IPO registrations (S-1, F-1) · Underwriters

SoundView

Deals
113 priced offerings as an underwriter, 20 as lead manager or representative; 109 initial public offerings
Proceeds of those deals
$16,369,912,353 ($1,121,128,500 as lead)
Years
1996–2003
Named in
150 prospectuses and registration statements in all, including offerings not yet priced or withdrawn

Deals by year

YearDealsAs leadProceeds of deals
200331$736,700,000
200210$55,000,000
2000262$4,985,517,000
1999699$10,230,941,503
199851$155,550,000
199733$62,061,000
199664$144,142,850

Deals 113

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2003-11-13TESSERA TECHNOLOGIES INC CALead$13.007,500,000$97,500,000Nasdaq TSRAIPO5424B4 ↗
2003-09-24AMIS HOLDINGS INC IDSyndicate$20.0030,000,000$600,000,000Nasdaq AMISIPO7424B4 ↗
2003-07-17INTERVIDEO INC CASyndicate$14.002,800,000$39,200,000Nasdaq IVIIIPO3424B4 ↗
2002-01-29SYNAPTICS Inc CASyndicate$11.005,000,000$55,000,000Nasdaq SYNAIPO13424B4 ↗
2000-09-27ASE Technology Holding Co., Ltd.Syndicate$7.0020,000,000$140,000,000NYSE ASXIPO10424B4 ↗
2000-06-30STORAGENETWORKS INC MASyndicate$27.009,000,000$243,000,000Nasdaq STORIPO18424B1 ↗
2000-05-25Sonus, Inc. MASyndicate$23.005,000,000$115,000,000Nasdaq SONSIPO11424B4 ↗
2000-05-15NET2000 COMMUNICATIONS INC VASyndicate$20.0010,000,000$200,000,000Nasdaq NTKKIPO15424B1 ↗
2000-03-24VIASYSTEMS GROUP INC MOSyndicate$21.0044,000,000$924,000,000NYSE VGIPO11424B4 ↗
2000-03-24DIGITAL LIGHTHOUSE CORP COSyndicate$12.004,500,000$54,000,000Nasdaq ETINIPO20424B4 ↗
2000-03-22INSILICON CORP CASyndicate$12.003,500,000$42,000,000Nasdaq INSNIPO8424B4 ↗
2000-03-21SCO GROUP INC UTSyndicate$14.005,000,000$70,000,000Nasdaq CALDIPO9424B1 ↗
2000-03-21IGN ENTERTAINMENT INC CASyndicate$11.006,250,000$68,750,000Nasdaq SNOWIPO14424B1 ↗
2000-03-17UPROAR INC NYLead$8.522,500,000$21,300,000Nasdaq UPROIPO7424B4 ↗
2000-03-17UAGH INC CASyndicate$14.0011,000,000$154,000,000Nasdaq UAXSIPO16424B1 ↗
2000-03-16ACTIVCARD SA I0Syndicate$76.504,000,000$306,000,000Nasdaq ACTIIPO10424B1 ↗
2000-03-08IPRINT TECHNOLOGIES INC CASyndicate$10.004,500,000$45,000,000IPO13424B1 ↗
2000-03-03REGISTER COM INC NYSyndicate$24.005,000,000$120,000,000Nasdaq RCOMIPO21424B4 ↗
2000-03-03ASIAINFO-LINKAGE, INC F4Syndicate$24.005,000,000$120,000,000Nasdaq ASIAIPO10424B1 ↗
2000-03-02PALM INC CASyndicate$38.0023,000,000$874,000,000Nasdaq PALMIPO14424B4 ↗
2000-03-02SWITCHBOARD INC MASyndicate$6.235,500,000$34,265,000Nasdaq SWBDIPO10424B4 ↗
2000-03-01MATRIXONE INC MALead$25.005,000,000$125,000,000Nasdaq MONEIPO10424B1 ↗
2000-02-29AQUANTIVE INC WASyndicate$24.005,250,000$126,000,000Nasdaq AVEAIPO13424B4 ↗
2000-02-18KEYNOTE SYSTEMS INC CASyndicate$105.005,750,000$603,750,000Nasdaq KEYNIPO6424B4 ↗
2000-02-11WEBMETHODS INC VASyndicate$35.004,100,000$143,500,000Nasdaq WEBMIPO10424B4 ↗
