IPO registrations (S-1, F-1) · Underwriters

Van Kasper & Co

Deals
90 priced offerings as an underwriter, 8 as lead manager or representative; 80 initial public offerings
Proceeds of those deals
$3,532,115,690 ($91,177,027 as lead)
Years
1994–1998
Named in
97 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Named as
Van Kasper & Co; Van Kasper & Company

Deals by year

YearDealsAs leadProceeds of deals
1998132$309,443,638
1997344$2,011,469,462
1996412$1,124,852,590
199510$16,875,000
199410$69,475,000

Deals 90

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
1998-07-22GOLDEN STATE VINTNERS INC CASyndicate$17.004,300,000$73,100,000Nasdaq VINTIPO13424B1 ↗
1998-07-02ABGENIX INC CASyndicate$8.002,500,000$20,000,000Nasdaq ABGXIPO9424B1 ↗
1998-05-26Waste Connections US, Inc. TXSyndicate$3.692,000,000$7,380,000Nasdaq WCNXIPO11424B1 ↗
1998-05-22FLOUR CITY INTERNATIONAL INC TNLead2,000,000-OTC FCINDIPO25424B4 ↗
1998-05-13PBOC HOLDINGS INC CASyndicate12,666,667-Nasdaq PBOCIPO15424B1 ↗
1998-05-08ATG INC CASyndicate$8.501,900,000$16,150,000Nasdaq ATGCIPO17424B4 ↗
1998-04-02TUCKER ANTHONY SUTRO MASyndicate$20.007,400,000$148,000,000NYSE FSIIPO47424B4 ↗
1998-03-25ILINC COMMUNICATIONS INC AZSyndicate$0.01909,237$13,638NYSE American PENIPO13424B1 ↗
1998-03-25EARTHSHELL CORP CASyndicate13,200,000-Nasdaq ERTHIPO30424B4 ↗
1998-03-13TOUSA INC FLSyndicate2,000,000-Nasdaq NHCHIPO15424B4 ↗
1998-03-04VIAGRAFIX CORP OKSyndicate$13.002,200,000$28,600,000Nasdaq VIAXIPO17424B1 ↗
1998-02-24SHOE PAVILION INC CALead2,000,000-Nasdaq SHOEIPO22424B4 ↗
1998-02-13ASTROPOWER INC DESyndicate$6.002,700,000$16,200,000Nasdaq APWRIPO19424B1 ↗
1997-12-19MADE2MANAGE SYSTEMS INC INLead$7.502,310,937$17,332,027Nasdaq MTMSIPO29424B4 ↗
1997-12-03U S VISION INC NJSyndicate$7.692,500,000$19,225,000Nasdaq USVIIPO21424B1 ↗
1997-11-21GEOSPACE TECHNOLOGIES CORP TXSyndicate$14.002,000,000$28,000,000Nasdaq OYOGIPO29424B1 ↗
1997-11-19NOBLE INTERNATIONAL, LTD. MISyndicate--NYSE American NILIPO28424B1 ↗
1997-11-05INTERNATIONAL AIRCRAFT INVESTORS CASyndicate$4.501,097,973$4,940,878Nasdaq IAISIPO18424B4 ↗
1997-11-05YOUNG INNOVATIONS INC MOSyndicate2,000,000-Nasdaq YDNTIPO24424B1 ↗
1997-10-30CASELLA WASTE SYSTEMS INC VTSyndicate$6.234,000,000$24,920,000Nasdaq CWSTIPO17424B4 ↗
1997-10-30TRANSCOASTAL MARINE SERVICES INC TXSyndicate5,000,000-Nasdaq TCMSIPO23424B4 ↗
1997-10-29TROPICAL SPORTSWEAR INTERNATIONAL CORP FLSyndicate$55.004,000,000$220,000,000Nasdaq TSICIPO29424B4 ↗
1997-10-29BERINGER WINE ESTATES HOLDINGS INC CASyndicate$6.255,100,000$31,875,000Nasdaq BERWIPO18424B4 ↗
1997-10-27OUTSOURCE INTERNATIONAL INC FLSyndicate$15.00--Nasdaq OSIXIPO23424B1 ↗
1997-10-14TRACK N TRAIL INC CASyndicate$10.502,727,272$28,636,356Nasdaq TKTLIPO19424B4 ↗
1997-10-09A.C. Moore Arts & Crafts, Inc. NJSyndicate$15.00--Nasdaq ACMRIPO23424B1 ↗
1997-09-12SIGNATURE EYEWEAR INC CALead$20.001,800,000$36,000,000Nasdaq SEYEIPO27424B1 ↗
1997-08-20U S LIQUIDS INC TXLead$9.501,500,000$14,250,000NYSE American USLIPO17424B1 ↗
1997-08-06EAGLE GEOPHYSICAL INC TXSyndicate$114.005,880,000$670,320,000Nasdaq EGEOIPO45424B1 ↗
