IPO registrations (S-1, F-1) · Registrants
DOCUMENT SCIENCES CORP
- SEC CIK
- 1016831 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-06-20, last 1996-09-13; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1996-09-20
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 5958 PRIESTLY DRIVE, Carlsbad, CA 92008
- EIN
- 33-0485994
- EDGAR entity type
- operating
- Insiders and CEO pay
- DOCUMENT SCIENCES CORP on the corporate pages
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 1996-09-13)
- Final price
- $12.00 per share, above the range (424B1 filed 1996-09-20, an initial public offering)
- Shares sold
- 2,300,000
- Gross proceeds
- $27,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol DOCX
- Lead underwriters
- SoundView; Deutsche Bank; SoundView Financial Group, Inc (600,000 shares)
- Syndicate
- Alex. Brown & Sons (100,000); Cowen (100,000); Donaldson, Lufkin & Jenrette (100,000); A.G. Edwards (100,000); Hambrecht & Quist (100,000); Morgan Stanley (100,000); Prudential Securities (100,000); Robertson Stephens (100,000); William Blair (60,000); First Albany Corporation (60,000); Furman Selz LLC (60,000); Wedbush Securities (60,000); Wessels, Arnold & Henderson, L.L.C (60,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: DOCUMENT SCIENCES CORP EXACT (CIK (EXACT))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-06-20 | S-1 | S-1 (registration) | DOCUMENT SCIENCES CORP | 0000936392-96-000352 ↗ |
| 1996-08-05 | S-1/A | S-1/A (amendment) | DOCUMENT SCIENCES CORP | 0000936392-96-000551 ↗ |
| 1996-08-16 | S-1/A | S-1/A (amendment) | DOCUMENT SCIENCES CORP | 0000936392-96-000681 ↗ |
| 1996-08-23 | S-1/A | S-1/A (amendment) | DOCUMENT SCIENCES CORP | 0000936392-96-000694 ↗ |
| 1996-09-13 | S-1/A | S-1/A (amendment) | DOCUMENT SCIENCES CORP | 0000936392-96-000775 ↗ |
| 1996-09-20 | 424B1 | 424B1 (final prospectus) | DOCUMENT SCIENCES CORP | 0000936392-96-000796 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-09-13 | S-1/A | registration statement | $8.00–$10.00 | 2,300,000 | - | Nasdaq DOCX | 2 | from the submission text; range, shares headline | document ↗ | |
| 1996-09-20 | 424B1 | final prospectus | $12.00 | 2,300,000 | $27,600,000 | Nasdaq DOCX | 16 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 14 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SCHMIDT TODD W | Officer | CFO; Chief Financial Officer | 3 | 2006–2008 | |
| Winter John Douglas | Officer | Chief Operating Officer; COO; GM of Technical Operations | 5 | 2006–2008 | |
| Spectrum Galaxy Fund Ltd. | TenPercentOwner | 21 | 2006–2007 | ||
| Zeff Capital Partners I, L.P. | TenPercentOwner | 22 | 2006–2007 | ||
| ZEFF DANIEL | TenPercentOwner | 22 | 2006–2007 | ||
| Zeff Holding Company, LLC | TenPercentOwner | 22 | 2006–2007 | ||
| FABER BARTON L | Director | 7 | 2006–2008 | ||
| BEARD RONALD S | Director | 2 | 2006–2008 | ||
| Breya Margaret Anne | Director | 3 | 2006–2008 | ||
| O BRIEN COLIN | Director | 2 | 2006–2008 | ||
| RINGER THOMAS L | Director | 3 | 2006–2008 | ||
| Akbas Hakan | Officer | Chief Marketing Officer | 2 | 2006 | |
| Barghouti Nasser S | Officer | Chief Technology Officer; CTO | 2 | 2006–2008 | |
| ye tao | Officer | GM of Asian Operations; GM of Asia Operations | 2 | 2006–2008 | |
| Calnan Edward Thomas JR | Officer | Senior Vice President Sales; Vice President; Vice President sales | 4 | 2006–2008 | |
| FREGEAU DANIEL | Officer | Executive Vice President; Senior Vice President | 3 | 2007–2008 | |
| MCGANNON JOHN | Director,Officer; Officer | President & CEO | 2 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | DOCUMENT SCIENCES CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Document Sciences Corporation | CA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.