2000-02-10WITNESS SYSTEMS INC GASyndicate$20.003,800,000$76,000,000Nasdaq WITSIPO16424B1 ↗
2000-02-08BUY COM INC CASyndicate$13.0014,000,000$182,000,000Nasdaq BUYXIPO15424B4 ↗
2000-02-08FN ESTATE INC PASyndicate$12.004,000,000$48,000,000Nasdaq FSSTIPO19424B4 ↗
2000-01-28CAMINUS CORP NYSyndicate$16.004,372,000$69,952,000Nasdaq CAMZIPO21424B4 ↗
2000-01-27EXTENSITY INC CASyndicate$20.004,000,000$80,000,000Nasdaq EXTNIPO20424B1 ↗
1999-12-17C BRIDGE INTERNET SOLUTIONS INC MASyndicate$16.004,000,000$64,000,000Nasdaq CBISIPO3424B4 ↗
1999-12-14AGILE SOFTWARE CORP CASyndicate$174.002,500,000$435,000,000Nasdaq AGILOffering14424B4 ↗
1999-12-10FREEMARKETS INC PASyndicate$48.003,600,000$172,800,000Nasdaq FMKTIPO14424B1 ↗
1999-12-08PREVIEW SYSTEMS INC CASyndicate$21.003,800,000$79,800,000Nasdaq PRVWIPO7424B4 ↗
1999-11-22SCIQUEST INC NCSyndicate$16.007,500,000$120,000,000IPO31424B1 ↗
1999-11-18METASOLV INC TXSyndicate$19.005,000,000$95,000,000Nasdaq MSLVIPO9424B4 ↗
1999-11-12Dougherty's Pharmacy, Inc. TXSyndicate$8.005,000,000$40,000,000Nasdaq ASDSIPO20424B4 ↗
1999-11-12FINISAR CORP CALead$19.008,150,000$154,850,000Nasdaq FNSRIPO5424B4 ↗
1999-11-09DATA CRITICAL CORP WASyndicate$10.003,500,000$35,000,000IPO31424B1 ↗
1999-11-09NETZEE INC GASyndicate$3.254,448,155$14,456,503Nasdaq NETZIPO16424B4 ↗
1999-11-05COBALT NETWORKS INC CALead$22.005,000,000$110,000,000Nasdaq COBTIPO16424B4 ↗
1999-11-03BE FREE INC MASyndicate$12.005,600,000$67,200,000IPO19424B4 ↗
1999-11-01GLOBALFOUNDRIES SINGAPORE PTE. LTD. U0Syndicate$20.00225,000,000$4,500,000,000Nasdaq CHRTIPO9424B4 ↗
1999-10-29AKAMAI TECHNOLOGIES INC MASyndicate$26.009,000,000$234,000,000Nasdaq AKAMIPO12424B1 ↗
1999-10-28SUNCOM WIRELESS HOLDINGS, INC. WASyndicate$18.0010,000,000$180,000,000Nasdaq TPCSIPO17424B1 ↗
1999-10-27INTERTRUST TECHNOLOGIES Corp CALead$18.006,500,000$117,000,000IPO4424B4 ↗
1999-10-15QUICKLOGIC Corp CALead$10.006,667,000$66,670,000Nasdaq QUIKIPO7424B4 ↗
1999-10-12LTWC CORP CTSyndicate$17.007,000,000$119,000,000IPO37424B4 ↗
1999-10-07CALICO COMMERCE INC/ CASyndicate$14.004,000,000$56,000,000Nasdaq CLICIPO16424B4 ↗
1999-10-06BREAKAWAY SOLUTIONS INC MASyndicate$14.003,000,000$42,000,000Nasdaq BWAYIPO13424B4 ↗
1999-10-05XM SATELLITE RADIO HOLDINGS INC DCSyndicate$12.0010,000,000$120,000,000Nasdaq XMSRIPO14424B4 ↗
1999-10-01DIGITAL INSIGHT CORP CASyndicate$15.003,500,000$52,500,000Nasdaq DGINIPO10424B4 ↗
1999-09-29NETWORK COMMERCE INC WASyndicate$12.007,250,000$87,000,000Nasdaq SPNWIPO4424B4 ↗
1999-09-29TELEMATE NET SOFTWARE INC GALead$14.003,500,000$49,000,000Nasdaq TMNTIPO2424B4 ↗
1999-09-28FOUNDRY NETWORKS LLC CASyndicate$25.005,000,000$125,000,000Nasdaq FDRYIPO24424B4 ↗
1999-09-24BLUESTONE SOFTWARE INC PASyndicate$15.004,000,000$60,000,000Nasdaq BLSWIPO21424B4 ↗
