191,500	-	1999–2002
97	The Chapman Co	11	0	$1,637,860,000	29	0	28	$19,458,398,300	-	1994–2001
98	Jefferies	17	0	$1,544,344,500	931	460	873	$248,961,487,693	$94,846,011,859	1994–2026	Broker-dealer
99	George K. Baum and Company	18	1	$1,507,522,500	103	4	90	$10,978,851,156	$176,843,000	1996–2000	Broker-dealer
100	Pacific Growth Equities	17	3	$1,506,096,000	87	19	81	$5,439,345,025	$1,056,935,325	1996–2007	Broker-dealer
101	FBR	22	7	$1,483,397,500	260	86	222	$50,752,181,380	$6,347,650,278	1996–2020
102	Commerzbank Aktiengesellschaft	3	1	$1,469,700,000	10	1	10	$11,470,950,000	$193,700,000	1996–2000
103	Kaufman Bros. Co	14	0	$1,465,700,000	76	4	69	$5,716,452,667	$63,000,000	1996–2007	Broker-dealer
104	Brad Peery Inc	11	0	$1,428,500,000	56	0	53	$5,799,997,883	-	1996–2000
105	Hoak Breedlove Wesneski & Co	9	0	$1,411,500,000	57	1	48	$9,988,826,156	$26,550,000	1996–2001
106	Invemed Associates	10	0	$1,314,951,500	40	1	40	$13,352,280,500	$96,000,000	1996–2001	Broker-dealer
107	Hoefer & Arnett	9	0	$1,306,000,000	51	4	42	$2,393,921,988	$18,720,000	1996–2006
108	Ladenburg Thalmann	10	0	$1,248,972,500	287	59	241	$24,878,260,432	$3,026,781,620	1994–2026
109	ING	13	10	$1,078,197,044	119	74	112	$134,859,322,258	$90,075,353,918	1996–2026
110	D.A. Davidson	13	0	$1,076,875,000	108	21	91	$38,162,719,764	$792,624,666	1997–2026
111	Punk, Ziegel & Company	8	1	$1,046,360,000	30	3	27	$2,499,164,950	$283,606,000	1997–2005	Broker-dealer
112	Jackson Securities	7	0	$1,018,400,000	15	0	15	$26,464,175,000	-	1999–2007	Broker-dealer
113	Tejas Securities Group, Inc	4	0	$974,300,000	7	1	5	$1,001,499,998	$3,300,000	1998–2006	Broker-dealer
114	Arnhold and S. Bleichroeder Inc	3	0	$965,422,500	53	1	45	$9,725,165,639	$71,550,000	1994–2002
115	H.C. Wainwright	11	0	$932,525,000	157	41	115	$11,739,674,319	$695,893,645	1996–2026
116	Petrie Parkman & Co	4	1	$804,770,000	48	4	38	$9,682,573,289	$90,572,500	1994–2006
117	Stifel	7	0	$794,580,300	722	160	687	$325,299,915,114	$20,530,366,432	1994–2026
118	Loop Capital Markets	3	0	$788,900,000	170	7	160	$199,788,011,717	$690,352,719	1999–2026	Broker-dealer
119	John G. Kinnard and Company	12	1	$763,447,500	61	3	56	$2,384,113,629	$107,800,000	1996–2000
120	Accrued construction costs	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
121	Accrued liabilities	1	0	$760,320,000	2	0	2	$1,221,570,000	-	1997–2000
122	Capacity available for sale	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
123	Deferred revenue and other	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
124	Deferred taxes	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
125	Depreciation and amortization	1	0	$760,320,000	4	0	2	$1,266,120,000	-	2000–2014
126	Due from affiliate	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
127	Fixed assets, net	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
128	Funds held by collateral trustee	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
129	Interest Expense	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
130	Interest Income	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
131	Long-term debt	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
132	Minority Interest	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
133	Operating Income	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
134	Provision For Income Taxes	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
135	Retained earnings	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
136	Standby maintenance and restoration revenue	1	0	$760,320,000	1	0	1	$760,320,000	-	2000
