IPO registrations (S-1, F-1) · Registrants
SYNAPTICS Inc
- SEC CIK
- 817720 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2001-02-22, last 2002-01-22; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2002-01-29
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 1109 MCKAY DRIVE, San Jose, CA 95131-1706
- EIN
- 77-0118518
- Ticker
- SYNA (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- SYNAPTICS Inc on the corporate pages
Offering terms
- Proposed price range
- $9.00–$11.00 per share (S-1/A filed 2002-01-22)
- Final price
- $11.00 per share, within the range (424B4 filed 2002-01-29, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $55,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SYNA
- Lead underwriters
- Bear Stearns
- Syndicate
- Cowen (1,297,500); SoundView; SoundView Technology Corporation (865,000); William Blair (75,000); FBR (75,000); Gerard Klauer Mattison & Co., LLC (75,000); Ladenburg Capital Management (75,000); Legg Mason (75,000); McDonald Investments Inc., a KeyCorp Company (75,000); Needham & Company (75,000); Pali Capital, LLC (75,000); C.E. Unterberg, Towbin (75,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SYNAPTICS INC. Fuzzy (name and state)
- Business registration: SYNAPTICS INCORPORATED Fuzzy (name and state)
- Form 5500 plan sponsor: SYNAPTICS INCORPORATED EXACT (EIN (EXACT))
- SEC filer: SYNAPTICS Inc EXACT (CIK (EXACT))
- Person page: Michael E Hurlston Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2001-02-22 | S-1 | S-1 (registration) | SYNAPTICS INC | 0000950153-01-000264 ↗ |
| 2001-08-17 | S-1/A | S-1/A (amendment) | SYNAPTICS INC | 0000950153-01-500934 ↗ |
| 2002-01-09 | S-1/A | S-1/A (amendment) | SYNAPTICS INC | 0000891618-02-000074 ↗ |
| 2002-01-22 | S-1/A | S-1/A (amendment) | SYNAPTICS INC | 0000950153-02-000081 ↗ |
| 2002-01-29 | 424B4 | 424B4 (final prospectus) | SYNAPTICS INC | 0000950153-02-000114 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-01-22 | S-1/A | registration statement | $9.00–$11.00 | 5,000,000 | - | Nasdaq SYNA | 3 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 2002-01-29 | 424B4 | final prospectus | $11.00 | 5,000,000 | $55,000,000 | Nasdaq SYNA | 13 | primary document; price sentence, shares headline, proceeds table, underwriting table 11, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DAY SHAWN P PHD | Officer | VP of Research and Development | 31 | 2006–2007 | |
| KNITTEL RUSSELL J | Director; Director,Officer; Officer | Executive Vice President; Interim President and CEO; Sr VP, CFO, CAO and Secretary | 71 | 2006–2018 | |
| SPADE THOMAS D | Officer | VP of Worldwide Sales | 9 | 2006–2007 | |
| FAGGIN FEDERICO | Director | 23 | 2006–2008 | ||
| Geeslin Keith | Director | 41 | 2006–2025 | ||
| LEE FRANCIS F | Director; Director,Officer | Chairman of the Board; Chairman of the Board & CEO; Chief Executive Officer; President and CEO | 115 | 2006–2019 | |
| SANQUINI RICHARD L | Director | 75 | 2006–2020 | ||
| VAN DELL WILLIAM RONALD | Director | 12 | 2006–2008 | ||
| FOY CLARK F | Officer | Vice President of Marketing | 2 | 2006 | |
| Tiernan Thomas J | Director,Officer; Officer | President and CEO; President and COO; Senior Vice President/GM | 22 | 2006–2010 | |
| STACY WILLIAM T PHD | Officer | Vice President of Operations | 1 | 2006 | |
| Wong Hing Chung | Officer | SVP of Operations; SVP of Worldwide Operations; Vice President of Operations | 107 | 2006–2020 | |
