IPO registrations (S-1, F-1) · Underwriters

Dillon, Read & Co. Inc

Deals
105 priced offerings as an underwriter, 6 as lead manager or representative; 87 initial public offerings
Proceeds of those deals
$7,559,407,561 ($411,769,190 as lead)
Years
1994–1997
Named in
114 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Named as
Dillon, Read & Co. Inc; Dillon, Read & CO. Inc

Deals by year

YearDealsAs leadProceeds of deals
1997381$3,719,434,133
1996625$3,392,998,428
199520$377,500,000
199430$69,475,000

Deals 105

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
1997-08-27EXECUSTAY CORP MDSyndicate2,650,000-Nasdaq EXECIPO36424B4 ↗
1997-08-15LEUKOSITE INC MASyndicate$3.892,500,000$9,725,000Nasdaq LKSTIPO13424B4 ↗
1997-08-15STERIGENICS INTERNATIONAL INC CASyndicate$12.00--Nasdaq STERIPO19424B4 ↗
1997-08-06FINE AIR SERVICES INC FLSyndicate7,400,000-Nasdaq BIGFIPO25424B4 ↗
1997-08-06EAGLE GEOPHYSICAL INC TXSyndicate$114.005,880,000$670,320,000Nasdaq EGEOIPO45424B1 ↗
1997-08-06CARRIZO OIL & GAS INC TXSyndicate$11.002,290,000$25,190,000Nasdaq CRZOIPO18424B1 ↗
1997-07-28ARMOR HOLDINGS INC FLLead$46.004,000,000$184,000,000NYSE American ABEOffering40424B4 ↗
1997-07-24TRAVEL SERVICES INTERNATIONAL INC FLSyndicate2,500,000-Nasdaq TRVLIPO16424B1 ↗
1997-07-18JONES LANG LASALLE INC ILSyndicate$23.004,000,000$92,000,000NYSE LAPIPO19424B4 ↗
1997-07-03iVOW, Inc. CASyndicate$6.674,000,000$26,680,000Nasdaq VMTIIPO13424B1 ↗
1997-07-01Exterran Energy Corp. TXSyndicate$19.506,613,494$128,963,133NYSE HCIPO15424B1 ↗
1997-06-27JLK DIRECT DISTRIBUTION INC PASyndicate$20.004,257,000$85,140,000NYSE JLKIPO12424B1 ↗
1997-06-26GEVITY HR INC FLSyndicate$17.004,000,000$68,000,000Nasdaq STFFIPO25424B4 ↗
1997-06-24ACORN PRODUCTS INC OHSyndicate$2.103,250,000$6,825,000Nasdaq ACRNIPO30424B4 ↗
1997-06-20ARM FINANCIAL GROUP INC KYSyndicate$15.008,000,000$120,000,000NYSE American ARMIPO23424B4 ↗
1997-06-19RWD TECHNOLOGIES INC MDSyndicate$2.563,000,000$7,680,000Nasdaq RWDTIPO32424B1 ↗
1997-06-13RC2 CORP ILSyndicate$80.005,000,000$400,000,000Nasdaq RACNIPO23424B1 ↗
1997-06-12RALPH LAUREN CORP NYSyndicate$26.0029,500,000$767,000,000NYSE RLIPO37424B1 ↗
1997-06-10IRIDIUM WORLD COMMUNICATIONS LTD D0Syndicate12,000,000-Nasdaq IRIDFIPO37424B1 ↗
1997-06-10IRIDIUM LLC DCSyndicate12,000,000-Nasdaq IRIDFIPO37424B1 ↗
1997-05-30ASCENT PEDIATRICS INC MASyndicate$6.282,000,000$12,560,000Nasdaq ASCTIPO31424B1 ↗
1997-05-28CAREY INTERNATIONAL INC DCSyndicate$10.502,900,000$30,450,000Nasdaq CARYIPO19424B1 ↗
