IPO registrations (S-1, F-1) · Registrants
Sonus, Inc.
- SEC CIK
- 1105472 · filings on EDGAR ↗
- Name on the registration
- SONUS NETWORKS INC
- Former names
- SONUS NETWORKS INC (2000–2017)
- Registration
- Form S-1, first filed 2000-03-10, last 2000-05-22; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2000-05-25
- Industry (SIC)
- Services-Computer Integrated Systems Design 7373
- Incorporated in
- DE
- Business address
- 4 TECHNOLOGY PARK DRIVE, Westford, MA 01886
- EIN
- 04-3387074
- EDGAR entity type
- operating
- Insiders and CEO pay
- Sonus, Inc. on the corporate pages
Offering terms
- Proposed price range
- $19.00–$21.00 per share (S-1/A filed 2000-05-22)
- Final price
- $23.00 per share, above the range (424B4 filed 2000-05-25, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $115,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SONS
- Lead underwriters
- Goldman Sachs (1,970,000 shares); Lehman Brothers (800,000 shares); J.P. Morgan (800,000 shares); Robertson Stephens (800,000 shares)
- Syndicate
- George K. Baum & Company (90,000); Brad Peery Inc (90,000); RBC Capital Markets (90,000); A.G. Edwards (90,000); Tucker Anthony Incorporated (90,000); SoundView (90,000); W.R. Hambrecht + Co., LLC (90,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: RIBBON COMMUNICATIONS OPERATING COMPANY, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: RIBBON COMMUNICATIONS OPERATING COMPANY, INC. EXACT (EIN (EXACT))
- SEC filer: Sonus, Inc. EXACT (CIK (EXACT))
- Person page: Ellen B Richstone Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Gary A Rogers Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Pamela D A Reeve Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-03-10 | S-1 | S-1 (registration) | SONUS NETWORKS INC | 0000912057-00-011034 ↗ |
| 2000-05-05 | S-1/A | S-1/A (amendment) | SONUS NETWORKS INC | 0000912057-00-022071 ↗ |
| 2000-05-22 | S-1/A | S-1/A (amendment) | SONUS NETWORKS INC | 0000912057-00-025719 ↗ |
| 2000-05-25 | 424B4 | 424B4 (final prospectus) | SONUS NETWORKS INC | 0000912057-00-026278 ↗ |
| 2001-01-12 | 424B1 | 424B1 (final prospectus) | SONUS NETWORKS INC | 0000912057-01-001364 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-05-22 | S-1/A | registration statement | $19.00–$21.00 | 5,000,000 | - | Nasdaq SONS | 4 | from the submission text; range, shares headline, cover names 4 | document ↗ | |
| 2000-05-25 | 424B4 | final prospectus | $23.00 | 5,000,000 | $115,000,000 | Nasdaq SONS | 11 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 11, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| JANZEN HOWARD E | Director | 15 | 2006–2017 | ||
| ROGERS GARY A | Officer | VP of Worldwide Sales | 2 | 2006 | person page Fuzzy |
| RICHSTONE ELLEN B | Officer | Chief Financial Officer | 1 | 2006 | person page Fuzzy |
| COLLIER JAMES | Officer | VP, Worldwide Sales | 4 | 2006–2007 | |
| GALAHAD SECURITIES LTD | TenPercentOwner | 40 | 2007–2014 | ||
| LEGATUM CAPITAL LTD | TenPercentOwner | 40 | 2007–2014 | ||
| LEGATUM GLOBAL HOLDINGS LTD | TenPercentOwner | 40 | 2007–2014 | ||
| LEGATUM GLOBAL INVESTMENT LTD | TenPercentOwner | 38 | 2007 | ||
| Senate Limited, Trustee | TenPercentOwner | 40 | 2007–2014 | ||
| McDermott Paul K | Officer | VP, Finance & Corp. Cont. | 1 | 2007 | |
| Dillon Matthew S. | Officer | SVP, Global Support Services; VP, Global Services; VP, Global Services | 31 | 2007–2013 | |
| Shanableh Mohammed | Officer | VP, Worldwide Sales | 16 | 2007–2010 | |
