IPO registrations (S-1, F-1) · Registrants

Sonus, Inc.

SEC CIK
1105472 · filings on EDGAR ↗
Name on the registration
SONUS NETWORKS INC
Former names
SONUS NETWORKS INC (2000–2017)
Registration
Form S-1, first filed 2000-03-10, last 2000-05-22; 1 initial registration, 2 amendments
Outcome
Final prospectus filed 2000-05-25
Industry (SIC)
Services-Computer Integrated Systems Design 7373
Incorporated in
DE
Business address
4 TECHNOLOGY PARK DRIVE, Westford, MA 01886
EIN
04-3387074
EDGAR entity type
operating
Insiders and CEO pay
Sonus, Inc. on the corporate pages

Offering terms

Proposed price range
$19.00–$21.00 per share (S-1/A filed 2000-05-22)
Final price
$23.00 per share, above the range (424B4 filed 2000-05-25, an initial public offering)
Shares sold
5,000,000
Gross proceeds
$115,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol SONS
Lead underwriters
Goldman Sachs (1,970,000 shares); Lehman Brothers (800,000 shares); J.P. Morgan (800,000 shares); Robertson Stephens (800,000 shares)
Syndicate
George K. Baum & Company (90,000); Brad Peery Inc (90,000); RBC Capital Markets (90,000); A.G. Edwards (90,000); Tucker Anthony Incorporated (90,000); SoundView (90,000); W.R. Hambrecht + Co., LLC (90,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 5

FiledFormWhat it isName as filedEDGAR
2000-03-10S-1S-1 (registration)SONUS NETWORKS INC0000912057-00-011034 ↗
2000-05-05S-1/AS-1/A (amendment)SONUS NETWORKS INC0000912057-00-022071 ↗
2000-05-22S-1/AS-1/A (amendment)SONUS NETWORKS INC0000912057-00-025719 ↗
2000-05-25424B4424B4 (final prospectus)SONUS NETWORKS INC0000912057-00-026278 ↗
2001-01-12424B1424B1 (final prospectus)SONUS NETWORKS INC0000912057-01-001364 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2000-05-22S-1/Aregistration statement$19.00–$21.005,000,000-Nasdaq SONS4from the submission text; range, shares headline, cover names 4document ↗
2000-05-25424B4final prospectus$23.005,000,000$115,000,000Nasdaq SONS11from the submission text; price sentence, shares headline, proceeds table, underwriting table 11, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
JANZEN HOWARD EDirector152006–2017
ROGERS GARY AOfficerVP of Worldwide Sales22006person page Fuzzy
RICHSTONE ELLEN BOfficerChief Financial Officer12006person page Fuzzy
COLLIER JAMESOfficerVP, Worldwide Sales42006–2007
GALAHAD SECURITIES LTDTenPercentOwner402007–2014
LEGATUM CAPITAL LTDTenPercentOwner402007–2014
LEGATUM GLOBAL HOLDINGS LTDTenPercentOwner402007–2014
LEGATUM GLOBAL INVESTMENT LTDTenPercentOwner382007
Senate Limited, TrusteeTenPercentOwner402007–2014
McDermott Paul KOfficerVP, Finance & Corp. Cont.12007
Dillon Matthew S.OfficerSVP, Global Support Services; VP, Global Services; VP, Global Services312007–2013
Shanableh MohammedOfficerVP, Worldwide Sales162007–2010
Udokwu Chuba NOfficerVP, Engineering42007–2008
AHMED HASSANDirector; Director,OfficerChairman, CEO and President32007–2008
GAYNOR RICHARD JOfficerChief Financial Officer72007–2009
ANDERSON EDWARD TDirector12007
CUNNINGHAM JOHN PATRICK JRDirector112007–2015
SEVERINO PAUL JDirector32007–2011
THOMPSON H BRIANDirector122007–2015
Pastore WayneOfficerSVP, CFO & Treasurer; VP Finance & Corp. Controller82008–2011
Nottenburg Richard NDirector,OfficerCEO and President62008–2010
Pai Gurudutt UOfficerExecutive Vice President & COO; Senior Vice President62008–2010
SCHOFIELD JOHN ADirector152009–2017
SCHUBERT SCOTT EDirector122009–2017
BREWINGTON JAMES KDirector132009–2015
INFANTE BEATRIZ VDirector132010–2017
England Gale E.OfficerVP, Product Operations62010–2011
Harris Kathleen A.OfficerVP, Human Resources92010–2012
Snider Jeffrey M.OfficerSVP, Ch Admin Off & Gen Coun; SVP, General Counsel & Secy342010–2017
Vishwanathan KumarOfficerVP, Eng. & Chief Architect72010–2011
DOLAN RAYMOND PDirector,OfficerCEO and President302010–2017
Lai Elmer A.OfficerVP, Controller & PAO92010–2012
Laroia RajivOfficerSVP & Chief Technology Officer52011–2012
Tipping David W.OfficerVP & General Mgr of SBC; VP, Prod Mkting & Prod Mgmt52011–2012
ABBOTT TODDOfficerEVP of Strategy; SVP of Worldwide Sales162011–2014
CASTONGUAY MAURICE LOfficerSVP, CFO & Treasurer72011–2013
Empire Capital Management, L.L.C.TenPercentOwner342012–2014
Fine Scott ATenPercentOwner342012–2014
Richards Peter JTenPercentOwner342012–2014
Scarfo AnthonyOfficerEVP Prod Mgmt & Corp Dev; EVP, Technology & Business Dev; SVP, Technology Development212012–2016
Polizzi PeterOfficerVP, Global Services82013–2015
REEVE PAMELA D ADirector82013–2017person page Fuzzy
GREENQUIST MARK TOfficerCFO142013–2016
Bross Matthew WDirector72014–2017
Lynch Richard J.Director72014–2017
Riley Kevin W.OfficerSVP Engineering & CTO; VP Engineering & CTO162014–2017
Swade Michael R.OfficerSVP Worldwide Sales; SVP Worldwide Sales/Marketing162014–2017
O'Donnell Brian M.OfficerVP, Corporate Controller; VP, Finance & Corp Controller52015
Villare Susan M.OfficerInterim CFO112016–2017

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationRIBBON COMMUNICATIONS OPERATING COMPANY, INC.TXState business registriesEIN (EXACT, as the state registration reports it)
NonprofitSONUS NETWORKS INC STD BENEFIT PLANMANonprofits (IRS Form 990)same street address and ZIP code, 4 TECHNOLOGY PARK DR 01886 (FUZZY: a shared address, not proof of a shared organization)
SEC filerSonus, Inc.SEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorRIBBON COMMUNICATIONS OPERATING COMPANY, INC.EIN (EXACT)
Person pageEllen B RichstonePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageGary A RogersPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pagePamela D A ReevePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.