IPO registrations (S-1, F-1) · Underwriters
Equitable Securities
- Deals
- 64 priced offerings as an underwriter, 8 as lead manager or representative; 57 initial public offerings
- Proceeds of those deals
- $3,048,764,144 ($251,084,000 as lead)
- Years
- 1996–1997
- Named in
- 69 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Equitable Securities; Equitable Securities Corporation
Deals by year
Deals 64
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-12-18 | PASSPORT BRANDS, INC NY | Syndicate | $10.00 | 3,800,000 | $38,000,000 | Nasdaq ISAC | IPO | 18 | 424B4 ↗ | |
| 1997-11-26 | BUILDING ONE SERVICES CORP MN | Syndicate | $20.00 | 24,000,000 | $480,000,000 | Nasdaq BUYR | IPO | 34 | 424B1 ↗ | |
| 1997-11-25 | MOTOR CARGO INDUSTRIES INC UT | Syndicate | $12.00 | 1,150,000 | $13,800,000 | Nasdaq CRGO | IPO | 24 | 424B1 ↗ | |
| 1997-11-21 | DENALI INC TX | Syndicate | $31.00 | 2,100,000 | $65,100,000 | Nasdaq DNLI | IPO | 26 | 424B1 ↗ | |
| 1997-11-21 | HOMEUSA INC TX | Syndicate | - | - | NYSE HSH | IPO | 28 | 424B4 ↗ | ||
| 1997-11-19 | INTERNATIONAL HOME FOODS INC CT | Syndicate | $6.91 | 13,622,500 | $94,131,475 | NYSE IHF | IPO | 40 | 424B4 ↗ | |
| 1997-11-07 | ENCOMPASS SERVICES CORP TX | Syndicate | $4.14 | 7,500,000 | $31,050,000 | NYSE MAK | IPO | 35 | 424B1 ↗ | |
| 1997-10-14 | TRACK N TRAIL INC CA | Syndicate | $10.50 | 2,727,272 | $28,636,356 | Nasdaq TKTL | IPO | 19 | 424B4 ↗ | |
| 1997-10-01 | POWER ONE INC CA | Syndicate | $1.05 | 5,000,000 | $5,250,000 | Nasdaq PWER | IPO | 35 | 424B4 ↗ | |
| 1997-09-25 | BRIDGESTREET ACCOMMODATIONS INC OH | Syndicate | 2,615,000 | - | Nasdaq BEDS | IPO | 24 | 424B4 ↗ | ||
| 1997-09-25 | STAR BUFFET INC AZ | Syndicate | $12.00 | - | - | Nasdaq STRZ | IPO | 2 | 424B1 ↗ | |
| 1997-09-19 | UNIFAB INTERNATIONAL INC LA | Syndicate | $18.00 | 2,815,000 | $50,670,000 | Nasdaq UFAB | IPO | 22 | 424B4 ↗ | |
| 1997-09-12 | CASTLE DENTAL CENTERS INC TX | Syndicate | $37.00 | 2,500,000 | $92,500,000 | Nasdaq CASL | IPO | 28 | 424B1 ↗ | |
| 1997-08-27 | EXECUSTAY CORP MD | Lead | 2,650,000 | - | Nasdaq EXEC | IPO | 36 | 424B4 ↗ | ||
| 1997-08-22 | KENDLE INTERNATIONAL INC OH | Syndicate | $14.00 | 3,600,000 | $50,400,000 | Nasdaq KNDL | IPO | 14 | 424B1 ↗ | |
| 1997-08-21 | ORTHALLIANCE INC CA | Syndicate | $35.00 | 2,600,000 | $91,000,000 | Nasdaq ORAL | IPO | 25 | 424B4 ↗ | |
| 1997-08-20 | U S LIQUIDS INC TX | Syndicate | $9.50 | 1,500,000 | $14,250,000 | NYSE American USL | IPO | 17 | 424B1 ↗ | |
| 1997-07-29 | NETBANK INC NJ | Syndicate | $12.00 | - | - | Nasdaq NTBK | IPO | 18 | 424B4 ↗ | |
| 1997-07-28 | ARMOR HOLDINGS INC FL | Lead | $46.00 | 4,000,000 | $184,000,000 | NYSE American ABE | Offering | 40 | 424B4 ↗ | |
| 1997-07-24 | TRAVEL SERVICES INTERNATIONAL INC FL | Syndicate | 2,500,000 | - | Nasdaq TRVL | IPO | 16 | 424B1 ↗ | ||