1999-09-23INTERACTIVE INTELLIGENCE INC INSyndicate$13.002,670,000$34,710,000Nasdaq ININIPO18424B4 ↗
1999-09-22SWK Holdings Corp TXSyndicate$15.003,300,000$49,500,000Nasdaq KANAIPO11424B4 ↗
1999-09-22BROADBASE SOFTWARE INC CASyndicate$14.004,000,000$56,000,000Nasdaq BBSWIPO20424B4 ↗
1999-09-17VITRIA TECHNOLOGY INC CALead$16.003,000,000$48,000,000Nasdaq VITRIPO13424B4 ↗
1999-08-20LOOKSMART LTD CASyndicate$12.007,700,000$92,400,000Nasdaq LOOKIPO16424B1 ↗
1999-08-19NETRO CORP CASyndicate$8.005,000,000$40,000,000Nasdaq NTROIPO12424B4 ↗
1999-08-13QUEST SOFTWARE INC CASyndicate$14.004,400,000$61,600,000Nasdaq QSFTIPO7424B1 ↗
1999-08-12NETSCOUT SYSTEMS INC MASyndicate$4.213,000,000$12,630,000Nasdaq NTCTIPO19424B1 ↗
1999-08-10VERITAS SOFTWARE CORP /DE/ CASyndicate$49.819,000,000$448,312,500Nasdaq VRTSOffering19424B4 ↗
1999-08-05MISSION CRITICAL SOFTWARE INC TXSyndicate$16.003,750,000$60,000,000Nasdaq MCSWIPO17424B1 ↗
1999-08-05PIVOTAL CORP A1Syndicate$12.003,500,000$42,000,000Nasdaq PVTLIPO11424B4 ↗
1999-07-30WATCHGUARD TECHNOLOGIES INC WASyndicate$13.003,500,000$45,500,000Nasdaq WGRDIPO18424B4 ↗
1999-07-20ENGAGE INC MASyndicate$15.006,000,000$90,000,000Nasdaq ENGAIPO12424B4 ↗
1999-07-14TIBCO SOFTWARE INC CASyndicate$15.007,300,000$109,500,000Nasdaq TIBXIPO15424B4 ↗
1999-07-13CYREN Ltd. L3Syndicate$16.003,000,000$48,000,000IPO17424B4 ↗
1999-07-09LQ CORP INC NYSyndicate$15.004,200,000$63,000,000Nasdaq LQIDIPO10424B4 ↗
1999-07-02COMMERCE ONE INC CASyndicate$21.003,300,000$69,300,000Nasdaq CMRCIPO9424B4 ↗
1999-06-29NFRONT INC GASyndicate$10.003,900,000$39,000,000Nasdaq NFNTIPO15424B1 ↗
1999-06-25Mecklermedia Corp CTSyndicate$14.003,400,000$47,600,000IPO14424B1 ↗
1999-06-25US SEARCH CORP COM CASyndicate$9.006,000,000$54,000,000Nasdaq SRCHIPO26424B1 ↗
1999-06-25PERSISTENCE SOFTWARE INC CASyndicate$11.003,000,000$33,000,000Nasdaq PRSWIPO10424B4 ↗
1999-06-25JUNIPER NETWORKS INC CASyndicate$34.004,800,000$163,200,000Nasdaq JNPRIPO18424B1 ↗
1999-06-24ARIBA INC CASyndicate$23.005,000,000$115,000,000Nasdaq ARBAIPO14424B4 ↗
1999-06-24CYBERSOURCE CORP CASyndicate$11.004,000,000$44,000,000Nasdaq CYBSIPO14424B4 ↗
1999-06-04F5, INC. WASyndicate$10.003,000,000$30,000,000Nasdaq FFIVIPO17424B4 ↗
1999-06-04STELLENT INC MNSyndicate$8.003,680,000$29,440,000Nasdaq INRSOffering12424B4 ↗
1999-05-27INET TECHNOLOGIES INC TXSyndicate$1.675,750,000$9,602,500Nasdaq INTIIPO12424B4 ↗
1999-05-25BROCADE COMMUNICATIONS SYSTEMS INC CASyndicate$19.003,250,000$61,750,000Nasdaq BRCDIPO12424B1 ↗
1999-05-21TENFOLD CORP /UT UTSyndicate$17.004,700,000$79,900,000Nasdaq TENFIPO16424B4 ↗
1999-05-14SCIENT CORP CASyndicate$20.003,000,000$60,000,000Nasdaq SCNTIPO12424B4 ↗
1999-04-30MARIMBA INC CASyndicate$20.004,000,000$80,000,000Nasdaq MRBAIPO12424B4 ↗