1997-05-16GENERAL CABLE CORP /DE/ KYSyndicate$408.00267,000$108,936,000NYSE GCNIPO46424B1 ↗
1997-05-09BRIGHAM EXPLORATION CO TXSyndicate$27.003,000,000$81,000,000Nasdaq BEXPIPO25424B4 ↗
1997-04-17DECRANE AIRCRAFT HOLDINGS INC CASyndicate--Nasdaq DAHXIPO27424B4 ↗
1997-04-10VALLEY NATIONAL GASES INC WVSyndicate$8.002,000,000$16,000,000Nasdaq VNGIIPO29424B1 ↗
1997-04-09MEADE INSTRUMENTS CORP CASyndicate$7.003,370,000$23,590,000Nasdaq MEADIPO38424B4 ↗
1997-03-19QUAKER FABRIC CORP /DE/ MASyndicate$52.003,400,000$176,800,000Nasdaq QFABOffering27424B4 ↗
1997-03-07KOS PHARMACEUTICALS INC NJSyndicate$15.004,150,000$62,250,000Nasdaq KOSPIPO27424B4 ↗
1997-02-28GENERAL CIGAR HOLDINGS INC NYSyndicate6,000,000-NYSE MPPIPO44424B4 ↗
1997-02-28FIRST AVIATION SERVICES INC CTSyndicate$10.003,900,000$39,000,000Nasdaq FAVSIPO24424B4 ↗
1997-02-18JUDGE GROUP INC PASyndicate$7.503,650,000$27,375,000Nasdaq JUDGIPO38424B1 ↗
1997-02-12VENTANA MEDICAL SYSTEMS INC AZSyndicate$46.002,700,000$124,200,000Nasdaq VMSIOffering34424B4 ↗
1997-02-07FOUR MEDIA CO CASyndicate$9.005,000,000$45,000,000Nasdaq FOURIPO34424B4 ↗
1997-02-06YURIE SYSTEMS INC MDSyndicate$12.004,000,000$48,000,000Nasdaq YURIIPO29424B1 ↗
1997-02-04Vericel Corp MASyndicate$7.003,000,000$21,000,000Nasdaq ASTMIPO25424B1 ↗
1997-02-03HOMESIDE INTERNATIONAL INC FLSyndicate$15.007,350,000$110,250,000NYSE HSLIPO33424B1 ↗
1997-02-03TRIGON HEALTHCARE INC VASyndicate$13.0015,500,000$201,500,000NYSE TGHIPO42424B1 ↗
1996-12-19LARSCOM INC CASyndicate7,000,000-Nasdaq LARSIPO21424B4 ↗
1996-12-03VIASAT INC CASyndicate$9.002,200,000$19,800,000Nasdaq VSATIPO25424B1 ↗
1996-11-27FIREARMS TRAINING SYSTEMS INC GASyndicate$14.00--Nasdaq FATSIPO22424B1 ↗
1996-11-26MANCHESTER TECHNOLOGIES INC NYSyndicate$10.002,500,000$25,000,000Nasdaq MANCIPO38424B4 ↗
1996-11-26CBRE SERVICES, INC. TXSyndicate4,347,000-Nasdaq CBCGIPO22424B4 ↗
1996-11-21ODD JOB STORES INC OHSyndicate$16.002,574,000$41,184,000Nasdaq MAZLIPO30424B1 ↗
1996-11-20VIROPHARMA INC PASyndicate$7.002,250,000$15,750,000Nasdaq VPHMIPO26424B4 ↗
1996-11-19TICKETMASTER GROUP INC CASyndicate$14.507,250,000$105,125,000 TKTMIPO34424B4 ↗
1996-11-13KROLL INC NYLead$20.00--Nasdaq OGARIPO38424B1 ↗
1996-11-13AMERICAN MEDSERVE CORP ILSyndicate$15.005,357,000$80,355,000Nasdaq AMCIIPO37424B1 ↗
1996-11-13GALOOB TOYS INC CASyndicate$28.002,000,000$56,000,000NYSE GALOffering38424B1 ↗
1996-11-08APPLIED IMAGING CORP CASyndicate$7.001,650,000$11,550,000Nasdaq AICXIPO3424B4 ↗
