IPO registrations (S-1, F-1) · Registrants

SYNAPTICS Inc

SEC CIK
817720 · filings on EDGAR ↗
Registration
Form S-1, first filed 2001-02-22, last 2002-01-22; 1 initial registration, 3 amendments
Outcome
Final prospectus filed 2002-01-29
Industry (SIC)
Semiconductors & Related Devices 3674
Incorporated in
DE
Business address
1109 MCKAY DRIVE, San Jose, CA 95131-1706
EIN
77-0118518
Ticker
SYNA (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
SYNAPTICS Inc on the corporate pages

Offering terms

Proposed price range
$9.00–$11.00 per share (S-1/A filed 2002-01-22)
Final price
$11.00 per share, within the range (424B4 filed 2002-01-29, an initial public offering)
Shares sold
5,000,000
Gross proceeds
$55,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol SYNA
Lead underwriters
Bear Stearns
Syndicate
Cowen (1,297,500); SoundView; SoundView Technology Corporation (865,000); William Blair (75,000); FBR (75,000); Gerard Klauer Mattison & Co., LLC (75,000); Ladenburg Capital Management (75,000); Legg Mason (75,000); McDonald Investments Inc., a KeyCorp Company (75,000); Needham & Company (75,000); Pali Capital, LLC (75,000); C.E. Unterberg, Towbin (75,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 5

FiledFormWhat it isName as filedEDGAR
2001-02-22S-1S-1 (registration)SYNAPTICS INC0000950153-01-000264 ↗
2001-08-17S-1/AS-1/A (amendment)SYNAPTICS INC0000950153-01-500934 ↗
2002-01-09S-1/AS-1/A (amendment)SYNAPTICS INC0000891618-02-000074 ↗
2002-01-22S-1/AS-1/A (amendment)SYNAPTICS INC0000950153-02-000081 ↗
2002-01-29424B4424B4 (final prospectus)SYNAPTICS INC0000950153-02-000114 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2002-01-22S-1/Aregistration statement$9.00–$11.005,000,000-Nasdaq SYNA3primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3document ↗
2002-01-29424B4final prospectus$11.005,000,000$55,000,000Nasdaq SYNA13primary document; price sentence, shares headline, proceeds table, underwriting table 11, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
DAY SHAWN P PHDOfficerVP of Research and Development312006–2007
KNITTEL RUSSELL JDirector; Director,Officer; OfficerExecutive Vice President; Interim President and CEO; Sr VP, CFO, CAO and Secretary712006–2018
SPADE THOMAS DOfficerVP of Worldwide Sales92006–2007
FAGGIN FEDERICODirector232006–2008
Geeslin KeithDirector412006–2025
LEE FRANCIS FDirector; Director,OfficerChairman of the Board; Chairman of the Board & CEO; Chief Executive Officer; President and CEO1152006–2019
SANQUINI RICHARD LDirector752006–2020
VAN DELL WILLIAM RONALDDirector122006–2008
FOY CLARK FOfficerVice President of Marketing22006
Tiernan Thomas JDirector,Officer; OfficerPresident and CEO; President and COO; Senior Vice President/GM222006–2010
STACY WILLIAM T PHDOfficerVice President of Operations12006
Wong Hing ChungOfficerSVP of Operations; SVP of Worldwide Operations; Vice President of Operations1072006–2020
Buchanan JeffreyDirector442007–2025
Chan NelsonDirector352007–2025
Whims JamesDirector342007–2025
Long David BOfficerSVP of WW Sales; VP of WW Sales; VP WW Sales & Corp. Marketing102008–2012
Vena Mark NOfficerSVP & GM, PC Products; Vice President212008–2013
Garg Gopal KOfficerSenior Vice President102008–2010
Montalbo Joseph DOfficerSenior Vice President42008–2010
BAYLESS KATHLEEN AOfficerCFO, Secretary & Treasurer; Senior Vice President; SVP, CFO, Sec. & Treasurer; SVP, CFO, & Treasurer392009–2015
Swearingen Stan A JrOfficerSenior Vice President; SVP & Chief Technology Officer142010–2013
Barber Kevin DOfficerSee Remarks; See Remarks Below; SVP & GM, Handheld Products432011–2018
Bergman RickDirector,OfficerPresident and CEO822011–2019
Sewell BrettonOfficerSee Remarks; Sr. VP, Corporate Development; SVP, Corporate Development402012–2016
Deutsch ScottOfficerSVP of Sales; SVP of Worldwide Sales452013–2016
McFarland JohnOfficerSee Remarks; SVP and General Counsel; SVP, General Counsel & Sec.592013–2023
Favre RituOfficerSee Remarks92014–2016
Verhoeven Huibert J.OfficerSee Remarks172014–2019
Ali WajidOfficerSenior VP and CFO212015–2019
Wadlington MarkOfficerSVP, Worldwide Sales22017
Liu Shawn Tsai-ShyangOfficerSee Remarks122017–2019
Lu Yu-Lun RichardOfficerSVP & GM, Mobile Division32018–2019
NOLAN KERMITOfficerSee Remarks362019–2023
Awsare SaleelOfficerSee Remarks412019–2023
Allgood Kiva A.Director122019–2022
HURLSTON MICHAEL E.Director,Officer; OfficerSee Remarks; See remarks below352019–2024person page Fuzzy
Butler Dean WarrenOfficerSee Remarks292019–2024
Mori Janice SatsumiOfficerSee Remarks32019–2020
Kumin Phillip RalphOfficerSee Remarks52020–2021
Hardman SusanDirector102020–2025
Stein Craig BrowningOfficerPlease see remarks82021–2023
Kummrow PatriciaDirector72021–2025
Lee VivieDirector62022–2025
Gupta VikramOfficerSee Remarks362023–2026
Bodensteiner LisaOfficerSee Remarks252023–2026
Ganesan SatishOfficerSee Remarks242024–2026
Song EstherOfficerSee Remarks232024–2026
Rizvi KenOfficerSee Remarks162024–2026
Patel Rahul G.Director,OfficerSee remarks below102025–2026
Nathamuni VenkateshDirector22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationSYNAPTICS INC.CAState business registriesname and state
Business registrationSYNAPTICS INCORPORATEDCAState business registriesname and state
Patent assigneeSynaptics IncorporatedCAPatents (USPTO)name and state
SEC filerSYNAPTICS IncSEC filers (EDGAR)CIK (EXACT)
Trademark ownerSynaptics IncorporatedCATrademarks (USPTO)name and state
Form 5500 plan sponsorSYNAPTICS INCORPORATEDEIN (EXACT)
Person pageMichael E HurlstonPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.