137	BMO Capital Markets	2	2	$731,850,000	264	71	254	$167,357,999,001	$11,872,637,970	2000–2026	Broker-dealer
138	Ferris, Baker Watts	5	0	$699,025,000	82	13	70	$9,669,964,606	$724,875,000	1996–2007	Broker-dealer
139	W.R. Hambrecht & Co	10	1	$670,475,000	21	3	19	$1,542,213,083	$231,087,321	1999–2008	Broker-dealer
140	Cazenove & Co	3	1	$648,481,250	23	3	21	$17,250,178,620	$193,700,000	1994–2004	Broker-dealer
141	Canaccord Genuity	1	0	$647,850,000	261	21	246	$78,170,972,676	$1,654,839,102	2000–2026	Broker-dealer
142	Freimark Blair & Company, Inc	1	0	$647,850,000	4	0	3	$831,750,000	-	1997–2002	Broker-dealer
143	Goepel McDermid (U.S.A.) Inc	1	0	$647,850,000	2	0	2	$689,850,000	-	1999–2000
144	Pacific International Securities Inc	1	0	$647,850,000	1	0	1	$647,850,000	-	2000
145	Yorkton Securities Inc	1	0	$647,850,000	3	1	3	$764,135,000	$11,160,000	1996–2000
146	Edgar M. Norris & Co. Inc	7	0	$628,765,000	21	0	19	$1,352,677,100	-	1996–2000
147	PMG Capital	3	0	$624,250,000	4	0	4	$793,000,000	-	2000–2001
148	Brean Murray & Co., Inc	8	0	$612,300,000	86	4	72	$5,576,591,942	$27,362,500	1996–2005
149	Washington, D.C	3	0	$611,350,000	3	0	3	$611,350,000	-	2000
150	Simmons & Company	5	1	$593,575,000	97	10	91	$29,259,850,210	$1,687,748,115	1994–2021
151	E*Offering	8	3	$586,103,000	22	7	21	$1,607,821,000	$577,260,000	1999–2002
152	Lebenthal & Co.	7	0	$512,500,000	26	0	25	$54,255,597,829	-	1999–2014	Broker-dealer
153	Illinois Connecticut Indiana	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
154	Maryland Connecticut Delaware	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
155	Maryland Maine Kentucky	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
156	Massachusetts Maine Georgia	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
157	Massachusetts New Hampshire Nebraska	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
158	Michigan Rhode Island South Dakota	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
159	Montana New Hampshire Illinois	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
160	Montana Texas Wyoming	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
161	New Jersey	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
162	New Jersey Rhode Island Indiana	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
163	New Mexico	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
164	Pennsylvania Michigan	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
165	Pilot Programs	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
166	South Dakota	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
167	Virginia Nebraska	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
168	West Virginia	1	0	$504,000,000	1	0	1	$504,000,000	-	2000
169	Doft & Co. Inc	5	0	$496,600,000	41	0	37	$6,466,035,688	-	1996–2005	Broker-dealer
170	Redwine & Company	5	0	$484,200,000	26	0	25	$1,805,648,018	-	1996–2005	Broker-dealer
171	Monness, Crespi, Hardt & Co. Inc	1	0	$476,000,000	9	0	7	$5,242,577,640	-	1996–2002	Broker-dealer
172	The Robertson-Humphrey Company, LLC	1	0	$476,000,000	1	0	1	$476,000,000	-	2000
173	Williams Securities Group, Inc	1	0	$476,000,000	1	0	1	$476,000,000	-	2000
174	BNP Paribas	1	0	$464,848,000	100	13	82	$138,052,913,891	$3,296,390,881	2000–2026
175	Deutsche Bank AG London	2	0	$454,100,000	4	0	3	$5,865,597,821	-	1998–2000
176	Sandler O'Neill & Partners L.P	5	0	$433,525,000	105	8	85	$35,872,538,903	$216,687,151	1997–2019	Broker-dealer
177	Services	7	3	$431,650,000	12	4	12	$1,121,850,000	$215,600,000	1999–2002
178	Midwest Research	2	0	$425,000,000	9	0	9	$1,349,750,000	-	2000–2002