1996-11-08HOMEGOLD FINANCIAL INC SCSyndicate$11.503,000,000$34,500,000Nasdaq EMEROffering23424B1 ↗
1996-11-04AMERICAN EXPLORATION CO TXLead$58.003,927,055$227,769,190NYSE American AXOffering13424B4 ↗
1996-11-01SYKES ENTERPRISES INC FLSyndicate$46.003,255,000$149,730,000Nasdaq SYKEIPO30424B4 ↗
1996-11-01TRIANGLE PHARMACEUTICALS INC NCSyndicate$48.004,200,000$201,600,000Nasdaq VIRSIPO29424B1 ↗
1996-11-01INGRAM MICRO INC CASyndicate$18.0020,000,000$360,000,000NYSE IMIPO48424B4 ↗
1996-10-25UROQUEST MEDICAL CORP CASyndicate$23.003,350,000$77,050,000Nasdaq UROQIPO30424B1 ↗
1996-10-25SMARTALK TELESERVICES INC OHSyndicate$14.504,200,000$60,900,000Nasdaq SMTKIPO30424B4 ↗
1996-10-11BNS HOLDING, INC. CASyndicate$11.757,286,000$85,610,500NYSE BNSOffering33424B4 ↗
1996-10-11SUPERIOR TELECOM INC NYSyndicate6,000,000-NYSE SUTIPO41424B1 ↗
1996-10-08EVEREN CAPITAL CORP ILSyndicate$18.504,000,000$74,000,000NYSE EVRIPO65424B4 ↗
1996-10-04CORNELL COMPANIES, INC. FLLead$55.00--NYSE American CRNIPO32424B1 ↗
1996-09-27UNIVISION COMMUNICATIONS INC CASyndicate8,170,000-NYSE UVNIPO48424B4 ↗
1996-09-26ABERCROMBIE & FITCH CO /DE/ OHSyndicate$16.00--NYSE ANFIPO35424B1 ↗
1996-09-19RENTAL SERVICE CORP AZSyndicate$16.005,500,000$88,000,000Nasdaq RSVCIPO39424B1 ↗
1996-09-12CORRECTIONAL SERVICES CORPORATION, LLC FLSyndicate$9.512,450,000$23,299,500Nasdaq CSCQOffering30424B4 ↗
1996-08-29GRADALL INDUSTRIES INC PALead$40.00--Nasdaq GRDLIPO39424B4 ↗
1996-08-23STERICYCLE INC ILSyndicate$31.003,000,000$93,000,000Nasdaq SRCLIPO39424B1 ↗
1996-08-15Option Care Health, Inc. ILSyndicate$13.00--Nasdaq MIMSIPO22424B1 ↗
1996-08-14DAL TILE INTERNATIONAL INC TXSyndicate$14.007,000,000$98,000,000NYSE DTLIPO23424B4 ↗
1996-08-14ACE COMM CORP MDSyndicate$7.001,530,950$10,716,650Nasdaq ACECIPO23424B1 ↗
1996-08-01rEVO Biologics, Inc. MASyndicate$4.003,000,000$12,000,000Nasdaq GZTCOffering23424B1 ↗
1996-07-30SOURCE SERVICES CORP TXSyndicate$14.002,500,000$35,000,000Nasdaq SRSVIPO47424B4 ↗
1996-07-23UNIVERSAL OUTDOOR HOLDINGS INC ILSyndicate--Nasdaq UOUTIPO21424B4 ↗
1996-07-22KARRINGTON HEALTH INC OHSyndicate3,000,000-Nasdaq KARRIPO23424B1 ↗
1996-07-18COINMACH LAUNDRY CORP NYSyndicate$14.004,120,000$57,680,000Nasdaq WDRYIPO22424B1 ↗
1996-07-12REMEDYTEMP INC CASyndicate$46.001,938,223$89,158,258Nasdaq REMXIPO36424B4 ↗
1996-07-03BROADWING COMMUNICATIONS INC TXSyndicate$16.005,600,000$89,600,000Nasdaq IIXCIPO22424B1 ↗
1996-07-02CAPMAC HOLDINGS INC NYSyndicate$104.003,250,000$338,000,000NYSE KAPOffering30424B1 ↗
