IPO registrations (S-1, F-1) · Underwriters

Scott & Stringfellow

Deals
143 priced offerings as an underwriter, 8 as lead manager or representative; 124 initial public offerings
Proceeds of those deals
$15,240,081,233 ($178,627,835 as lead)
Years
1994–2009
Named in
149 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
SEC registration
Broker-dealer registered as SCOTT & STRINGFELLOW, INC. · filings on EDGAR ↗
Named as
Scott & Stringfellow; Scott & Stringfellow Inc; Scott & Stringfellow, Inc

Deals by year

YearDealsAs leadProceeds of deals
200911$5,600,000
200621$38,316,300
2000130$2,396,500,000
1999211$5,721,946,503
1998161$1,111,427,294
1997473$3,750,383,448
1996401$1,846,432,688
199510$300,000,000
199420$69,475,000

Deals 143

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2009-12-01Monarch Financial Holdings, Inc. VALead$8.00700,000$5,600,000Nasdaq MNRKPOffering1424B1 ↗
2006-07-28ACCESS NATIONAL CORP VASyndicate$9.382,135,000$20,026,300Nasdaq ANCXOffering2424B4 ↗
2006-07-12MIDDLEBURG FINANCIAL CORP VALead$31.00590,000$18,290,000Nasdaq MBRGOffering2424B1 ↗
2000-10-10ASIA GLOBAL CROSSING LTD CASyndicate$7.0068,000,000$476,000,000Nasdaq AGCXIPO27424B4 ↗
2000-09-28VASTERA INC VASyndicate$14.008,000,000$112,000,000Nasdaq VASTIPO22424B4 ↗
2000-08-21VIASOURCE COMMUNICATIONS INC FLSyndicate$8.005,000,000$40,000,000IPO43424B1 ↗
2000-08-09RADVIEW SOFTWARE LTD L3Syndicate$10.004,000,000$40,000,000IPO38424B1 ↗
2000-08-09PHARSIGHT CORP CASyndicate$10.003,000,000$30,000,000IPO38424B4 ↗
2000-08-08TELECOMMUNICATION SYSTEMS INC /FA/ MDSyndicate$17.004,700,000$79,900,000Nasdaq TSYSIPO23424B4 ↗
2000-08-04INNOVATIVE SOLUTIONS & SUPPORT INC PASyndicate$11.003,000,000$33,000,000Nasdaq ISSCIPO16424B4 ↗
2000-08-043 DIMENSIONAL PHARMACEUTICALS INC PASyndicate$15.005,000,000$75,000,000Nasdaq DDDPIPO23424B4 ↗
2000-08-02ENTRAVISION COMMUNICATIONS CORP CASyndicate$16.5046,000,000$759,000,000IPO53424B4 ↗
2000-05-15NET2000 COMMUNICATIONS INC VASyndicate$20.0010,000,000$200,000,000Nasdaq NTKKIPO15424B1 ↗
2000-04-21PEC SOLUTIONS INC VASyndicate$9.503,000,000$28,500,000IPO37424B4 ↗
2000-03-17TIPPINGPOINT TECHNOLOGIES INC TXSyndicate$18.008,000,000$144,000,000IPO39424B4 ↗
2000-02-02SPECTRASITE INC NCSyndicate$17.0022,300,000$379,100,000Nasdaq SITEOffering18424B4 ↗
1999-12-15CATALYST HEALTH SOLUTIONS, INC. MDSyndicate$11.005,500,000$60,500,000Nasdaq HLEXIPO13424B1 ↗
1999-12-13MEDICALOGIC/MEDSCAPE INC ORSyndicate$17.005,900,000$100,300,000IPO29424B4 ↗
1999-11-23GETTHERE INC CASyndicate$16.005,000,000$80,000,000 AXPIPO37424B4 ↗
1999-11-19LIFEMINDERS INC VASyndicate$14.004,200,000$58,800,000Nasdaq LFMNIPO19424B1 ↗
1999-11-09NETZEE INC GASyndicate$3.254,448,155$14,456,503Nasdaq NETZIPO16424B4 ↗
1999-10-28SUNCOM WIRELESS HOLDINGS, INC. WASyndicate$18.0010,000,000$180,000,000Nasdaq TPCSIPO17424B1 ↗
