IPO registrations (S-1, F-1) · Registrants
PLUMA INC
- SEC CIK
- 829044 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-12-24, last 1997-03-05; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-03-12
- Industry (SIC)
- Knit Outerwear Mills 2253
- Business address
- 801 FIELDCREST RD, Eden, NC 27288
- EIN
- 56-1541893
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1997-03-05)
- Final price
- $12.00 per share, within the range (424B4 filed 1997-03-12, an initial public offering)
- Shares sold
- 3,100,000
- Gross proceeds
- $37,200,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol PLU
- Lead underwriters
- J.P. Morgan (725,000 shares); Interstate/Johnson Lane Corporation (725,000 shares); Wheat, First Securities, Inc (725,000 shares)
- Syndicate
- P. Morgan Securities Inc., 60; Wheat First Butcher Singer; J. C. Bradford & Co (185,000); Legg Mason (185,000); Truist Securities (185,000); Scott & Stringfellow Inc (185,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-12-24 | S-1 | S-1 (registration) | PLUMA INC | 0000916641-96-001093 ↗ |
| 1997-02-05 | S-1/A | S-1/A (amendment) | PLUMA INC | 0000950168-97-000241 ↗ |
| 1997-02-12 | S-1/A | S-1/A (amendment) | PLUMA INC | 0000950168-97-000299 ↗ |
| 1997-03-05 | S-1/A | S-1/A (amendment) | PLUMA INC | 0000950168-97-000505 ↗ |
| 1997-03-12 | 424B4 | 424B4 (final prospectus) | PLUMA INC | 0000950168-97-000582 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-03-05 | S-1/A | registration statement | $12.00–$14.00 | $13.08 | 3,100,000 | $40,538,700 | NYSE PLU | 3 | from the submission text; range, price line, shares headline, proceeds computed, cover names 3 | document ↗ |
| 1997-03-12 | 424B4 | final prospectus | $12.00 | 3,100,000 | $37,200,000 | NYSE PLU | 9 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 7, cover names 3 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.