179	Roth Capital Partners	8	3	$403,225,000	237	139	181	$16,227,031,099	$4,561,817,705	1996–2026	Broker-dealer
180	Mcadams Wright Ragen, Inc	2	0	$390,000,000	9	0	8	$1,324,306,500	-	1999–2010	Broker-dealer
181	FAC/Equities, a division of First Albany Corporation	5	2	$371,000,000	9	4	9	$602,720,000	$229,000,000	1999–2001
182	Ormes Capital Markets, Inc	3	0	$367,900,000	41	0	39	$28,702,287,626	-	1996–2004
183	SBK Brooks Investment Corp	1	0	$341,000,000	2	0	2	$4,226,000,000	-	2000–2002	Broker-dealer
184	Epoch Securities, Inc	2	1	$324,000,000	13	1	12	$10,153,155,420	$240,000,000	2000–2004	Broker-dealer
185	First Analysis Securities	3	0	$310,922,500	53	1	49	$5,789,571,611	$20,000,020	1996–2018	Broker-dealer
186	Bryan, Garnier & Co	1	0	$306,000,000	10	0	9	$1,739,447,738	-	2000–2023
187	Quartz Capital Partners Ltd	1	0	$306,000,000	1	0	1	$306,000,000	-	2000
188	Epoch Partners	3	0	$299,981,250	5	0	5	$712,481,250	-	2000–2001
189	Deutsche Banc Securities Inc	2	0	$291,000,000	5	0	5	$529,650,000	-	1999–2000
190	Aegis Capital	3	0	$284,000,000	95	59	66	$3,794,392,482	$2,128,266,664	1996–2026	Broker-dealer
191	First Southwest Company	6	0	$279,450,000	45	0	37	$8,248,538,480	-	1994–2007	Broker-dealer
192	Oscar Gruss & Son Incorporated	5	0	$279,426,500	10	0	10	$903,126,500	-	1996–2000	Broker-dealer
193	Cruttenden Roth, Inc	3	0	$271,900,000	108	13	94	$6,440,511,322	$265,875,878	1996–2000
194	Oppenheimer	3	0	$270,500,000	674	128	605	$158,412,465,252	$19,302,370,805	1994–2026
195	Bank of America International Limited	1	0	$264,000,000	5	0	5	$1,661,800,000	-	1999–2000
196	Room	3	0	$259,000,000	3	0	3	$259,000,000	-	2000
197	A Division of National Financial	2	0	$250,950,000	2	0	2	$250,950,000	-	2000
198	Quick & Reilly, Inc	3	0	$249,000,000	3	0	3	$249,000,000	-	2000
199	Shields & Company	3	0	$246,600,000	5	0	5	$396,600,000	-	1997–2001	Broker-dealer
200	Wm Smith Securities	3	0	$245,800,000	15	0	12	$492,817,827	-	1996–2005
201	Ryan Beck & Co	3	1	$244,402,965	48	7	37	$3,077,370,294	$204,082,965	1996–2006	Broker-dealer
202	J. J. B. Hilliard, W. L. Lyons Inc	4	0	$234,753,000	66	1	60	$20,535,041,534	$76,410,000	1994–2014	Broker-dealer
203	KBW	1	0	$224,080,300	238	82	207	$106,915,406,728	$7,590,672,812	1996–2026
204	Putnam Lovell Securities	1	0	$224,080,300	7	0	6	$6,111,799,350	-	2000–2005
205	Kbc Securities	1	0	$213,750,000	8	0	8	$1,126,464,068	-	2000–2021	Broker-dealer
206	Donaldson, Lufkin & Jenerette Securities Corp	1	0	$195,500,000	3	0	3	$244,790,000	-	1998–2000
207	Wasserstein Perrella Securities, Inc	1	0	$195,500,000	1	0	1	$195,500,000	-	2000
208	Commerzbank	2	1	$193,700,000	12	1	9	$26,936,387,498	$193,700,000	2000–2023
209	Credit Agricole Indosuez	1	1	$193,700,000	2	1	2	$5,663,700,000	$193,700,000	1999–2000
210	HSBC Investment Bank plc	1	1	$193,700,000	10	1	10	$15,273,948,821	$193,700,000	1996–2000
211	Nutmeg Securities	4	0	$193,097,500	25	1	23	$1,002,638,516	$6,300,000	1996–2000	Broker-dealer
212	Credit Lynonnais Securities (USA) Inc	1	0	$190,000,000	1	0	1	$190,000,000	-	2000
213	Lazard Frères & Co LLC	1	0	$190,000,000	18	2	16	$10,040,874,449	$115,633,331	2000–2018
214	Wasserstein Parella Securities, Inc	1	0	$190,000,000	1	0	1	$190,000,000	-	2000
215	Santander Securities	2	0	$188,000,000	4	0	4	$9,071,000,000	-	2000–2007	Broker-dealer
216	Seidler Companies, Inc. (The)	2	0	$182,000,000	60	4	55	$3,451,193,551	$70,371,751	1994–2005	Broker-dealer
217	E*TRADE Securities	1	0	$180,000,000	47	2	46	$21,881,399,700	$70,000,000	1998–2012	Broker-dealer
218	Laidlaw Global Securities, Inc	1	0	$180,000,000	9	1	9	$362,340,450	-	1997–2000
219	Barrington Research Associates, Inc	3	0	$177,597,500	23	0	23	$3,880,601,454	-	1997–2025	Broker-dealer