| 1997-07-18 | MONARCH DENTAL CORP TX | Syndicate | $13.00 | 2,750,000 | $35,750,000 | Nasdaq MDDS | IPO | 23 | 424B1 ↗ | |
| 1997-07-11 | METALS USA INC FL | Syndicate | $0.01 | 5,900,000 | $59,000 | NYSE MUI | IPO | 23 | 424B4 ↗ | |
| 1997-06-27 | COMFORT SYSTEMS USA INC TX | Syndicate | $0.01 | 6,100,000 | $61,000 | NYSE FIX | IPO | 28 | 424B4 ↗ | |
| 1997-06-17 | MAXIMUS, INC. VA | Syndicate | $16.00 | 5,250,000 | $84,000,000 | NYSE MMS | IPO | 37 | 424B4 ↗ | |
| 1997-06-04 | PAMECO CORP GA | Syndicate | $14.00 | 3,578,644 | $50,101,016 | NYSE PCN | IPO | 30 | 424B1 ↗ | |
| 1997-06-02 | AMERICAN RETIREMENT CORP TN | Lead | $14.00 | 3,125,000 | $43,750,000 | NYSE ACR | IPO | 4 | 424B4 ↗ | |
| 1997-05-28 | CAREY INTERNATIONAL INC DC | Syndicate | $10.50 | 2,900,000 | $30,450,000 | Nasdaq CARY | IPO | 19 | 424B1 ↗ | |
| 1997-05-23 | APPLE ORTHODONTIX INC TX | Syndicate | $7.00 | 2,350,000 | $16,450,000 | NYSE American AOI | IPO | 22 | 424B4 ↗ | |
| 1997-05-16 | GENERAL CABLE CORP /DE/ KY | Syndicate | $408.00 | 267,000 | $108,936,000 | NYSE GCN | IPO | 46 | 424B1 ↗ | |
| 1997-04-29 | LONG BEACH FINANCIAL CORP CA | Syndicate | $6.50 | 21,750,000 | $141,375,000 | Nasdaq LBFC | IPO | 33 | 424B4 ↗ | |
| 1997-04-09 | MEADE INSTRUMENTS CORP CA | Syndicate | $7.00 | 3,370,000 | $23,590,000 | Nasdaq MEAD | IPO | 38 | 424B4 ↗ | |
| 1997-04-04 | GULF ISLAND FABRICATION INC TX | Syndicate | $15.00 | 2,000,000 | $30,000,000 | Nasdaq GIFI | IPO | 26 | 424B4 ↗ | |
| 1997-03-25 | CHIREX INC CT | Syndicate | $13.00 | 3,489,301 | $45,360,913 | Nasdaq CHRX | Offering | 20 | 424B1 ↗ | |
| 1997-03-21 | PHYSICIANS SPECIALTY CORP GA | Syndicate | 2,200,000 | - | Nasdaq ENTS | IPO | 19 | 424B1 ↗ | ||
| 1997-03-12 | PROMEDCO MANAGEMENT CO TX | Syndicate | $9.00 | 4,000,000 | $36,000,000 | Nasdaq PMCO | IPO | 18 | 424B4 ↗ | |
| 1997-01-31 | MEDICAL MANAGER CORP FL | Syndicate | $11.00 | 6,000,000 | $66,000,000 | Nasdaq MMGR | IPO | 38 | 424B4 ↗ | |
| 1997-01-29 | CAREDATA COM INC GA | Lead | $0.58 | 2,300,000 | $1,334,000 | Nasdaq MDMD | IPO | 20 | 424B4 ↗ | |
| 1996-11-27 | RESOURCE AMERICA, INC. NY | Syndicate | $13.00 | 1,440,000 | $18,720,000 | Nasdaq REXI | Offering | 8 | 424B1 ↗ | |
| 1996-11-27 | FIREARMS TRAINING SYSTEMS INC GA | Syndicate | $14.00 | - | - | Nasdaq FATS | IPO | 22 | 424B1 ↗ | |
| 1996-11-21 | STYLING TECHNOLOGY CORP AZ | Syndicate | $2.23 | 2,900,000 | $6,467,000 | Nasdaq STYL | IPO | 14 | 424B1 ↗ | |
| 1996-11-21 | ODD JOB STORES INC OH | Syndicate | $16.00 | 2,574,000 | $41,184,000 | Nasdaq MAZL | IPO | 30 | 424B1 ↗ | |
| 1996-11-13 | KROLL INC NY | Lead | $20.00 | - | - | Nasdaq OGAR | IPO | 38 | 424B1 ↗ | |
| 1996-11-13 | AMERICAN MEDSERVE CORP IL | Syndicate | $15.00 | 5,357,000 | $80,355,000 | Nasdaq AMCI | IPO | 37 | 424B1 ↗ | |
| 1996-11-13 | GALOOB TOYS INC CA | Syndicate | $28.00 | 2,000,000 | $56,000,000 | NYSE GAL | Offering | 38 | 424B1 ↗ | |