1997-07-24EXCELSIOR HENDERSON MOTORCYCLE MANUFACTURING CO MNSyndicate$7.504,000,000$30,000,000Nasdaq BIGXIPO14424B4 ↗
1997-06-27MIDCOAST ENERGY RESOURCES INC TXSyndicate$16.002,000,000$32,000,000NYSE American MRSOffering13424B4 ↗
1997-06-253DFX INTERACTIVE INC CASyndicate$2.723,000,000$8,160,000IPO7424B1 ↗
1997-06-17GENESYS TELECOMMUNICATIONS LABORATORIES INC CASyndicate$18.002,000,000$36,000,000Nasdaq GCTIIPO17424B4 ↗
1997-06-13WASTE INDUSTRIES INC NCSyndicate$13.501,605,200$21,670,200Nasdaq WWINIPO14424B4 ↗
1997-06-13RC2 CORP ILSyndicate$80.005,000,000$400,000,000Nasdaq RACNIPO23424B1 ↗
1997-04-16ASI SOLUTIONS INC NYSyndicate$6.001,800,000$10,800,000Nasdaq ASISIPO14424B1 ↗
1997-04-09NEXAR TECHNOLOGIES INC MASyndicate$9.002,500,000$22,500,000Nasdaq NEXRIPO24424B1 ↗
1997-04-09MEADE INSTRUMENTS CORP CASyndicate$7.003,370,000$23,590,000Nasdaq MEADIPO38424B4 ↗
1997-03-21PALEX INC TXSyndicate--Nasdaq PALXIPO24424B4 ↗
1997-03-19QUAKER FABRIC CORP /DE/ MASyndicate$52.003,400,000$176,800,000Nasdaq QFABOffering27424B4 ↗
1997-03-07EMCORE CORP CASyndicate$9.002,500,000$22,500,000Nasdaq EMKRIPO24424B1 ↗
1997-03-06COVANSYS CORP MISyndicate$12.002,500,000$30,000,000Nasdaq CBSLIPO32424B1 ↗
1997-03-04CORGI INTERNATIONAL LTD K3Lead$10.001,500,000$15,000,000Nasdaq ZNDTYIPO16424B4 ↗
1997-02-28GENERAL CIGAR HOLDINGS INC NYSyndicate6,000,000-NYSE MPPIPO44424B4 ↗
1997-02-06YURIE SYSTEMS INC MDSyndicate$12.004,000,000$48,000,000Nasdaq YURIIPO29424B1 ↗
1997-02-06BRUNSWICK TECHNOLOGIES INC MESyndicate$9.502,500,000$23,750,000Nasdaq BTICIPO31424B1 ↗
1997-01-17FLANDERS CORP FLSyndicate$9.501,600,000$15,200,000Nasdaq FLDROffering21424B1 ↗
1996-12-233DX TECHNOLOGIES INC TXSyndicate$11.00--Nasdaq TDXTIPO14424B4 ↗
1996-12-04LEADING EDGE PACKAGING INC NYSyndicate$6.001,250,000$7,500,000Nasdaq LEPIIPO15424B1 ↗
1996-12-03VIASAT INC CASyndicate$9.002,200,000$19,800,000Nasdaq VSATIPO25424B1 ↗
1996-11-26CBRE SERVICES, INC. TXLead4,347,000-Nasdaq CBCGIPO22424B4 ↗
1996-11-25COHR INC CASyndicate$10.141,760,000$17,846,400Nasdaq CHRIOffering28424B4 ↗
1996-11-22Clearday, Inc. TXLead$5.731,500,000$8,595,000Nasdaq SCONOffering1424B4 ↗
1996-11-13GALOOB TOYS INC CASyndicate$28.002,000,000$56,000,000NYSE GALOffering38424B1 ↗
1996-11-05SEACHANGE INTERNATIONAL INC MASyndicate$15.002,000,000$30,000,000IPO17424B1 ↗
1996-11-04AMERICAN EXPLORATION CO TXSyndicate$58.003,927,055$227,769,190NYSE American AXOffering13424B4 ↗
1996-10-25SIMULATION SCIENCES INC CASyndicate$9.003,600,000$32,400,000Nasdaq SMCIIPO19424B4 ↗
1996-10-23CYBERMEDIA INC CASyndicate$16.002,500,000$40,000,000Nasdaq CYBRIPO22424B4 ↗
1996-10-03ANTARES PHARMA, INC. NJSyndicate$4.602,200,000$10,120,000Nasdaq MEDJIPO22424B1 ↗
1996-09-13DIEDRICH COFFEE INC CASyndicate$9.501,600,000$15,200,000Nasdaq DDRXIPO23424B1 ↗
1996-08-27NEW YORK BAGEL ENTERPRISES INC OKSyndicate$9.001,800,000$16,200,000Nasdaq NYBSIPO30424B1 ↗
1996-08-22BEVERLY BANCORPORATION INC ILSyndicate$15.001,000,000$15,000,000Nasdaq BEVBIPO21424B4 ↗
