IPO registrations (S-1, F-1) · Registrants
QUEST SOFTWARE INC
- SEC CIK
- 1088033 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-06-11, last 2000-03-06; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 1999-08-13
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- CA
- Business address
- 5 POLARIS WAY, Aliso Viejo, CA 92656
- EIN
- 33-0231678
- EDGAR entity type
- operating
- Insiders and CEO pay
- QUEST SOFTWARE INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1999-08-11)
- Final price
- $14.00 per share, within the range (424B1 filed 1999-08-13, an initial public offering)
- Shares sold
- 4,400,000
- Gross proceeds
- $61,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol QSFT
- Lead underwriters
- Robertson Stephens (1,886,000 shares)
- Syndicate
- Donaldson, Lufkin & Jenrette (1,189,000); CIBC World Markets (758,500); First Albany Corporation (266,500); Moors & Cabot, Inc (100,000); Needham & Company (100,000); SoundView (100,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: QUEST SOFTWARE INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: QUEST SOFTWARE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Quest Software Inc. Fuzzy (name and state)
- Business registration: Quest Software Inc. Fuzzy (name and state)
- Business registration: Quest Software Inc. Fuzzy (name and state)
- Business registration: QUEST SOFTWARE Inc. Fuzzy (name and state)
- Business registration: QUEST SOFTWARE INC. Fuzzy (name and state)
- Business registration: QUEST SOFTWARE, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: QUEST SOFTWARE, INC. EXACT (EIN (EXACT))
- Federal award recipient: QUEST SOFTWARE INC Fuzzy (name and state)
- Lobbying client: QUEST SOFTWARE Fuzzy (name and state)
- SEC filer: QUEST SOFTWARE INC EXACT (CIK (EXACT))
- Person page: Douglas F Garn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-06-11 | S-1 | S-1 (registration) | QUEST SOFTWARE INC | 0000892569-99-001712 ↗ |
| 1999-06-30 | S-1/A | S-1/A (amendment) | QUEST SOFTWARE INC | 0000892569-99-001822 ↗ |
| 1999-07-22 | S-1/A | S-1/A (amendment) | QUEST SOFTWARE INC | 0000892569-99-001980 ↗ |
| 1999-08-06 | S-1/A | S-1/A (amendment) | QUEST SOFTWARE INC | 0000892569-99-002085 ↗ |
| 1999-08-11 | S-1/A | S-1/A (amendment) | QUEST SOFTWARE INC | 0000892569-99-002159 ↗ |
| 1999-08-13 | 424B1 | 424B1 (final prospectus) | QUEST SOFTWARE INC | 0000892569-99-002219 ↗ |
| 2000-02-22 | S-1 | S-1 (registration) | QUEST SOFTWARE INC | 0000892569-00-000249 ↗ |
| 2000-02-23 | S-1/A | S-1/A (amendment) | QUEST SOFTWARE INC | 0000892569-00-000253 ↗ |
| 2000-03-06 | S-1/A | S-1/A (amendment) | QUEST SOFTWARE INC | 0001095811-00-000452 ↗ |
| 2000-03-10 | 424B1 | 424B1 (final prospectus) | QUEST SOFTWARE INC | 0001095811-00-000503 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-08-11 | S-1/A | registration statement | $12.00–$14.00 | 4,400,000 | - | Nasdaq QSFT | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1999-08-13 | 424B1 | final prospectus | $14.00 | 4,400,000 | $61,600,000 | Nasdaq QSFT | 7 | from the submission text; price sentence, shares sentence, proceeds table, underwriting table 7, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SMITH VINCENT C | Director,Officer,TenPercentOwner | Chairman and CEO; Chairman of the Board and CEO; Executive Chairman | 54 | 2006–2012 | |
| BROOKS KEVIN E | Officer | V.P., Corporate Controller | 2 | 2006 | |
| Foley Anthony | Officer | SVP, Sales; SVP, Worldwide Sales | 3 | 2006–2007 | |
| GARN DOUGLAS F | Director,Officer; Officer | President; President and CEO; Vice Chairman | 28 | 2006–2012 | person page Fuzzy |
| Dirks H John | Director | 11 | 2006–2012 | ||
| Lane Raymond J. | Director | 7 | 2007–2011 | ||
| Sallaberry Paul | Director | 8 | 2007–2012 | ||
| Davidson Scott | Officer | Senior Vice President and CFO | 18 | 2007–2012 | |
| Reasoner Scott | Officer | VP, Corporate Controller; VP, CORPORATE CONTROLLER | 27 | 2007–2012 | |
| KLAUSMEYER KEVIN | Director | 8 | 2008–2012 | ||
| MURDOCK JERRY | Director | 1 | 2008 | ||
| NIETO AUGUSTINE L II | Director | 8 | 2008–2012 | ||
| Dickson Steve | Officer | Senior VP, Product Management; SVP, Product Management & Mktg; SVP. Product Management & Mktg | 21 | 2008–2012 | |
| Fudge Alan | Officer | Senior VP, Worldwide Sales | 7 | 2009–2012 | |
| DELL INC | TenPercentOwner | 1 | 2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Quest Software Inc. | CA | State business registries | name and state |
| Business registration | Quest Software Inc. | CA | State business registries | name and state |
| Business registration | Quest Software Inc. | CA | State business registries | name and state |
| Business registration | QUEST SOFTWARE Inc. | CA | State business registries | name and state |
| Business registration | QUEST SOFTWARE INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | QUEST SOFTWARE INC. | CA | State business registries | name and state |
| Business registration | QUEST SOFTWARE, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | QUEST SOFTWARE, INC. | CA | State business registries | name and state |
| Contractor | QUEST SOFTWARE INC | CA | Nonprofit contractors (Form 990) | name and state |
| Federal award recipient | QUEST SOFTWARE INC | CA | Federal spending (USAspending) | name and state |
| Lobbying client | QUEST SOFTWARE | CA | Federal lobbying (LDA) | name and state |
| Patent assignee | QUEST SOFTWARE INC. | CA | Patents (USPTO) | name and state |
| SEC filer | QUEST SOFTWARE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Quest Software, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | QUEST SOFTWARE, INC. | EIN (EXACT) | ||
| Person page | Douglas F Garn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.