| 1996-11-01 | RIDGEVIEW INC NC | Syndicate | 1,400,000 | - | Nasdaq RIDG | IPO | 17 | 424B4 ↗ | ||
| 1996-11-01 | KEVCO INC TX | Syndicate | $12.00 | 2,100,000 | $25,200,000 | Nasdaq KVCO | IPO | 24 | 424B4 ↗ | |
| 1996-11-01 | INGRAM MICRO INC CA | Syndicate | $18.00 | 20,000,000 | $360,000,000 | NYSE IM | IPO | 48 | 424B4 ↗ | |
| 1996-11-01 | OFFSHORE ENERGY DEVELOPMENT CORP TX | Syndicate | $9.84 | 3,682,000 | $36,230,880 | Nasdaq OEDC | IPO | 24 | 424B1 ↗ | |
| 1996-10-25 | INTERNATIONAL TELECOMMUNICATION DATA SYSTEMS INC CT | Syndicate | $13.74 | 2,666,667 | $36,640,004 | Nasdaq ITDS | IPO | 28 | 424B4 ↗ | |
| 1996-10-23 | CYBERMEDIA INC CA | Syndicate | $16.00 | 2,500,000 | $40,000,000 | Nasdaq CYBR | IPO | 22 | 424B4 ↗ | |
| 1996-10-11 | MAII HOLDINGS INC TX | Lead | $11.00 | 2,000,000 | $22,000,000 | Nasdaq MAII | IPO | 27 | 424B1 ↗ | |
| 1996-10-08 | EVEREN CAPITAL CORP IL | Syndicate | $18.50 | 4,000,000 | $74,000,000 | NYSE EVR | IPO | 65 | 424B4 ↗ | |
| 1996-10-04 | CORNELL COMPANIES, INC. FL | Lead | $55.00 | - | - | NYSE American CRN | IPO | 32 | 424B1 ↗ | |
| 1996-09-25 | SNYDER COMMUNICATIONS INC MD | Syndicate | $17.00 | 7,800,000 | $132,600,000 | NYSE SNC | IPO | 37 | 424B1 ↗ | |
| 1996-09-25 | ONITY GROUP INC. FL | Syndicate | 2,000,000 | - | Nasdaq OCWN | Offering | 16 | 424B1 ↗ | ||
| 1996-09-18 | HOME CHOICE HOLDINGS INC TX | Lead | $21.50 | - | - | Nasdaq RNCO | Offering | 4 | 424B1 ↗ | |
| 1996-09-12 | CORRECTIONAL SERVICES CORPORATION, LLC FL | Syndicate | $9.51 | 2,450,000 | $23,299,500 | Nasdaq CSCQ | Offering | 30 | 424B4 ↗ | |
| 1996-08-27 | NEW YORK BAGEL ENTERPRISES INC OK | Syndicate | $9.00 | 1,800,000 | $16,200,000 | Nasdaq NYBS | IPO | 30 | 424B1 ↗ | |
| 1996-08-23 | R&G FINANCIAL CORP PR | Syndicate | $14.50 | 2,100,000 | $30,450,000 | Nasdaq RGFC | IPO | 13 | 424B4 ↗ | |
| 1996-08-22 | BEVERLY BANCORPORATION INC IL | Syndicate | $15.00 | 1,000,000 | $15,000,000 | Nasdaq BEVB | IPO | 21 | 424B4 ↗ | |
| 1996-07-26 | FIRST ALLIANCE MORTGAGE CO /DE/ CA | Syndicate | $17.00 | 3,500,000 | $59,500,000 | Nasdaq FACO | IPO | 21 | 424B4 ↗ | |
| 1996-07-22 | KARRINGTON HEALTH INC OH | Syndicate | 3,000,000 | - | Nasdaq KARR | IPO | 23 | 424B1 ↗ | ||
| 1996-06-27 | CENTRAL FINANCIAL ACCEPTANCE CORP CA | Syndicate | $12.00 | 1,850,000 | $22,200,000 | Nasdaq CFAC | IPO | 12 | 424B4 ↗ | |
| 1996-05-17 | AKSYS LTD IL | Syndicate | $0.23 | 3,100,000 | $713,000 | Nasdaq AKSY | IPO | 26 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| J.c. Bradford & Co | 39 | 6 |
| KeyBanc Capital Markets | 39 | 1 |
| Truist Securities | 37 | 3 |
| Morgan Keegan | 35 | 7 |
| Citigroup | 32 | 4 |
| Raymond James | 32 | 0 |
| Montgomery Securities | 31 | 6 |
| Alex. Brown & Sons | 30 | 2 |
| Interstate Johnson Lane Corporation | 29 | 1 |
| Donaldson, Lufkin & Jenrette | 28 | 5 |
| Bear Stearns | 26 | 2 |
| Prudential Securities | 25 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.