1999-10-20CROSSROADS SYSTEMS INC TXSyndicate$18.003,750,000$67,500,000Nasdaq CRDSIPO15424B4 ↗
1999-09-24NETZERO INC CASyndicate$16.0010,000,000$160,000,000Nasdaq NZROIPO18424B4 ↗
1999-09-23CYBERGOLD INC CASyndicate$9.005,000,000$45,000,000Nasdaq CGLDIPO16424B4 ↗
1999-08-16U S AGGREGATES INC CASyndicate$15.005,000,000$75,000,000NYSE AGAIPO17424B4 ↗
1999-08-11RED HAT INC NCSyndicate$14.006,000,000$84,000,000Nasdaq RHATIPO22424B1 ↗
1999-08-05Actua Corp PASyndicate$12.0014,900,000$136,800,000Nasdaq ICGEIPO24424B1 ↗
1999-07-22TROY GROUP INC CASyndicate$7.002,500,000$17,500,000Nasdaq TROYIPO21424B1 ↗
1999-07-21VOYAGER NET INC MISyndicate$2.569,000,000$23,040,000IPO28424B4 ↗
1999-06-11AZURIX CORP TXSyndicate$19.0036,600,000$695,400,000NYSE AZXIPO40424B4 ↗
1999-06-09PANTRY INC NCSyndicate$13.006,250,000$81,250,000Nasdaq PTRYIPO22424B1 ↗
1999-06-04NETWORK ACCESS SOLUTIONS CORP VASyndicate$5.007,500,000$37,500,000Nasdaq NASCIPO31424B4 ↗
1999-05-26U.S. CONCRETE, INC. TXLead$8.003,800,000$30,400,000Nasdaq RMIXIPO19424B4 ↗
1999-05-06DESTIA COMMUNICATIONS INC NJSyndicate$10.006,500,000$65,000,000Nasdaq DESTIPO14424B1 ↗
1999-05-04GOLDMAN SACHS GROUP INC NYSyndicate$53.0069,000,000$3,657,000,000NYSE GSIPO80424B4 ↗
1999-02-26Life Technologies Corp CASyndicate$15.003,500,000$52,500,000IPO26424B4 ↗
1998-12-16MARKETING SPECIALISTS CORP TXLead$11.254,400,000$49,500,000Nasdaq MERKIPO21424B4 ↗
1998-08-27BANKFIRST CORP TNSyndicate$22.001,600,000$35,200,000Nasdaq BKFRIPO7424B1 ↗
1998-07-31FLORIDA BANKS INC FLSyndicate$10.004,000,000$40,000,000Nasdaq FLBKIPO20424B4 ↗
1998-07-23CENTRUS ENERGY CORP MDSyndicate100,000,000-NYSE USUIPO56424B1 ↗
1998-07-02COSTAR GROUP, INC. VASyndicate$9.002,500,000$22,500,000Nasdaq RIGXIPO31424B1 ↗
1998-06-12AMSURG CORP TNSyndicate3,700,000-Nasdaq AMSGAOffering12424B4 ↗
1998-05-15FEDERATED HERMES, INC. PASyndicate$19.0017,557,226$333,587,294NYSE FIIIPO34424B1 ↗
1998-05-08GENESIS DIRECT INC NJSyndicate$15.0011,125,000$166,875,000Nasdaq GENDIPO27424B1 ↗
1998-05-05ADELPHIA BUSINESS SOLUTIONS INC PASyndicate12,500,000-Nasdaq HYPTIPO23424B1 ↗
1998-04-27US LEC LLC NCSyndicate$10.005,500,000$55,000,000Nasdaq CLECIPO17424B4 ↗
1998-04-02TUCKER ANTHONY SUTRO MASyndicate$20.007,400,000$148,000,000NYSE FSIIPO47424B4 ↗
1998-03-27COLUMBIA SPORTSWEAR CO ORSyndicate$18.005,600,000$100,800,000Nasdaq COLMIPO19424B4 ↗
1998-03-13CSK AUTO CORP AZSyndicate$13.177,500,000$98,775,000NYSE CAOIPO35424B4 ↗
1998-02-13SYMPHONIX DEVICES INC CASyndicate$1.302,300,000$2,990,000Nasdaq SMPXIPO29424B4 ↗
1998-02-13ASTROPOWER INC DESyndicate$6.002,700,000$16,200,000Nasdaq APWRIPO19424B1 ↗
1998-01-30VERISIGN INC/CA VASyndicate$14.003,000,000$42,000,000Nasdaq VRSNIPO16424B1 ↗
1997-12-18PASSPORT BRANDS, INC NYSyndicate$10.003,800,000$38,000,000Nasdaq ISACIPO18424B4 ↗
