IPO registrations (S-1, F-1) · Registrants
AKSYS LTD
- SEC CIK
- 902600 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-05-13, last 1996-05-16; 0 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 1996-05-17; withdrawal requested 1996-11-05
- Industry (SIC)
- Electromedical & Electrotherapeutic Apparatus 3845
- Incorporated in
- DE
- Business address
- TWO MARRIOTT DR, STE 300, Libertyville, IL 60069
- EIN
- 36-3890205
- EDGAR entity type
- operating
- Insiders and CEO pay
- AKSYS LTD on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 1996-05-16)
- Final price
- $0.23 per share, below the range (424B1 filed 1996-05-17, an initial public offering)
- Shares sold
- 3,100,000
- Gross proceeds
- $713,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AKSY
- Lead underwriters
- Citigroup (666,700 shares); Piper Sandler (666,650 shares); Vector Securities International, Inc (666,650 shares); Wessels, Arnold & Henderson, L.L.C (40,000 shares)
- Syndicate
- J.C. Bradford & Co (40,000); Alex. Brown & Sons (60,000); Cleary Gull Reiland & McDevitt Inc (40,000); Dain Bosworth Incorporated (40,000); Dillon, Read & Co. Inc (60,000); Donaldson, Lufkin & Jenrette (60,000); A.G. Edwards (60,000); Equitable Securities Corporation (40,000); Hambrecht & Quist (60,000); Howe Barnes Investments, Inc (40,000); Janney Montgomery Scott (40,000); Lehman Brothers (60,000); Morgan Keegan (40,000); Morgan Stanley (60,000); Needham & Company (40,000); Pennsylvania Merchant Group Ltd (40,000); Robertson Stephens (60,000); Rodman & Renshaw (40,000); Stifel (40,000); UBS (60,000); Van Kasper & Company (40,000); Wedbush Securities (40,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Political committee (FEC): AKSYS LIMITED PAC (AKSYS LTD. PAC) (connected to Aksys Ltd.) Fuzzy (name and state)
- Lobbying client: AKSYS LTD Fuzzy (name and state)
- Lobbying client: AKSYS LTD Fuzzy (name and state)
- Lobbying client: AKSYS LTD Fuzzy (name and state)
- SEC filer: AKSYS LTD EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-05-13 | S-1/A | S-1/A (amendment) | AKSYS LTD | 0000950131-96-002115 ↗ |
| 1996-05-16 | S-1/A | S-1/A (amendment) | AKSYS LTD | 0000950131-96-002339 ↗ |
| 1996-05-17 | 424B1 | 424B1 (final prospectus) | AKSYS LTD | 0000950131-96-002369 ↗ |
| 1996-11-05 | RW | RW (withdrawal request) | AKSYS LTD | 0000950131-96-005505 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-05-16 | S-1/A | registration statement | $14.00–$16.00 | 3,100,000 | - | Nasdaq AKSY | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1996-05-17 | 424B1 | final prospectus | $0.23 | 3,100,000 | $713,000 | Nasdaq AKSY | 26 | from the submission text; price line, shares headline, proceeds computed, underwriting table 26, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DURUS LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2 | 2006 | ||
| Trivedi Shodhan | Director | 1 | 2006 | ||
| GIVEN DOUGLAS B | Director | 3 | 2006 | ||
| Lewin Howard J | Director,Officer | President and CEO | 2 | 2006 | |
| MAYLEBEN TIMOTHY M | Director | 3 | 2006 | ||
| Lake Leslie L | Director | 1 | 2006 | ||
| Piller Gretchen C | Director | 1 | 2006 | ||
| MAZANET ROSEMARY | Director | 3 | 2006 | ||
| Krumeich Karen R | Officer | Interim CFO | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | AKSYS LTD | SEC filers (EDGAR) | CIK (EXACT) | |
| Political committee | AKSYS LIMITED PAC (AKSYS LTD. PAC) (connected to Aksys Ltd.) | Campaign finance (FEC) | name and state | |
| Lobbying client | AKSYS LTD | Federal lobbying (LDA) | name and state | |
| Lobbying client | AKSYS LTD | Federal lobbying (LDA) | name and state | |
| Lobbying client | AKSYS LTD | Federal lobbying (LDA) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electromedical & Electrotherapeutic Apparatus, IL first:
- SABRATEK CORP IL
- Alma Lasers Ltd. IL
- POSITRON CORP IL
- Medisun Precision Medicine Ltd. 1T
- Solta Medical Corp A8
- ULTHERA INC AZ
- CardieX Ltd C3
- BeneChill, Inc. ca
- ENDOCARE INC CA
- IMAGYN MEDICAL INC CA
In other datasets, the same topic (Technology) in IL:
- Form D issuer: 100INSIGHTS, INC (Form D private offerings)
- Lobbying client: ABBOTT LABORATORIES (Federal lobbying (LDA))
Interests: Electromedical & Electrotherapeutic Apparatus · Technology