IPO registrations (S-1, F-1) · Registrants

EMCORE CORP

SEC CIK

808326 · filings on EDGAR ↗

Registration

Form S-1, first filed 1996-12-23, last 2011-09-13; 4 initial registrations, 7 amendments

Outcome

Final prospectus filed 1997-03-07; declared effective 2008-05-16; withdrawal requested 2004-02-26

Industry (SIC)

Semiconductors & Related Devices 3674

Incorporated in

NJ

Business address

2015 W. CHESTNUT STREET, Alhambra, CA 91803

EIN

22-2746503

EDGAR entity type

operating

Insiders and CEO pay

EMCORE CORP on the corporate pages

Offering terms

Proposed price range

$9.00–$11.00 per share (S-1/A filed 1997-03-04)

Final price

$9.00 per share, within the range (424B1 filed 1997-03-07, an initial public offering)

Shares sold

2,500,000

Gross proceeds

$22,500,000 before underwriting discounts and any over-allotment option

Listing

Nasdaq under the symbol EMKR

Lead underwriters

Donaldson, Lufkin & Jenrette (1,212,000 shares); Needham & Company (808,000 shares)

Syndicate

ABN Amro Chicago Corporation (30,000); Alex. Brown & Sons (30,000); Cowen (30,000); Dean Witter (30,000); Deutsche Bank (30,000); Furman Selz LLC (30,000); Montgomery Securities (30,000); Oppenheimer (30,000); Robertson Stephens (30,000); UBS (30,000); Adams Harkness (15,000); Advest, Inc (15,000); Black & Company, Inc (15,000); C.L. King & Associates (15,000); Johnston, Lemon & Co. Incorporated (15,000); The Ohio Company (15,000); Parker/Hunter Incorporated (15,000); Ryan, Beck & Co (15,000); Sands Brothers & Co., Ltd (15,000); SoundView Financial Group, Inc (15,000); Unterberg Harris (15,000); Van Kasper & Company (15,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

• Business registration: EMCORE Corporation Fuzzy (name and state)
• Business registration: EMCORE CORPORATION Fuzzy (name and state)
• Form 5500 plan sponsor: EMCORE CORPORATION EXACT (EIN (EXACT))
• Federal award recipient: EMCORE CORPORATION Fuzzy (name and state)
• Federal award recipient: EMCORE LLC Fuzzy (name and state)
• Lobbying client: EMCORE CORPORATION Fuzzy (name and state)
• Lobbying client: EMCORE CORPORATION Fuzzy (name and state)
• Lobbying client: EMCORE CORPORATION Fuzzy (name and state)
• SEC filer: EMCORE CORP EXACT (CIK (EXACT))
• Person page: Matthew A Drapkin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
• Person page: Reuben F Richards Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))

Filings 35

Prospectus pages read 2

Officers, directors and large holders Forms 3, 4 and 5

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.