1997-12-05MIDWAY AIRLINES CORP NCSyndicate$4.024,200,000$16,884,000Nasdaq MDWYIPO17424B4 ↗
1997-11-24AFFILIATED MANAGERS GROUP, INC. FLSyndicate$23.507,500,000$176,250,000NYSE AMGIPO20424B4 ↗
1997-11-19NOBLE INTERNATIONAL, LTD. MISyndicate--NYSE American NILIPO28424B1 ↗
1997-11-13SONIC AUTOMOTIVE INC NCSyndicate5,000,000-NYSE SAHIPO28424B4 ↗
1997-11-07TELEPORT COMMUNICATIONS GROUP INC NJSyndicate15,000,000-Nasdaq TCGIOffering34424B1 ↗
1997-11-07ENCOMPASS SERVICES CORP TXSyndicate$4.147,500,000$31,050,000NYSE MAKIPO35424B1 ↗
1997-11-04AMF BOWLING INC VASyndicate2,700,000-NYSE PINIPO26424B4 ↗
1997-10-31UBICS INC PALead$10.002,000,000$20,000,000Nasdaq UBIXIPO18424B4 ↗
1997-10-22AMERIPATH INC FLSyndicate$16.005,600,000$89,600,000Nasdaq PATHIPO28424B4 ↗
1997-10-16REDCATS USA, INC. NYSyndicate$24.005,000,000$120,000,000NYSE BYLIPO23424B1 ↗
1997-10-01POWER ONE INC CASyndicate$1.055,000,000$5,250,000Nasdaq PWERIPO35424B4 ↗
1997-09-25ASIA ELECTRONICS HOLDING CO INC NYSyndicate$8.004,600,000$36,800,000Nasdaq AEHCFIPO37424B1 ↗
1997-08-27EXECUSTAY CORP MDSyndicate2,650,000-Nasdaq EXECIPO36424B4 ↗
1997-08-22KENDLE INTERNATIONAL INC OHSyndicate$14.003,600,000$50,400,000Nasdaq KNDLIPO14424B1 ↗
1997-08-21CTB INTERNATIONAL CORP INSyndicate$14.005,000,000$70,000,000Nasdaq CTBCIPO23424B1 ↗
1997-08-06FINE AIR SERVICES INC FLSyndicate7,400,000-Nasdaq BIGFIPO25424B4 ↗
1997-07-31JACKSON HEWITT INC VALead$21.251,305,604$27,744,085Nasdaq JTAXOffering17424B1 ↗
1997-07-28ARMOR HOLDINGS INC FLSyndicate$46.004,000,000$184,000,000NYSE American ABEOffering40424B4 ↗
1997-07-28GALILEO INTERNATIONAL INC NYSyndicate$24.5031,998,000$783,951,000NYSE GLCIPO46424B4 ↗
1997-07-24JLM INDUSTRIES INC FLSyndicate$10.002,300,000$23,000,000Nasdaq JLMIIPO18424B1 ↗
1997-07-18JONES LANG LASALLE INC ILSyndicate$23.004,000,000$92,000,000NYSE LAPIPO19424B4 ↗
1997-07-03CONCEPTS DIRECT INC COLead$18.061,500,000$27,093,750Nasdaq CDIROffering6424B4 ↗
1997-07-03HAGLER BAILLY INC VASyndicate$5.853,150,000$18,427,500Nasdaq HBIXIPO25424B1 ↗
1997-07-02LAI WORLDWIDE INC NYSyndicate2,000,000-Nasdaq LAIXIPO22424B4 ↗
1997-06-17ORBIT FR INC PASyndicate$8.252,000,000$16,500,000Nasdaq ORFRIPO38424B1 ↗
1997-06-17MAXIMUS, INC. VASyndicate$16.005,250,000$84,000,000NYSE MMSIPO37424B4 ↗
1997-06-13WASTE INDUSTRIES INC NCSyndicate$13.501,605,200$21,670,200Nasdaq WWINIPO14424B4 ↗
1997-06-13IWL COMMUNICATIONS INC TXSyndicate$6.001,450,000$8,700,000Nasdaq IWLCIPO12424B4 ↗
1997-06-12RALPH LAUREN CORP NYSyndicate$26.0029,500,000$767,000,000NYSE RLIPO37424B1 ↗
1997-06-12STAR TELECOMMUNICATIONS INC CASyndicate$9.004,000,000$36,000,000Nasdaq STRXIPO18424B4 ↗
1997-05-16GENERAL CABLE CORP /DE/ KYSyndicate$408.00267,000$108,936,000NYSE GCNIPO46424B1 ↗
1997-04-29LONG BEACH FINANCIAL CORP CASyndicate$6.5021,750,000$141,375,000Nasdaq LBFCIPO33424B4 ↗
1997-04-17DECRANE AIRCRAFT HOLDINGS INC CASyndicate--Nasdaq DAHXIPO27424B4 ↗
