IPO registrations (S-1, F-1) · Underwriters
Johnston, Lemon & Co., Inc
- Deals
- 60 priced offerings as an underwriter; 57 initial public offerings
- Proceeds of those deals
- $5,306,719,543
- Years
- 1994–2005
- Named in
- 61 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as JOHNSTON, LEMON & CO. INCORPORATED · filings on EDGAR ↗
- Named as
- Johnston, Lemon & Co., Inc; Johnston, Lemon & Co. Incorporated
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2005 | 1 | 0 | $54,075,000 |
| 2000 | 18 | 0 | $2,856,400,000 |
| 1999 | 12 | 0 | $976,885,000 |
| 1998 | 7 | 0 | $633,160,500 |
| 1997 | 14 | 0 | $509,724,043 |
| 1996 | 7 | 0 | $207,000,000 |
| 1994 | 1 | 0 | $69,475,000 |
Deals 60
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-10-21 | NCI, Inc. VA | Syndicate | $10.50 | 5,150,000 | $54,075,000 | Nasdaq NCIT | IPO | 11 | 424B4 ↗ | |
| 2000-10-05 | NEWPOWER HOLDINGS INC NY | Syndicate | $21.00 | 24,000,000 | $504,000,000 | IPO | 40 | 424B1 ↗ | ||
| 2000-09-29 | Integer Holdings Corp TX | Syndicate | $16.00 | 5,000,000 | $80,000,000 | NYSE GB | IPO | 58 | 424B4 ↗ | |
| 2000-08-21 | VIASOURCE COMMUNICATIONS INC FL | Syndicate | $8.00 | 5,000,000 | $40,000,000 | IPO | 43 | 424B1 ↗ | ||
| 2000-08-09 | RADVIEW SOFTWARE LTD L3 | Syndicate | $10.00 | 4,000,000 | $40,000,000 | IPO | 38 | 424B1 ↗ | ||
| 2000-08-09 | PHARSIGHT CORP CA | Syndicate | $10.00 | 3,000,000 | $30,000,000 | IPO | 38 | 424B4 ↗ | ||
| 2000-08-04 | EXE TECHNOLOGIES INC TX | Syndicate | $8.00 | 8,000,000 | $64,000,000 | IPO | 38 | 424B1 ↗ | ||
| 2000-08-02 | ENTRAVISION COMMUNICATIONS CORP CA | Syndicate | $16.50 | 46,000,000 | $759,000,000 | IPO | 53 | 424B4 ↗ | ||
| 2000-07-13 | NETWORK ENGINES INC MA | Syndicate | $17.00 | 6,500,000 | $110,500,000 | Nasdaq NENG | IPO | 36 | 424B4 ↗ | |
| 2000-06-26 | CHARLES RIVER LABORATORIES INTERNATIONAL, INC. MA | Syndicate | $16.00 | 14,000,000 | $224,000,000 | IPO | 36 | 424B4 ↗ | ||
| 2000-06-23 | MANUFACTURERS SERVICES LTD MA | Syndicate | $16.00 | 11,000,000 | $176,000,000 | IPO | 38 | 424B4 ↗ | ||
| 2000-06-08 | UBIQUITEL INC PA | Syndicate | $8.00 | 12,500,000 | $100,000,000 | IPO | 33 | 424B4 ↗ | ||
| 2000-05-18 | US UNWIRED INC LA | Syndicate | $11.00 | 8,000,000 | $88,000,000 | IPO | 36 | 424B1 ↗ | ||
| 2000-05-15 | NET2000 COMMUNICATIONS INC VA | Syndicate | $20.00 | 10,000,000 | $200,000,000 | Nasdaq NTKK | IPO | 15 | 424B1 ↗ | |
| 2000-05-04 | CROWN MEDIA HOLDINGS INC CA | Syndicate | $14.00 | 10,000,000 | $140,000,000 | IPO | 50 | 424B4 ↗ | ||
| 2000-04-21 | PEC SOLUTIONS INC VA | Syndicate | $9.50 | 3,000,000 | $28,500,000 | IPO | 37 | 424B4 ↗ | ||
| 2000-04-20 | EMBARCADERO TECHNOLOGIES INC CA | Syndicate | $10.00 | 4,200,000 | $42,000,000 | IPO | 29 | 424B4 ↗ | ||