220	Emerging Growth Equities, Ltd	2	0	$176,500,000	4	0	4	$385,500,000	-	2000–2002	Broker-dealer
221	Dain Rauscher Wessels a division of Dain Rauscher	2	0	$174,000,000	38	4	37	$3,244,620,005	$438,200,000	1998–2000
222	JWGenesis Securities, Inc	1	0	$174,000,000	4	0	3	$222,000,000	-	1999–2000
223	Note receivable from related party	1	0	$168,000,000	1	0	1	$168,000,000	-	2000
224	Leerink Partners	3	0	$167,500,000	284	180	270	$46,540,396,068	$22,542,620,651	1996–2026	Broker-dealer
225	Gaines, Berland Inc	1	0	$160,000,000	24	0	20	$1,741,543,230	-	1996–2001
226	Jesup & Lamont Securities Corp	1	0	$160,000,000	16	0	15	$1,612,710,688	-	1998–2007	Broker-dealer
227	Advanced Equities, Inc	1	0	$154,000,000	2	0	2	$268,369,587	-	2000–2004	Broker-dealer
228	Broadmark Capital Corporation	1	0	$154,000,000	2	0	2	$290,800,000	-	1999–2000	Broker-dealer
229	R.J. Steichen & Co	3	1	$151,500,000	10	5	9	$248,982,500	$62,482,500	1996–2000
230	Fearnley Fonds ASA	1	0	$148,200,000	1	0	1	$148,200,000	-	2000
231	Suite	1	0	$147,000,000	1	0	1	$147,000,000	-	2000
232	Underwriters ---------------- Goldman, Sachs & Co	1	0	$145,454,544	1	0	1	$145,454,544	-	2000
233	UBS AG, acting through its division Warburg Dillon Read	2	0	$142,900,000	6	0	6	$6,904,541,672	-	1998–2000
234	BNY Capital Markets	1	0	$142,900,000	25	0	22	$41,700,848,260	-	1998–2025
235	Pacific Growth Securities, Inc	1	0	$142,900,000	1	0	1	$142,900,000	-	2000
236	Barits Securities (Hong Kong) Limited	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
237	Bring Them To Life	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
238	Capitalizing On the	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
239	Dresdner Kleinwort Benson North America LLC	1	0	$140,000,000	15	0	13	$7,006,111,450	-	1996–2001
240	FB Gemini	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
241	FB Gemini Capital Limited	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
242	From "gulliver's Jones From Rossellini From Stewart	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
243	Good Stories Endure	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
244	Janco Partners, Inc	1	0	$140,000,000	14	0	12	$4,415,484,750	-	1996–2001	Broker-dealer
245	MeesPierson, Inc	1	0	$140,000,000	3	0	3	$2,876,928,000	-	1999–2000
246	Only A True Storyteller Can	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
247	Sam Neil From Entertainment	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
248	Strength of Our Family	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
249	UBS Warburg is a business group of UBS AG	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
250	Waiting To Be Told	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
251	Williams Security Group	1	0	$140,000,000	1	0	1	$140,000,000	-	2000
252	Frost Securities Inc	1	0	$136,000,000	1	0	1	$136,000,000	-	2000	Broker-dealer
253	Bb&t Capital Markets	2	0	$133,500,000	49	3	39	$13,092,031,136	$421,740,000	2000–2018
254	BB&T Capital Markets/Scott & Stringfellow, Inc	2	0	$133,500,000	6	0	5	$414,308,328	-	2000–2002
255	Fac/equities	3	0	$131,600,000	11	0	9	$637,986,230	-	1999–2000
256	Description of Graphics	1	0	$125,000,000	2	0	2	$185,500,000	-	1999–2000
257	Kong) Limited	1	0	$120,000,000	1	0	1	$120,000,000	-	2000
258	Inside Front Cover	3	0	$118,500,000	6	0	5	$248,562,500	-	1996–2000
259	Short term investments	1	0	$117,000,000	15	1	15	$1,396,604,967	$32,000,000	1996–2020
260	Daiwa Capital Markets	1	0	$113,781,250	10	2	9	$27,867,458,903	$18,400,000	1994–2026
261	A Division of National	1	0	$112,000,000	1	0	1	$112,000,000	-	2000