1999-04-29INFORMATICA LLC CALead$16.002,750,000$44,000,000Nasdaq INFAIPO3424B4 ↗
1999-04-16WORLDGATE COMMUNICATIONS INC PASyndicate$21.005,000,000$105,000,000IPO24424B1 ↗
1999-04-09USINTERNETWORKING INC MDSyndicate$21.006,000,000$126,000,000Nasdaq USIXIPO23424B4 ↗
1999-03-30MKS INC MASyndicate$14.006,500,000$91,000,000Nasdaq MKSIIPO16424B1 ↗
1999-03-05NEON SYSTEMS INC TXSyndicate$15.002,700,000$40,500,000Nasdaq NEONIPO26424B4 ↗
1999-03-01PCORDER COM INC TXSyndicate$4.002,200,000$8,800,000Nasdaq PCORIPO14424B4 ↗
1999-02-22WEBTRENDS CORP ORLead$13.003,500,000$45,500,000IPO13424B1 ↗
1999-02-12SERENA SOFTWARE INC CASyndicate$13.006,000,000$78,000,000Nasdaq SRNAIPO3424B4 ↗
1999-02-12ONYX SOFTWARE CORP/WA WASyndicate$13.003,100,000$40,300,000Nasdaq ONXSIPO11424B4 ↗
1999-02-11INSURANCE MANAGEMENT SOLUTIONS GROUP INC FLSyndicate$42.003,350,000$140,700,000Nasdaq INMGIPO22424B4 ↗
1999-01-29TUT SYSTEMS INC ORSyndicate$18.002,500,000$45,000,000Nasdaq TUTSIPO16424B4 ↗
1999-01-29ECOMETRY CORP FLLead$12.004,410,000$52,920,000Nasdaq SGAIIPO2424B4 ↗
1998-12-16AVANTAX, INC. TXSyndicate$2.175,000,000$10,850,000Nasdaq INSPIPO19424B4 ↗
1998-08-05SOFTWORKS INC VALead$7.004,200,000$29,400,000Nasdaq SWRXIPO27424B1 ↗
1998-06-08MERCATOR SOFTWARE INC CTSyndicate$19.001,200,000$22,800,000Nasdaq TSFWIPO11424B1 ↗
1998-04-24MANHATTAN ASSOCIATES INC GASyndicate$15.003,500,000$52,500,000Nasdaq MANHIPO3424B1 ↗
1998-03-13DSET CORP NJSyndicate$16.002,500,000$40,000,000Nasdaq DSETIPO20424B1 ↗
1997-11-04PERICOM SEMICONDUCTOR CORP CALead$9.002,500,000$22,500,000Nasdaq PSEMIPO26424B4 ↗
1997-07-30INFORMATION MANAGEMENT ASSOCIATES INC CTLead$5.493,900,000$21,411,000Nasdaq IMAAIPO16424B4 ↗
1997-02-14INTEGRATED MEASUREMENT SYSTEMS INC /OR/ ORLead$11.001,650,000$18,150,000Nasdaq IMSCOffering13424B4 ↗
1996-09-26XIONICS DOCUMENT TECHNOLOGIES INC MALead$0.663,000,000$1,980,000Nasdaq XIONIPO2424B4 ↗
1996-09-26INDUSTRI MATEMATIK INTERNATIONAL CORP NYSyndicate$10.004,400,000$44,000,000Nasdaq IMICIPO4424B1 ↗
1996-09-20DOCUMENT SCIENCES CORP CALead$12.002,300,000$27,600,000Nasdaq DOCXIPO16424B1 ↗
1996-05-16MECHANICAL DYNAMICS INC \MI\ MILead$11.002,365,000$26,015,000Nasdaq MDIIIPO1424B4 ↗
1996-05-10INFINIUM SOFTWARE INC MALead$14.752,870,000$42,332,500Nasdaq SFWRIPO4424B1 ↗
1996-05-07OPENVISION TECHNOLOGIES INC CASyndicate$0.812,735,000$2,215,350Nasdaq OPVNIPO3424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Works alongside

FirmDeals togetherOf which that firm led
Robertson Stephens6223
Hambrecht & Quist6014
RBC Capital Markets4111
Deutsche Bank3915
Cowen385
Piper Sandler3710
Donaldson, Lufkin & Jenrette3612
Goldman Sachs3420
Bear Stearns298
Merrill Lynch2913
Needham & Company292
Citigroup286

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.