| Buchanan Jeffrey | Director | 44 | 2007–2025 | ||
| Chan Nelson | Director | 35 | 2007–2025 | ||
| Whims James | Director | 34 | 2007–2025 | ||
| Long David B | Officer | SVP of WW Sales; VP of WW Sales; VP WW Sales & Corp. Marketing | 10 | 2008–2012 | |
| Vena Mark N | Officer | SVP & GM, PC Products; Vice President | 21 | 2008–2013 | |
| Garg Gopal K | Officer | Senior Vice President | 10 | 2008–2010 | |
| Montalbo Joseph D | Officer | Senior Vice President | 4 | 2008–2010 | |
| BAYLESS KATHLEEN A | Officer | CFO, Secretary & Treasurer; Senior Vice President; SVP, CFO, Sec. & Treasurer; SVP, CFO, & Treasurer | 39 | 2009–2015 | |
| Swearingen Stan A Jr | Officer | Senior Vice President; SVP & Chief Technology Officer | 14 | 2010–2013 | |
| Barber Kevin D | Officer | See Remarks; See Remarks Below; SVP & GM, Handheld Products | 43 | 2011–2018 | |
| Bergman Rick | Director,Officer | President and CEO | 82 | 2011–2019 | |
| Sewell Bretton | Officer | See Remarks; Sr. VP, Corporate Development; SVP, Corporate Development | 40 | 2012–2016 | |
| Deutsch Scott | Officer | SVP of Sales; SVP of Worldwide Sales | 45 | 2013–2016 | |
| McFarland John | Officer | See Remarks; SVP and General Counsel; SVP, General Counsel & Sec. | 59 | 2013–2023 | |
| Favre Ritu | Officer | See Remarks | 9 | 2014–2016 | |
| Verhoeven Huibert J. | Officer | See Remarks | 17 | 2014–2019 | |
| Ali Wajid | Officer | Senior VP and CFO | 21 | 2015–2019 | |
| Wadlington Mark | Officer | SVP, Worldwide Sales | 2 | 2017 | |
| Liu Shawn Tsai-Shyang | Officer | See Remarks | 12 | 2017–2019 | |
| Lu Yu-Lun Richard | Officer | SVP & GM, Mobile Division | 3 | 2018–2019 | |
| NOLAN KERMIT | Officer | See Remarks | 36 | 2019–2023 | |
| Awsare Saleel | Officer | See Remarks | 41 | 2019–2023 | |
| Allgood Kiva A. | Director | 12 | 2019–2022 | ||
| HURLSTON MICHAEL E. | Director,Officer; Officer | See Remarks; See remarks below | 35 | 2019–2024 | person page Fuzzy |
| Butler Dean Warren | Officer | See Remarks | 29 | 2019–2024 | |
| Mori Janice Satsumi | Officer | See Remarks | 3 | 2019–2020 | |
| Kumin Phillip Ralph | Officer | See Remarks | 5 | 2020–2021 | |
| Hardman Susan | Director | 10 | 2020–2025 | ||
| Stein Craig Browning | Officer | Please see remarks | 8 | 2021–2023 | |
| Kummrow Patricia | Director | 7 | 2021–2025 | ||
| Lee Vivie | Director | 6 | 2022–2025 | ||
| Gupta Vikram | Officer | See Remarks | 36 | 2023–2026 | |
| Bodensteiner Lisa | Officer | See Remarks | 25 | 2023–2026 | |
| Ganesan Satish | Officer | See Remarks | 24 | 2024–2026 | |
| Song Esther | Officer | See Remarks | 23 | 2024–2026 | |
| Rizvi Ken | Officer | See Remarks | 16 | 2024–2026 | |
| Patel Rahul G. | Director,Officer | See remarks below | 10 | 2025–2026 | |
| Nathamuni Venkatesh | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SYNAPTICS INC. | CA | State business registries | name and state |
| Business registration | SYNAPTICS INCORPORATED | CA | State business registries | name and state |
| Patent assignee | Synaptics Incorporated | CA | Patents (USPTO) | name and state |
| SEC filer | SYNAPTICS Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Synaptics Incorporated | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SYNAPTICS INCORPORATED | EIN (EXACT) | ||
| Person page | Michael E Hurlston | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.