262	Broadband Capital Management Llc	1	0	$112,000,000	4	2	4	$183,300,000	$42,500,000	2000–2014	Broker-dealer
263	Pryor, Counts & Co. Inc	1	0	$112,000,000	4	0	4	$12,768,000,000	-	1999–2002
264	Seaboard Securities, Inc	1	0	$112,000,000	1	0	1	$112,000,000	-	2000	Broker-dealer
265	Integrated Remote Management	1	0	$110,500,000	1	0	1	$110,500,000	-	2000
266	Internet Server Appliances	1	0	$110,500,000	1	0	1	$110,500,000	-	2000
267	a division of Dain Rauscher First Albany Corporation	1	0	$110,000,000	2	0	2	$152,000,000	-	1999–2000
268	CLSA	1	0	$108,750,000	37	2	36	$46,187,018,535	$150,550,000	2000–2024
269	Number of ADSs --------- Salomon Smith Barney Inc	1	0	$108,750,000	1	0	1	$108,750,000	-	2000
270	Nomura	2	0	$108,000,000	140	17	136	$106,193,829,760	$4,652,541,277	1994–2026
271	Davenport & Co. LLC	1	0	$108,000,000	10	0	8	$11,647,123,330	-	1997–2013	Broker-dealer
272	ABN AMRO Rothschild (a division of ABN AMRO Incorporated)	1	0	$107,501,500	1	0	1	$107,501,500	-	2000
273	Cantor Fitzgerald	2	0	$107,496,000	290	208	280	$148,315,660,003	$43,264,715,382	1999–2026
274	CIBC World Market Corp	1	0	$106,000,000	1	0	1	$106,000,000	-	2000
275	Lehman Brothers Canada Inc	1	0	$106,000,000	1	0	1	$106,000,000	-	2000
276	Merrill Lynch Canada Inc	1	0	$106,000,000	2	0	2	$1,114,000,000	-	1999–2000
277	Financial Services Corporation	1	1	$100,800,000	1	1	1	$100,800,000	$100,800,000	2000
278	Parker/Hynter Incorporated	1	0	$100,000,000	1	0	1	$100,000,000	-	2000
279	Moors & Cabot Inc	2	0	$98,000,000	30	0	24	$1,862,878,000	-	1996–2000	Broker-dealer
280	Nessuah Zannex Ltd	2	0	$92,615,000	8	0	8	$336,064,192	-	1999–2000
281	Branch, Cabell and Company	2	0	$90,000,000	17	0	11	$5,480,694,085	-	1994–2000
282	Griffiths McBurney & Partners	1	0	$90,000,000	3	0	2	$1,159,200,000	-	1999–2002
283	Prudential Securities Incorporation	1	0	$90,000,000	1	0	1	$90,000,000	-	2000
284	Security Investment Company of Kansas City	1	0	$87,000,000	2	0	2	$507,000,000	-	2000–2001
285	Mason Wood Walker	1	0	$86,250,000	2	0	2	$179,750,000	-	2000–2002
286	Chastworth Securities LLC	1	0	$85,000,000	1	0	1	$85,000,000	-	2000
287	First Security Van Kaspar	1	0	$85,000,000	1	0	1	$85,000,000	-	2000
288	Current........................................ (5,751) 273,494 (5,751)	1	0	$84,000,000	1	0	1	$84,000,000	-	2000
289	Net income (loss) for the period............................ (147,820)	1	0	$84,000,000	1	0	1	$84,000,000	-	2000
290	Period.................................................... (593,626)	1	0	$84,000,000	1	0	1	$84,000,000	-	2000
291	Broad Manufacturing Flexibility	1	0	$80,000,000	1	0	1	$80,000,000	-	2000
292	Capacitors Implantable Cardioverter	1	0	$80,000,000	1	0	1	$80,000,000	-	2000
293	Citicorp Center 500 West Madison Street Suite	1	0	$80,000,000	1	0	1	$80,000,000	-	2000
294	Commercial Products	1	0	$80,000,000	1	0	1	$80,000,000	-	2000
295	Components For Implantable Devices	1	0	$80,000,000	1	0	1	$80,000,000	-	2000
296	Doley Securities, Inc	1	0	$80,000,000	18	0	18	$24,837,125,000	-	1998–2002	Broker-dealer
297	Electrode Tips	1	0	$80,000,000	1	0	1	$80,000,000	-	2000
298	Flight, Oceanography and Petroleum Exploration	1	0	$80,000,000	1	0	1	$80,000,000	-	2000
299	High Level of Manufacturing Precision	1	0	$80,000,000	1	0	1	$80,000,000	-	2000
300	Highly Durable Seal	1	0	$80,000,000	1	0	1	$80,000,000	-	2000

300 firms active in 2000, up to 300. Proceeds are the gross proceeds of the whole deal (price times shares sold), not the firm’s own allocation. “Registered” marks firms matched by name to the SEC’s broker-dealer list.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.