IPO registrations (S-1, F-1) · Underwriters
Ryan Beck & Co
- Deals
- 48 priced offerings as an underwriter, 7 as lead manager or representative; 37 initial public offerings
- Proceeds of those deals
- $3,077,370,294 ($204,082,965 as lead)
- Years
- 1996–2006
- Named in
- 53 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as RYAN BECK & CO., INC. · filings on EDGAR ↗
- Named as
- Ryan Beck & Co; Ryan, Beck & Co; Ryan Beck & Co., Inc; Ryan, Beck & Co., Inc; Ryan, Beck & Co. LLC
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2006 | 2 | 0 | $144,000,000 |
| 2005 | 6 | 1 | $1,055,741,550 |
| 2004 | 1 | 1 | $16,740,000 |
| 2003 | 1 | 0 | $134,099,988 |
| 2002 | 1 | 0 | $49,500,000 |
| 2000 | 3 | 1 | $244,402,965 |
| 1999 | 9 | 2 | $376,372,800 |
| 1998 | 8 | 2 | $482,275,000 |
| 1997 | 10 | 0 | $337,359,991 |
| 1996 | 7 | 0 | $236,878,000 |
Deals 48
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-12-15 | CARROLS RESTAURANT GROUP, INC. NY | Syndicate | $13.00 | 10,000,000 | $130,000,000 | Nasdaq TAST | IPO | 9 | 424B4 ↗ | |
| 2006-01-11 | CF BANKSHARES INC. OH | Syndicate | $7.00 | 2,000,000 | $14,000,000 | Nasdaq CFBK | Offering | 4 | 424B1 ↗ | |
| 2005-12-14 | BCB BANCORP INC NJ | Syndicate | $15.25 | 1,100,000 | $16,775,000 | Nasdaq BCBP | Offering | 5 | 424B1 ↗ | |
| 2005-08-11 | INTERVEST BANCSHARES CORP NY | Lead | $19.75 | 1,250,000 | $24,687,500 | Nasdaq IBCA | Offering | 3 | 424B4 ↗ | |
| 2005-06-24 | KENEXA CORP PA | Syndicate | $12.00 | 5,000,000 | $60,000,000 | Nasdaq KNXA | IPO | 8 | 424B4 ↗ | |
| 2005-06-13 | PC GROUP, INC. NY | Syndicate | $6.50 | 5,000,000 | $32,500,000 | Nasdaq GAIT | Offering | 3 | 424B4 ↗ | |
| 2005-06-09 | LHC Group, Inc LA | Syndicate | $14.00 | 4,800,000 | $67,200,000 | Nasdaq LHCG | IPO | 8 | 424B4 ↗ | |
| 2005-05-05 | Lazard, Inc. NY | Syndicate | $25.00 | 34,183,162 | $854,579,050 | NYSE LAZ | IPO | 28 | 424B1 ↗ | |
| 2004-02-05 | BAKERS FOOTWEAR GROUP INC MO | Lead | $7.75 | 2,160,000 | $16,740,000 | Nasdaq BKRS | IPO | 6 | 424B4 ↗ | |
| 2003-12-18 | FRANKLIN BANK CORP TX | Syndicate | $14.50 | 9,248,275 | $134,099,988 | Nasdaq FBTX | IPO | 13 | 424B4 ↗ | |
| 2002-05-21 | TruBridge, Inc. AL | Syndicate | $16.50 | 3,000,000 | $49,500,000 | Nasdaq CPSI | IPO | 16 | 424B4 ↗ | |
| 2000-10-16 | WAYPOINT FINANCIAL CORP PA | Lead | $12.25 | 11,135,140 | $136,405,465 | Nasdaq WYPT | Offering | 2 | 424B1 ↗ | |