1997-03-26HAMILTON BANCORP INC FLSyndicate$15.502,400,000$37,200,000Nasdaq HABKIPO18424B1 ↗
1997-03-25CHIREX INC CTSyndicate$13.003,489,301$45,360,913Nasdaq CHRXOffering20424B1 ↗
1997-03-21PHYSICIANS SPECIALTY CORP GASyndicate2,200,000-Nasdaq ENTSIPO19424B1 ↗
1997-03-20COLONIAL HOLDINGS INC COSyndicate4,250,000-IPO18424B4 ↗
1997-03-12PLUMA INC NCSyndicate$12.003,100,000$37,200,000NYSE PLUIPO9424B4 ↗
1997-03-07KOS PHARMACEUTICALS INC NJSyndicate$15.004,150,000$62,250,000Nasdaq KOSPIPO27424B4 ↗
1997-02-26DELTEK, INC VASyndicate$2.711,700,000$4,607,000Nasdaq DLTKIPO14424B1 ↗
1997-02-12VENTANA MEDICAL SYSTEMS INC AZSyndicate$46.002,700,000$124,200,000Nasdaq VMSIOffering34424B4 ↗
1997-02-07FOUR MEDIA CO CASyndicate$9.005,000,000$45,000,000Nasdaq FOURIPO34424B4 ↗
1997-02-03TRIGON HEALTHCARE INC VASyndicate$13.0015,500,000$201,500,000NYSE TGHIPO42424B1 ↗
1997-01-31MEDICAL MANAGER CORP FLSyndicate$11.006,000,000$66,000,000Nasdaq MMGRIPO38424B4 ↗
1997-01-30METRO INFORMATION SERVICES INC VASyndicate$57.002,300,000$131,100,000Nasdaq MISIIPO29424B4 ↗
1997-01-29CAREDATA COM INC GASyndicate$0.582,300,000$1,334,000Nasdaq MDMDIPO20424B4 ↗
1996-12-183-D GEOPHYSICAL INC COSyndicate3,500,000-Nasdaq TDGOOffering22424B1 ↗
1996-11-27RESOURCE AMERICA, INC. NYSyndicate$13.001,440,000$18,720,000Nasdaq REXIOffering8424B1 ↗
1996-11-26SCOPUS TECHNOLOGY INC CASyndicate$12.002,000,000$24,000,000Nasdaq SCOPIPO17424B4 ↗
1996-11-21STYLING TECHNOLOGY CORP AZSyndicate$2.232,900,000$6,467,000Nasdaq STYLIPO14424B1 ↗
1996-11-21PANAVISION INC CASyndicate$17.003,500,000$59,500,000NYSE PVIIPO18424B4 ↗
1996-11-13KROLL INC NYSyndicate$20.00--Nasdaq OGARIPO38424B1 ↗
1996-11-01Dominick's Supermarkets, LLC IDSyndicate$18.008,000,000$144,000,000NYSE DFFIPO43424B1 ↗
1996-11-01RIDGEVIEW INC NCLead1,400,000-Nasdaq RIDGIPO17424B4 ↗
1996-11-01TRIANGLE PHARMACEUTICALS INC NCSyndicate$48.004,200,000$201,600,000Nasdaq VIRSIPO29424B1 ↗
1996-11-01INGRAM MICRO INC CASyndicate$18.0020,000,000$360,000,000NYSE IMIPO48424B4 ↗
1996-10-11MAII HOLDINGS INC TXSyndicate$11.002,000,000$22,000,000Nasdaq MAIIIPO27424B1 ↗
1996-10-11MINDSPRING ENTERPRISES INC GASyndicate$23.002,250,000$51,750,000Nasdaq MSPGIPO23424B1 ↗
1996-10-04CORNELL COMPANIES, INC. FLSyndicate$55.00--NYSE American CRNIPO32424B1 ↗
1996-10-03AHT CORP NYSyndicate$3.442,300,000$7,912,000Nasdaq ADVHIPO27424B4 ↗
1996-09-25ONITY GROUP INC. FLSyndicate2,000,000-Nasdaq OCWNOffering16424B1 ↗
1996-09-24CROSS CONTINENT AUTO RETAILERS INC M&L TXSyndicate$14.003,675,000$51,450,000NYSE XCIPO23424B4 ↗
1996-09-23HOUSTON EXPLORATION CO TXSyndicate$15.506,200,000$96,100,000NYSE THXIPO16424B1 ↗
1996-09-20AAIPHARMA INC NCSyndicate2,700,000-Nasdaq AAIIIPO12424B1 ↗
1996-09-12CORRECTIONAL SERVICES CORPORATION, LLC FLSyndicate$9.512,450,000$23,299,500Nasdaq CSCQOffering30424B4 ↗