| Udokwu Chuba N | Officer | VP, Engineering | 4 | 2007–2008 | |
| AHMED HASSAN | Director; Director,Officer | Chairman, CEO and President | 3 | 2007–2008 | |
| GAYNOR RICHARD J | Officer | Chief Financial Officer | 7 | 2007–2009 | |
| ANDERSON EDWARD T | Director | 1 | 2007 | ||
| CUNNINGHAM JOHN PATRICK JR | Director | 11 | 2007–2015 | ||
| SEVERINO PAUL J | Director | 3 | 2007–2011 | ||
| THOMPSON H BRIAN | Director | 12 | 2007–2015 | ||
| Pastore Wayne | Officer | SVP, CFO & Treasurer; VP Finance & Corp. Controller | 8 | 2008–2011 | |
| Nottenburg Richard N | Director,Officer | CEO and President | 6 | 2008–2010 | |
| Pai Gurudutt U | Officer | Executive Vice President & COO; Senior Vice President | 6 | 2008–2010 | |
| SCHOFIELD JOHN A | Director | 15 | 2009–2017 | ||
| SCHUBERT SCOTT E | Director | 12 | 2009–2017 | ||
| BREWINGTON JAMES K | Director | 13 | 2009–2015 | ||
| INFANTE BEATRIZ V | Director | 13 | 2010–2017 | ||
| England Gale E. | Officer | VP, Product Operations | 6 | 2010–2011 | |
| Harris Kathleen A. | Officer | VP, Human Resources | 9 | 2010–2012 | |
| Snider Jeffrey M. | Officer | SVP, Ch Admin Off & Gen Coun; SVP, General Counsel & Secy | 34 | 2010–2017 | |
| Vishwanathan Kumar | Officer | VP, Eng. & Chief Architect | 7 | 2010–2011 | |
| DOLAN RAYMOND P | Director,Officer | CEO and President | 30 | 2010–2017 | |
| Lai Elmer A. | Officer | VP, Controller & PAO | 9 | 2010–2012 | |
| Laroia Rajiv | Officer | SVP & Chief Technology Officer | 5 | 2011–2012 | |
| Tipping David W. | Officer | VP & General Mgr of SBC; VP, Prod Mkting & Prod Mgmt | 5 | 2011–2012 | |
| ABBOTT TODD | Officer | EVP of Strategy; SVP of Worldwide Sales | 16 | 2011–2014 | |
| CASTONGUAY MAURICE L | Officer | SVP, CFO & Treasurer | 7 | 2011–2013 | |
| Empire Capital Management, L.L.C. | TenPercentOwner | 34 | 2012–2014 | ||
| Fine Scott A | TenPercentOwner | 34 | 2012–2014 | ||
| Richards Peter J | TenPercentOwner | 34 | 2012–2014 | ||
| Scarfo Anthony | Officer | EVP Prod Mgmt & Corp Dev; EVP, Technology & Business Dev; SVP, Technology Development | 21 | 2012–2016 | |
| Polizzi Peter | Officer | VP, Global Services | 8 | 2013–2015 | |
| REEVE PAMELA D A | Director | 8 | 2013–2017 | person page Fuzzy | |
| GREENQUIST MARK T | Officer | CFO | 14 | 2013–2016 | |
| Bross Matthew W | Director | 7 | 2014–2017 | ||
| Lynch Richard J. | Director | 7 | 2014–2017 | ||
| Riley Kevin W. | Officer | SVP Engineering & CTO; VP Engineering & CTO | 16 | 2014–2017 | |
| Swade Michael R. | Officer | SVP Worldwide Sales; SVP Worldwide Sales/Marketing | 16 | 2014–2017 | |
| O'Donnell Brian M. | Officer | VP, Corporate Controller; VP, Finance & Corp Controller | 5 | 2015 | |
| Villare Susan M. | Officer | Interim CFO | 11 | 2016–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | RIBBON COMMUNICATIONS OPERATING COMPANY, INC. | TX | State business registries | EIN (EXACT, as the state registration reports it) |
| Nonprofit | SONUS NETWORKS INC STD BENEFIT PLAN | MA | Nonprofits (IRS Form 990) | same street address and ZIP code, 4 TECHNOLOGY PARK DR 01886 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Sonus, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | RIBBON COMMUNICATIONS OPERATING COMPANY, INC. | EIN (EXACT) | ||
| Person page | Ellen B Richstone | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Gary A Rogers | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Pamela D A Reeve | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.