| 2000-03-17 | TIPPINGPOINT TECHNOLOGIES INC TX | Syndicate | $18.00 | 8,000,000 | $144,000,000 | IPO | 39 | 424B4 ↗ | ||
| 2000-02-28 | HOTELS COM TX | Syndicate | $16.00 | 5,400,000 | $86,400,000 | IPO | 39 | 424B4 ↗ | ||
| 1999-12-16 | XPEDIOR INC IL | Syndicate | $19.00 | 8,535,000 | $162,165,000 | IPO | 26 | 424B1 ↗ | ||
| 1999-11-23 | GETTHERE INC CA | Syndicate | $16.00 | 5,000,000 | $80,000,000 | AXP | IPO | 37 | 424B4 ↗ | |
| 1999-11-09 | DATA CRITICAL CORP WA | Syndicate | $10.00 | 3,500,000 | $35,000,000 | IPO | 31 | 424B1 ↗ | ||
| 1999-11-03 | BE FREE INC MA | Syndicate | $12.00 | 5,600,000 | $67,200,000 | IPO | 19 | 424B4 ↗ | ||
| 1999-08-19 | WINK COMMUNICATIONS INC CA | Syndicate | $16.00 | 4,750,000 | $76,000,000 | IPO | 33 | 424B4 ↗ | ||
| 1999-08-18 | NOVAMED INC IL | Syndicate | $4.38 | 4,000,000 | $17,520,000 | IPO | 30 | 424B1 ↗ | ||
| 1999-07-16 | PARADYNE NETWORKS INC FL | Syndicate | $17.00 | 6,000,000 | $102,000,000 | IPO | 34 | 424B1 ↗ | ||
| 1999-06-18 | OVERTURE SERVICES INC CA | Syndicate | $15.00 | 6,000,000 | $90,000,000 | IPO | 33 | 424B4 ↗ | ||
| 1999-06-03 | ZANY BRAINY INC PA | Syndicate | $10.00 | 6,100,000 | $61,000,000 | IPO | 34 | 424B1 ↗ | ||
| 1999-05-18 | NEXTERA ENTERPRISES INC CA | Syndicate | $10.00 | 11,500,000 | $115,000,000 | Nasdaq NXRA | IPO | 33 | 424B4 ↗ | |
| 1999-04-14 | S Wind-up CORP CA | Syndicate | $9.00 | 5,000,000 | $45,000,000 | IPO | 25 | 424B4 ↗ | ||
| 1999-04-09 | USINTERNETWORKING INC MD | Syndicate | $21.00 | 6,000,000 | $126,000,000 | Nasdaq USIX | IPO | 23 | 424B4 ↗ | |
| 1998-08-20 | NEW AMERICAN HEALTHCARE CORP TN | Syndicate | $13.00 | 5,000,000 | $65,000,000 | NYSE NAH | IPO | 32 | 424B4 ↗ | |
| 1998-07-31 | FLORIDA BANKS INC FL | Syndicate | $10.00 | 4,000,000 | $40,000,000 | Nasdaq FLBK | IPO | 20 | 424B4 ↗ | |
| 1998-05-12 | YOUNG & RUBICAM INC. NY | Syndicate | $25.00 | 16,600,000 | $415,000,000 | NYSE YNR | IPO | 48 | 424B4 ↗ | |
| 1998-05-01 | UNITED ROAD SERVICES INC NY | Syndicate | $0.03 | 6,600,000 | $198,000 | Nasdaq URSI | IPO | 23 | 424B4 ↗ | |
| 1998-03-03 | PC CONNECTION INC NH | Syndicate | $17.50 | 3,125,000 | $54,687,500 | Nasdaq PCCC | IPO | 35 | 424B4 ↗ | |
| 1998-02-23 | NUTRACEUTICAL INTERNATIONAL CORP UT | Syndicate | $17.50 | 3,330,000 | $58,275,000 | Nasdaq NUTR | IPO | 29 | 424B1 ↗ | |
| 1998-01-29 | SM&A CA | Syndicate | 3,150,000 | - | Nasdaq WINS | IPO | 27 | 424B4 ↗ | ||
| 1997-12-19 | BIG CITY RADIO INC NY | Syndicate | $7.00 | 4,000,000 | $28,000,000 | NYSE American YFM | IPO | 25 | 424B4 ↗ | |
| 1997-11-19 | INTERNATIONAL HOME FOODS INC CT | Syndicate | $6.91 | 13,622,500 | $94,131,475 | NYSE IHF | IPO | 40 | 424B4 ↗ | |
| 1997-09-23 | FIRST INTERNATIONAL BANCORP INC CT | Syndicate | $26.00 | 1,700,000 | $44,200,000 | Nasdaq FNCE | Offering | 17 | 424B1 ↗ | |
