IPO registrations (S-1, F-1) · Registrants
KROLL INC
- SEC CIK
- 1020476 · filings on EDGAR ↗
- Former names
- KROLL O GARA CO (1998–2001); OGARA CO /OH/ (1996–1997)
- Registration
- Form S-1, first filed 1996-08-29, last 2002-02-14; 3 initial registrations, 10 amendments
- Outcome
- Final prospectus filed 1996-11-13
- Industry (SIC)
- Services-Detective, Guard & Armored Car Services 7381
- Incorporated in
- DE
- Business address
- 900 THIRD AVENUE, New York, NY 10022
- EIN
- 31-1470817
- EDGAR entity type
- operating
Offering terms
- Final price
- $20.00 per share (424B1 filed 1996-11-13, an initial public offering)
- Shares sold
- 3,220,000
- Listing
- Nasdaq under the symbol OGAR
- Lead underwriters
- Dillon, Read & CO. Inc (435,500 shares); Furman Selz (435,500 shares); Equitable Securities Corporation (290,000 shares)
- Syndicate
- Auerbach Pollak & Richardson Inc (13,000); Baird (20,000); George K. Baum & Company (13,000); Bear Stearns (33,000); Alex. Brown & Sons (33,000); Credit Suisse (33,000); Dain Bosworth Incorporated (20,000); Dean Witter (33,000); Donaldson, Lufkin & Jenrette (33,000); A.G. Edwards (33,000); First Albany Corporation (20,000); First of Michigan Corporation (20,000); J.J.B. Hilliard, W.L. Lyons, Inc (20,000); Hoefer & Arnett, Inc (13,000); Interstate/Johnson Lane Corporation (20,000); Gerard Klauer Mattison & Co., Inc (20,000); Ladenburg Thalmann (20,000); Lazard (33,000); Lehman Brothers (33,000); KeyBanc Capital Markets (20,000); Morgan Stanley (33,000); David A. Noyes & Company (13,000); The Ohio Company (20,000); Oppenheimer (33,000); Parker/Hunter Incorporated (13,000); Pennsylvania Merchant Group Ltd (13,000); Piper Sandler (20,000); Prudential Securities (33,000); Roney & Co., L.L.C (20,000); Citigroup (33,000); Schroder Wertheim & Co. Incorporated (33,000); Scott & Stringfellow, Inc (13,000); Unterberg Harris (20,000); Wellington (H.G.) & Co. Inc (13,000); Wm Smith Securities Inc (13,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Kroll, LLC Fuzzy (name and state)
- Business registration: Kroll, LLC Fuzzy (name and state)
- Business registration: Kroll, LLC Fuzzy (name and state)
- Business registration: KROLL, LLC Fuzzy (name and state)
- Business registration: KROLL, LLC Fuzzy (name and state)
- Lobbying client: KROLL Fuzzy (name and state)
- Lobbying client: KROLL, LLC Fuzzy (name and state)
- Lobbying client: KROLL, LLC Fuzzy (name and state)
Filings 17
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-08-29 | S-1 | S-1 (registration) | OGARA CO /OH/ | 0000950152-96-004396 ↗ |
| 1996-10-04 | S-1/A | S-1/A (amendment) | OGARA CO /OH/ | 0000950152-96-005089 ↗ |
| 1996-10-24 | S-1/A | S-1/A (amendment) | OGARA CO /OH/ | 0000950152-96-005346 ↗ |
| 1996-10-28 | S-1/A | S-1/A (amendment) | OGARA CO /OH/ | 0000950152-96-005435 ↗ |
| 1996-10-31 | S-1/A | S-1/A (amendment) | OGARA CO /OH/ | 0000950152-96-005577 ↗ |
| 1996-11-07 | S-1/A | S-1/A (amendment) | OGARA CO /OH/ | 0000950152-96-005714 ↗ |
| 1996-11-13 | 424B1 | 424B1 (final prospectus) | OGARA CO /OH/ | 0000950152-96-006027 ↗ |
| 1998-03-17 | S-1 | S-1 (registration) | KROLL O GARA CO | 0000950152-98-002056 ↗ |
| 1998-04-02 | S-1/A | S-1/A (amendment) | KROLL O GARA CO | 0000950152-98-002994 ↗ |
| 1998-04-28 | S-1/A | S-1/A (amendment) | KROLL O GARA CO | 0000950152-98-003664 ↗ |
| 1998-04-30 | 424B4 | 424B4 (final prospectus) | KROLL O GARA CO | 0000950152-98-003799 ↗ |
| 2001-12-26 | S-1 | S-1 (registration) | KROLL INC | 0000922423-01-501186 ↗ |
| 2002-02-04 | S-1/A | S-1/A (amendment) | KROLL INC | 0000922423-02-000108 ↗ |
| 2002-02-12 | S-1/A | S-1/A (amendment) | KROLL INC | 0000922423-02-000151 ↗ |
| 2002-02-14 | S-1/A | S-1/A (amendment) | KROLL INC | 0000922423-02-000183 ↗ |
| 2002-02-14 | 424B1 | 424B1 (final prospectus) | KROLL INC | 0000922423-02-000214 ↗ |
| 2002-10-16 | 424B1 | 424B1 (final prospectus) | KROLL INC | 0000950123-02-009723 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-11-07 | S-1/A | registration statement | $28.00 | 3,220,000 | $90,160,000 | Nasdaq OGAR | 3 | from the submission text; price sentence, shares headline, proceeds computed, cover names 3 | document ↗ | |
| 1996-11-13 | 424B1 | final prospectus | $20.00 | - | - | Nasdaq OGAR | 38 | from the submission text; price sentence, underwriting table 38, cover names 3 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Kroll, LLC | State business registries | name and state | |
| Business registration | Kroll, LLC | State business registries | name and state | |
| Business registration | Kroll, LLC | State business registries | name and state | |
| Business registration | KROLL, LLC | State business registries | name and state | |
| Business registration | KROLL, LLC | State business registries | name and state | |
| Lobbying client | KROLL | Federal lobbying (LDA) | name and state | |
| Lobbying client | KROLL, LLC | Federal lobbying (LDA) | name and state | |
| Lobbying client | KROLL, LLC | Federal lobbying (LDA) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Detective, Guard & Armored Car Services, NY first:
- MASADA SECURITY HOLDINGS INC AL
- Guardian 8 Holdings AZ
- HOME SECURITY INTERNATIONAL INC C3
- AMERIGUARD SECURITY SERVICES, INC. CA
- Arlo Technologies, Inc. CA
- Helix Technologies, Inc. CO
- ADT Inc. FL
- TRI-S SECURITY CORP GA
- Fisher Securities Inc GA
- SECURITY ASSOCIATES INTERNATIONAL INC IL
In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Services-Detective, Guard & Armored Car Services · Technology