IPO registrations (S-1, F-1) · Registrants
NETOPIA INC
- SEC CIK
- 1012482 · filings on EDGAR ↗
- Name on the registration
- FARALLON COMMUNICATIONS INC
- Former names
- FARALLON COMMUNICATIONS INC (1996–1997)
- Registration
- Form S-1, first filed 1996-05-24; 0 initial registrations, 1 amendment
- Outcome
- Final prospectus filed 1996-06-14
- Industry (SIC)
- Computer Communications Equipment 3576
- Incorporated in
- DE
- Business address
- 6001 SHELLMOUND STREET 4TH FLOOR, MARKET PLACE TOWER, Emeryville, CA 94608
- EIN
- 94-3033136
- EDGAR entity type
- operating
- Insiders and CEO pay
- NETOPIA INC on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 1996-05-24)
- Final price
- $1.46 per share, below the range (424B4 filed 1996-06-14, an initial public offering)
- Shares sold
- 2,250,000
- Gross proceeds
- $3,285,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FRLN
- Lead underwriters
- Cowen
- Syndicate
- Hambrecht & Quist (433,500); UBS (433,500); Bear Stearns (45,000); Dean Witter (45,000); Deutsche Morgan Grenfell/C.J. Lawrence Inc (45,000); Donaldson, Lufkin & Jenrette (45,000); Montgomery Securities (45,000); J.P. Morgan (45,000); Morgan Stanley (45,000); Oppenheimer (45,000); Prudential Securities (45,000); Allen & Company (25,000); Brean Murray, Foster Securities Inc (25,000); Crowell, Weedon & Co (25,000); Gabelli & Company, Inc (25,000); Gerard Klauer Mattison & Co., LLC (25,000); Interstate/Johnson Lane Corporation (25,000); KeyBanc Capital Markets (25,000); Punk, Ziegel & Knoell (25,000); Raymond James (25,000); Scott & Stringfellow, Inc (25,000); SoundView Financial Group, Inc (25,000); Tucker Anthony Incorporated (25,000); Unterberg Harris (25,000); Van Kasper & Company (25,000); Wessels, Arnold & Henderson, L.L.C (25,000); Wheat First Butcher Singer (25,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: NETOPIA, INC. Fuzzy (name and state)
- SEC filer: NETOPIA INC EXACT (CIK (EXACT))
- Person page: Alan B Lefkof Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 3
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-05-24 | S-1/A | S-1/A (amendment) | FARALLON COMMUNICATIONS INC | 0000898430-96-002264 ↗ |
| 1996-06-12 | S-1MEF | S-1MEF (added securities) | FARALLON COMMUNICATIONS INC | 0001012870-96-000048 ↗ |
| 1996-06-14 | 424B4 | 424B4 (final prospectus) | FARALLON COMMUNICATIONS INC | 0000950109-96-003836 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-05-24 | S-1/A | registration statement | $13.00–$15.00 | 2,000,000 | - | Nasdaq FRLN | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1996-06-14 | 424B4 | final prospectus | $1.46 | 2,250,000 | $3,285,000 | Nasdaq FRLN | 28 | from the submission text; price line, shares headline, proceeds computed, underwriting table 27, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SMETS RAYMOND J | Officer | Senior Vice President; SVP, Sales and Marketing | 3 | 2006–2007 | |
| Constanti Charles | Officer | VP, Chief Financial Officer | 2 | 2006–2007 | |
| Crepin J Francois | Director | 2 | 2006–2007 | ||
| HAUCH BROOKE A | Officer | SVP, Professional Services | 2 | 2006–2007 | |
| JONES REESE M | Director | 2 | 2006–2007 | ||
| KADISH DAVID A | Officer | SVP, General Counsel & Secty | 2 | 2006–2007 | |
| LEE ROBERT | Director | 2 | 2006–2007 | ||
| SLAYEN HOWARD T | Director | 2 | 2006–2007 | ||
| WILLS HAROLD S | DirectorOther | 2 | 2006–2007 | ||
| LEFKOF ALAN B | Director,Officer | President and CEO | 3 | 2006–2007 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | NETOPIA INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Federal award recipient | NETOPIA, INC. | Federal spending (USAspending) | name and state | |
| Person page | Alan B Lefkof | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.