IPO registrations (S-1, F-1) · Registrants
SIMULATION SCIENCES INC
- SEC CIK
- 1013795 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-08-29, last 1996-10-17; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1996-10-25
- Industry (SIC)
- Services-Computer Programming Services 7371
- Incorporated in
- DE
- Business address
- 601 S VALENCIA AVE, SUITE 100, Brea, CA 92621
- EIN
- 95-2487793
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 1996-10-17)
- Final price
- $9.00 per share, within the range (424B4 filed 1996-10-25, an initial public offering)
- Shares sold
- 3,600,000
- Gross proceeds
- $32,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SMCI
- Lead underwriters
- Alex. Brown & Sons (1,262,500 shares)
- Syndicate
- Wessels, Arnold & Henderson, L.L.C (1,262,500); Donaldson, Lufkin & Jenrette (75,000); Goldman Sachs (75,000); Lehman Brothers (75,000); Morgan Stanley (75,000); Prudential Securities (75,000); Citigroup (75,000); William Blair (50,000); Dain Bosworth Incorporated (50,000); First Albany Corporation (50,000); Gerard Klauer Mattison & Co., L.L.C (50,000); Needham & Company (50,000); Truist Securities (50,000); SoundView Financial Group, Inc (50,000); Sterne, Agee & Leach, Inc (50,000); Sutro & Co. Incorporated (50,000); Van Kasper & Company (50,000); Wedbush Securities (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-08-29 | S-1 | S-1 (registration) | SIMULATION SCIENCES INC | 0000891618-96-001920 ↗ |
| 1996-09-17 | S-1/A | S-1/A (amendment) | SIMULATION SCIENCES INC | 0000891618-96-002046 ↗ |
| 1996-10-04 | S-1/A | S-1/A (amendment) | SIMULATION SCIENCES INC | 0000891618-96-002240 ↗ |
| 1996-10-17 | S-1/A | S-1/A (amendment) | SIMULATION SCIENCES INC | 0000891618-96-002304 ↗ |
| 1996-10-25 | 424B4 | 424B4 (final prospectus) | SIMULATION SCIENCES INC | 0000891618-96-002403 ↗ |
| 1997-11-20 | 424B4 | 424B4 (final prospectus) | SIMULATION SCIENCES INC | 0000891618-97-004735 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-10-17 | S-1/A | registration statement | $8.00–$10.00 | $4.26 | 3,550,000 | $15,123,000 | Nasdaq SMCI | 2 | from the submission text; range, price line, shares headline, proceeds computed, underwriting table 1, cover names 1 | document ↗ |
| 1996-10-25 | 424B4 | final prospectus | $9.00 | 3,600,000 | $32,400,000 | Nasdaq SMCI | 19 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 19, cover names 1 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Trademark owner | Simulation Sciences, Inc. | CA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.