1996-08-23R&G FINANCIAL CORP PRSyndicate$14.502,100,000$30,450,000Nasdaq RGFCIPO13424B4 ↗
1996-08-16CONSOLIDATED CIGAR HOLDINGS INC FLSyndicate5,400,000-NYSE CIGIPO15424B1 ↗
1996-08-16DURA AUTOMOTIVE SYSTEMS INC MISyndicate$14.503,300,000$47,850,000Nasdaq DRRAIPO25424B4 ↗
1996-07-30SOURCE SERVICES CORP TXSyndicate$14.002,500,000$35,000,000Nasdaq SRSVIPO47424B4 ↗
1996-07-26FIRST ALLIANCE MORTGAGE CO /DE/ CASyndicate$17.003,500,000$59,500,000Nasdaq FACOIPO21424B4 ↗
1996-07-23FIRST ENTERPRISE FINANCIAL GROUP INC ILSyndicate$15.001,886,640$28,299,600Nasdaq FENTIPO25424B1 ↗
1996-07-12REMEDYTEMP INC CASyndicate$46.001,938,223$89,158,258Nasdaq REMXIPO36424B4 ↗
1996-06-28REGEN BIOLOGICS INC NJSyndicate$12.002,000,000$24,000,000Nasdaq AMSIIPO24424B1 ↗
1996-06-25GENESEE & WYOMING INC CTSyndicate--Nasdaq GNWRIPO26424B4 ↗
1996-06-21KEYSTONE AUTOMOTIVE INDUSTRIES INC CASyndicate$9.002,700,000$24,300,000Nasdaq KEYSIPO39424B4 ↗
1996-06-14WEBLINK WIRELESS INC TXSyndicate$13.006,000,000$78,000,000Nasdaq PMWIIPO24424B1 ↗
1996-06-14METROMAIL CORP ILSyndicate12,000,000-IPO40424B1 ↗
1996-06-14NETOPIA INC CASyndicate$1.462,250,000$3,285,000Nasdaq FRLNIPO28424B4 ↗
1996-06-12COMSYS IT PARTNERS INC TXSyndicate$25.253,500,000$88,375,000NYSE PGAOffering7424B1 ↗
1996-06-06VIRUS RESEARCH INSTITUTE INC MASyndicate$1.262,300,000$2,898,000Nasdaq VRIIIPO18424B4 ↗
1996-06-03AIRNET SYSTEMS INC OHSyndicate$90.002,483,537$223,518,330Nasdaq ANSYIPO35424B1 ↗
1996-05-15COACH USA INC TXSyndicate692,000-Nasdaq TOURIPO23424B4 ↗
1996-05-10AVINTIV Specialty Materials, LLC NCSyndicate14,242,424-NYSE PGHIPO15424B4 ↗
1996-05-10GENERAL SURGICAL INNOVATIONS INC CASyndicate$15.003,000,000$45,000,000Nasdaq GSIIIPO28424B4 ↗
1996-05-08ASSOCIATES FIRST CAPITAL CORP TXSyndicate67,000,000-NYSE AFSIPO47424B4 ↗
1996-04-12TRUMP ENTERTAINMENT RESORTS, INC. NJSyndicate12,500,000-NYSE DJTOffering44424B1 ↗
1995-03-13FORT HOWARD CORP WISyndicate$12.0025,000,000$300,000,000Nasdaq FORTIPO39424B1 ↗
1994-08-19MISSISSIPPI CHEMICAL CORP /MS/ MSSyndicate5,080,000-Nasdaq MISSOffering42424B4 ↗
1994-01-24HOST MARRIOTT CORP/MD MDSyndicate$3.9717,500,000$69,475,000NYSE HMTOffering75424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 2

FiledCompanyRoleRangeSharesListingStatusDocument
1996-10-23BIG FLOWER PRESS HOLDINGS INC /PRED/Syndicate195,000NYSE BGFPriced 1997-06-11 (terms not read)S-1/A ↗
1996-06-27TELEPORT COMMUNICATIONS GROUP INCSyndicate23,500,000Nasdaq TCGIPriced 1997-11-07 (terms not read)S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
Citigroup8215
Donaldson, Lufkin & Jenrette8027
Truist Securities7012
Legg Mason682
Raymond James680
A.G. Edwards661
Bear Stearns6310
Morgan Stanley6220
Janney Montgomery Scott601
Lehman Brothers608
Merrill Lynch6016
Goldman Sachs5816

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.