| 1997-08-27 | EXECUSTAY CORP MD | Syndicate | 2,650,000 | - | Nasdaq EXEC | IPO | 36 | 424B4 ↗ | ||
| 1997-07-03 | HAGLER BAILLY INC VA | Syndicate | $5.85 | 3,150,000 | $18,427,500 | Nasdaq HBIX | IPO | 25 | 424B1 ↗ | |
| 1997-07-02 | IRON MOUNTAIN INC NH | Syndicate | $18.00 | 5,312,614 | $95,627,052 | NYSE PLH | IPO | 33 | 424B4 ↗ | |
| 1997-06-19 | RWD TECHNOLOGIES INC MD | Syndicate | $2.56 | 3,000,000 | $7,680,000 | Nasdaq RWDT | IPO | 32 | 424B1 ↗ | |
| 1997-06-17 | MAXIMUS, INC. VA | Syndicate | $16.00 | 5,250,000 | $84,000,000 | NYSE MMS | IPO | 37 | 424B4 ↗ | |
| 1997-06-04 | PAMECO CORP GA | Syndicate | $14.00 | 3,578,644 | $50,101,016 | NYSE PCN | IPO | 30 | 424B1 ↗ | |
| 1997-05-28 | CAREY INTERNATIONAL INC DC | Syndicate | $10.50 | 2,900,000 | $30,450,000 | Nasdaq CARY | IPO | 19 | 424B1 ↗ | |
| 1997-03-07 | EMCORE CORP CA | Syndicate | $9.00 | 2,500,000 | $22,500,000 | Nasdaq EMKR | IPO | 24 | 424B1 ↗ | |
| 1997-03-06 | COVANSYS CORP MI | Syndicate | $12.00 | 2,500,000 | $30,000,000 | Nasdaq CBSL | IPO | 32 | 424B1 ↗ | |
| 1997-02-28 | GENERAL CIGAR HOLDINGS INC NY | Syndicate | 6,000,000 | - | NYSE MPP | IPO | 44 | 424B4 ↗ | ||
| 1997-02-26 | DELTEK, INC VA | Syndicate | $2.71 | 1,700,000 | $4,607,000 | Nasdaq DLTK | IPO | 14 | 424B1 ↗ | |
| 1996-12-13 | VERSATILITY INC VA | Syndicate | $15.00 | 2,200,000 | $33,000,000 | Nasdaq VERS | IPO | 28 | 424B1 ↗ | |
| 1996-10-23 | PENSKE AUTOMOTIVE GROUP, INC. MI | Syndicate | 6,250,000 | - | NYSE UAG | IPO | 26 | 424B4 ↗ | ||
| 1996-09-27 | UNIVISION COMMUNICATIONS INC CA | Syndicate | 8,170,000 | - | NYSE UVN | IPO | 48 | 424B4 ↗ | ||
| 1996-09-25 | LCC INTERNATIONAL INC VA | Syndicate | 5,250,000 | - | Nasdaq LCCI | IPO | 36 | 424B1 ↗ | ||
| 1996-06-28 | REGEN BIOLOGICS INC NJ | Syndicate | $12.00 | 2,000,000 | $24,000,000 | Nasdaq AMSI | IPO | 24 | 424B1 ↗ | |
| 1996-05-10 | EXCELCOM INC TX | Syndicate | $15.00 | 10,000,000 | $150,000,000 | NYSE ECI | IPO | 50 | 424B4 ↗ | |
| 1996-04-12 | TRUMP ENTERTAINMENT RESORTS, INC. NJ | Syndicate | 12,500,000 | - | NYSE DJT | Offering | 44 | 424B1 ↗ | ||
| 1994-01-24 | HOST MARRIOTT CORP/MD MD | Syndicate | $3.97 | 17,500,000 | $69,475,000 | NYSE HMT | Offering | 75 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Donaldson, Lufkin & Jenrette | 53 | 47 |
| Citigroup | 46 | 11 |
| Sands Brothers & Co | 43 | 1 |
| Bear Stearns | 38 | 3 |
| Merrill Lynch | 38 | 5 |
| Janney Montgomery Scott | 37 | 0 |
| Raymond James | 36 | 0 |
| A.G. Edwards | 35 | 1 |
| Pennsylvania Merchant Group | 35 | 0 |
| Legg Mason | 33 | 2 |
| Parker/Hunter Incorporated | 32 | 0 |
| Robertson Stephens | 30 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.