1996-08-16DAILEY INTERNATIONAL INC TXSyndicate$8.003,400,000$27,200,000Nasdaq DALYIPO19424B4 ↗
1996-08-12SEABULK INTERNATIONAL INC FLSyndicate7,000,000-Nasdaq HMARIPO30424B4 ↗
1996-08-05EINSTEIN NOAH BAGEL CORP COSyndicate$17.003,125,000$53,125,000Nasdaq ENBXIPO30424B1 ↗
1996-08-01GOLDEN BEAR GOLF INC FLSyndicate$16.00--Nasdaq JACKIPO25424B4 ↗
1996-07-30SOURCE SERVICES CORP TXSyndicate$14.002,500,000$35,000,000Nasdaq SRSVIPO47424B4 ↗
1996-07-26AMERICAN DISPOSAL SERVICES INC ILSyndicate$9.002,750,000$24,750,000Nasdaq ADSIIPO25424B1 ↗
1996-07-23WEBHIRE INC MASyndicate2,500,000-Nasdaq RTRKIPO16424B4 ↗
1996-07-05PRINTRAK INTERNATIONAL INC CASyndicate$8.002,000,000$16,000,000Nasdaq AFISIPO7424B4 ↗
1996-06-28SIEBEL SYSTEMS INC CASyndicate$17.001,963,000$33,371,000Nasdaq SEBLIPO20424B4 ↗
1996-06-26SIGHT RESOURCE CORP MASyndicate1,700,000-Nasdaq VISNOffering18424B1 ↗
1996-06-20INTERSTATE HOTELS CO PASyndicate11,000,000-NYSE IHCIPO37424B1 ↗
1996-06-20BIGMAR INC OHSyndicate$7.501,400,000$10,500,000Nasdaq BGMRIPO15424B4 ↗
1996-06-20THERMATRIX INC TNSyndicate$12.502,000,000$25,000,000Nasdaq TMXIIPO19424B4 ↗
1996-06-17DAEGIS INC. CASyndicate$12.002,140,000$25,680,000Nasdaq UNFYIPO14424B4 ↗
1996-06-14WEBLINK WIRELESS INC TXSyndicate$13.006,000,000$78,000,000Nasdaq PMWIIPO24424B1 ↗
1996-06-14NETOPIA INC CASyndicate$1.462,250,000$3,285,000Nasdaq FRLNIPO28424B4 ↗
1996-06-13CASI Pharmaceuticals, Inc (DE) MDSyndicate3,200,000-Nasdaq ENMDIPO24424B1 ↗
1996-06-11DATATRAK INTERNATIONAL INC OHSyndicate$13.503,000,000$40,500,000Nasdaq CCLRIPO26424B1 ↗
1996-06-11ExeLED Holdings Inc. COSyndicate$0.753,700,000$2,775,000Nasdaq VRLKIPO24424B4 ↗
1996-06-07AFFYMETRIX INC CASyndicate$15.00200,000$3,000,000IPO11424B1 ↗
1996-06-06VIRUS RESEARCH INSTITUTE INC MASyndicate$1.262,300,000$2,898,000Nasdaq VRIIIPO18424B4 ↗
1996-05-31EXACTECH INC FLSyndicate1,600,000-Nasdaq EXACIPO23424B1 ↗
1996-05-2499 CENTS ONLY STORES LLC CASyndicate$14.504,250,000$61,625,000NYSE NDNIPO31424B4 ↗
1996-05-17AKSYS LTD ILSyndicate$0.233,100,000$713,000Nasdaq AKSYIPO26424B1 ↗
1996-05-16ESSENTIAL THERAPEUTICS INC MASyndicate$14.002,500,000$35,000,000Nasdaq MCDEIPO11424B4 ↗
1996-05-10EXCELCOM INC TXSyndicate$15.0010,000,000$150,000,000NYSE ECIIPO50424B4 ↗
1995-05-19METATEC INC OHSyndicate$11.251,500,000$16,875,000Nasdaq METAOffering29424B1 ↗
1994-01-24HOST MARRIOTT CORP/MD MDSyndicate$3.9717,500,000$69,475,000NYSE HMTOffering75424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 2

FiledCompanyRoleRangeSharesListingStatusDocument
1998-05-21FLOUR CITY INTERNATIONAL INCLead$8.00–$10.002,300,000OTC FCINDPriced 1998-05-22 (terms not read)S-1/A ↗
1998-02-23SHOE PAVILION INCLead$7.00–$9.002,000,000Nasdaq SHOEPriced 1998-02-24 (terms not read)S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
Oppenheimer4310
Raymond James391
Citigroup387
Morgan Stanley362
A.G. Edwards353
Donaldson, Lufkin & Jenrette3510
Alex. Brown & Sons338
Montgomery Securities338
Needham & Company334
Hambrecht & Quist325
Truist Securities322
Tucker Anthony320

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.