| 2000-02-28 | HOTELS COM TX | Syndicate | $16.00 | 5,400,000 | $86,400,000 | IPO | 39 | 424B4 ↗ | ||
| 2000-02-15 | VARSITY GROUP INC DC | Syndicate | $5.30 | 4,075,000 | $21,597,500 | Nasdaq VSTY | IPO | 8 | 424B4 ↗ | |
| 1999-08-09 | Onstream Media CORP FL | Syndicate | $10.00 | 1,400,000 | $14,000,000 | Nasdaq VDAT | Offering | 13 | 424B4 ↗ | |
| 1999-07-28 | NATIONAL MEDICAL HEALTH CARD SYSTEMS INC NY | Lead | $7.50 | 2,000,000 | $15,000,000 | Nasdaq NMHC | Offering | 22 | 424B1 ↗ | |
| 1999-07-02 | SUN COMMUNITY BANCORP LTD AZ | Syndicate | $16.00 | 1,650,000 | $26,400,000 | IPO | 11 | 424B4 ↗ | ||
| 1999-06-30 | PRIVATEBANCORP, INC IL | Syndicate | $18.00 | 900,000 | $16,200,000 | Nasdaq PVTB | IPO | 11 | 424B4 ↗ | |
| 1999-06-25 | FINANCIAL INSTITUTIONS INC NY | Syndicate | $14.00 | 430,200 | $6,022,800 | Nasdaq FISI | IPO | 10 | 424B1 ↗ | |
| 1999-06-22 | TEAM FINANCIAL INC /KS KS | Lead | $11.25 | 1,000,000 | $11,250,000 | Nasdaq TFIN | IPO | 14 | 424B1 ↗ | |
| 1999-05-18 | NEXTERA ENTERPRISES INC CA | Syndicate | $10.00 | 11,500,000 | $115,000,000 | Nasdaq NXRA | IPO | 33 | 424B4 ↗ | |
| 1999-05-14 | NEXTCARD INC CA | Syndicate | $20.00 | 6,000,000 | $120,000,000 | IPO | 28 | 424B4 ↗ | ||
| 1999-02-26 | Life Technologies Corp CA | Syndicate | $15.00 | 3,500,000 | $52,500,000 | IPO | 26 | 424B4 ↗ | ||
| 1998-11-09 | COLUMBIA BANCORP \OR\ OR | Syndicate | $9.00 | 1,000,000 | $9,000,000 | OTC CBBO | Offering | 6 | 424B4 ↗ | |
| 1998-07-15 | AMERICAN BANK NOTE HOLOGRAPHICS INC NY | Syndicate | 13,636,000 | - | NYSE ABH | IPO | 20 | 424B4 ↗ | ||
| 1998-05-13 | PBOC HOLDINGS INC CA | Syndicate | 12,666,667 | - | Nasdaq PBOC | IPO | 15 | 424B1 ↗ | ||
| 1998-05-12 | YOUNG & RUBICAM INC. NY | Syndicate | $25.00 | 16,600,000 | $415,000,000 | NYSE YNR | IPO | 48 | 424B4 ↗ | |
| 1998-02-24 | MIDWEST BANC HOLDINGS INC IL | Syndicate | $15.00 | - | - | Nasdaq MBHI | IPO | 9 | 424B4 ↗ | |
| 1998-02-23 | NUTRACEUTICAL INTERNATIONAL CORP UT | Syndicate | $17.50 | 3,330,000 | $58,275,000 | Nasdaq NUTR | IPO | 29 | 424B1 ↗ | |
| 1998-01-27 | PITTSBURGH FINANCIAL CORP PA | Lead | $10.00 | - | - | Nasdaq PHFCP | Offering | 1 | 424B1 ↗ | |
| 1998-01-27 | PITTSBURGH HOME CAPITAL TRUST I PA | Lead | $10.00 | - | - | Nasdaq PHFCP | Offering | 1 | 424B1 ↗ | |
| 1997-11-19 | INTERNATIONAL HOME FOODS INC CT | Syndicate | $6.91 | 13,622,500 | $94,131,475 | NYSE IHF | IPO | 40 | 424B4 ↗ | |
