IPO registrations (S-1, F-1) · Underwriters

George K. Baum and Company

Deals

103 priced offerings as an underwriter, 4 as lead manager or representative; 90 initial public offerings

Proceeds of those deals

$10,978,851,156 ($176,843,000 as lead)

Years

1996–2000

Named in

111 prospectuses and registration statements in all, including offerings not yet priced or withdrawn

SEC registration

Broker-dealer registered as GEORGE K. BAUM & COMPANY · filings on EDGAR ↗

Named as

George K. Baum and Company; George K. Baum & Co; George K. Baum & Company

Deals by year

Deals 103

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 6

Works alongside

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.