| 1997-11-13 | BINGHAM FINANCIAL SERVICES CORP MI | Syndicate | $10.00 | 1,200,000 | $12,000,000 | NYSE SUI | IPO | 10 | 424B1 ↗ | |
| 1997-09-23 | FIRST INTERNATIONAL BANCORP INC CT | Syndicate | $26.00 | 1,700,000 | $44,200,000 | Nasdaq FNCE | Offering | 17 | 424B1 ↗ | |
| 1997-07-03 | HAGLER BAILLY INC VA | Syndicate | $5.85 | 3,150,000 | $18,427,500 | Nasdaq HBIX | IPO | 25 | 424B1 ↗ | |
| 1997-06-04 | PAMECO CORP GA | Syndicate | $14.00 | 3,578,644 | $50,101,016 | NYSE PCN | IPO | 30 | 424B1 ↗ | |
| 1997-03-07 | EMCORE CORP CA | Syndicate | $9.00 | 2,500,000 | $22,500,000 | Nasdaq EMKR | IPO | 24 | 424B1 ↗ | |
| 1997-03-06 | COVANSYS CORP MI | Syndicate | $12.00 | 2,500,000 | $30,000,000 | Nasdaq CBSL | IPO | 32 | 424B1 ↗ | |
| 1997-02-28 | GENERAL CIGAR HOLDINGS INC NY | Syndicate | 6,000,000 | - | NYSE MPP | IPO | 44 | 424B4 ↗ | ||
| 1997-02-21 | U S RENTALS INC CA | Syndicate | 10,000,000 | - | NYSE USR | IPO | 43 | 424B1 ↗ | ||
| 1997-01-31 | MEDICAL MANAGER CORP FL | Syndicate | $11.00 | 6,000,000 | $66,000,000 | Nasdaq MMGR | IPO | 38 | 424B4 ↗ | |
| 1996-12-18 | IGATE CORP PA | Syndicate | 4,800,000 | - | Nasdaq MAST | IPO | 36 | 424B1 ↗ | ||
| 1996-12-12 | SKYMALL INC AZ | Syndicate | $6.13 | 2,000,000 | $12,260,000 | Nasdaq SKYM | IPO | 25 | 424B4 ↗ | |
| 1996-11-01 | Dominick's Supermarkets, LLC ID | Syndicate | $18.00 | 8,000,000 | $144,000,000 | NYSE DFF | IPO | 43 | 424B1 ↗ | |
| 1996-10-04 | NAVIGANT CONSULTING INC IL | Syndicate | $16.00 | 3,500,000 | $56,000,000 | Nasdaq METZ | IPO | 29 | 424B4 ↗ | |
| 1996-10-01 | FILM ROMAN INC CA | Syndicate | $7.46 | 3,300,000 | $24,618,000 | Nasdaq ROMN | IPO | 25 | 424B4 ↗ | |
| 1996-09-27 | UNIVISION COMMUNICATIONS INC CA | Syndicate | 8,170,000 | - | NYSE UVN | IPO | 48 | 424B4 ↗ | ||
| 1996-09-25 | LCC INTERNATIONAL INC VA | Syndicate | 5,250,000 | - | Nasdaq LCCI | IPO | 36 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Citigroup | 23 | 3 |
| Donaldson, Lufkin & Jenrette | 22 | 20 |
| Goldman Sachs | 18 | 3 |
| Sands Brothers & Co | 18 | 0 |
| Merrill Lynch | 17 | 2 |
| Cowen | 16 | 2 |
| Morgan Stanley | 16 | 3 |
| Pennsylvania Merchant Group | 16 | 1 |
| A.G. Edwards | 15 | 0 |
| Bear Stearns | 15 | 1 |
| Montgomery Securities | 15 | 4 |
| Janney Montgomery Scott | 14 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.