1996-07-02CHANNELL COMMERCIAL CORP CASyndicate2,900,000-Nasdaq CHNLIPO23424B4 ↗
1996-06-28TIMCO AVIATION SERVICES INC NCSyndicate3,250,000-NYSE AVSIPO14424B4 ↗
1996-06-28ZONES INC WASyndicate$8.142,200,000$17,908,000Nasdaq MZONIPO29424B1 ↗
1996-06-21RUTHERFORD-MORAN OIL CORP TXSyndicate$23.004,000,000$92,000,000Nasdaq RMOCIPO16424B4 ↗
1996-06-21LENNAR CORP /NEW/ FLSyndicate$1.835,000,000$9,150,000NYSE GRYIPO26424B4 ↗
1996-06-21KEYSTONE AUTOMOTIVE INDUSTRIES INC CASyndicate$9.002,700,000$24,300,000Nasdaq KEYSIPO39424B4 ↗
1996-06-20DIAMOND HOME SERVICES INC ILSyndicate3,420,000-Nasdaq DHMSIPO35424B1 ↗
1996-06-14ANDRX CORP FLSyndicate2,200,000-Nasdaq ADRXIPO23424B1 ↗
1996-06-13CASI Pharmaceuticals, Inc (DE) MDLead3,200,000-Nasdaq ENMDIPO24424B1 ↗
1996-06-12COMSYS IT PARTNERS INC TXSyndicate$25.253,500,000$88,375,000NYSE PGAOffering7424B1 ↗
1996-06-07RUSH ENTERPRISES INC \TX\ TXSyndicate$12.002,500,000$30,000,000Nasdaq RUSHIPO38424B4 ↗
1996-06-06GREENWICH AIR SERVICES INC FLSyndicate3,400,000-Offering3424B4 ↗
1996-06-04Cardiogenesis Corp /CA CASyndicate--IPO27424B4 ↗
1996-06-03AIRNET SYSTEMS INC OHSyndicate$90.002,483,537$223,518,330Nasdaq ANSYIPO35424B1 ↗
1996-05-31IMAGYN MEDICAL INC CASyndicate$47.002,750,000$129,250,000Nasdaq IGYNIPO30424B4 ↗
1996-05-24NOVT CORP GASyndicate$1.692,400,000$4,056,000Nasdaq NOVTIPO12424B4 ↗
1996-05-24NEUROCRINE BIOSCIENCES INC CASyndicate$10.503,500,000$36,750,000IPO8424B1 ↗
1996-05-17AKSYS LTD ILSyndicate$0.233,100,000$713,000Nasdaq AKSYIPO26424B1 ↗
1996-05-10EXCELCOM INC TXSyndicate$15.0010,000,000$150,000,000NYSE ECIIPO50424B4 ↗
1996-05-10CIMA LABS INC MNSyndicate$9.502,800,000$26,600,000Nasdaq CIMAIPO12424B4 ↗
1996-05-07ATLAS AIR INC NYSyndicate3,429,565-Nasdaq ATLSOffering19424B1 ↗
1996-02-14NOODLE KIDOODLE INC NYSyndicate2,000,000-Nasdaq NKIDOffering20424B1 ↗
1995-07-26DVI INC PASyndicate$31.002,500,000$77,500,000NYSE DVIOffering19424B4 ↗
1995-03-13FORT HOWARD CORP WISyndicate$12.0025,000,000$300,000,000Nasdaq FORTIPO39424B1 ↗
1994-08-19MISSISSIPPI CHEMICAL CORP /MS/ MSSyndicate5,080,000-Nasdaq MISSOffering42424B4 ↗
1994-04-22MESA INC TXSyndicate15,000,000-NYSE MXPOffering45424B1 ↗
1994-01-24HOST MARRIOTT CORP/MD MDSyndicate$3.9717,500,000$69,475,000NYSE HMTOffering75424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 4

FiledCompanyRoleRangeSharesListingStatusDocument
1997-08-05FINE AIR SERVICES INCSyndicate$13.00–$15.008,500,000Nasdaq BIGFPriced 1997-08-06 (terms not read)S-1/A ↗
1996-06-11CASI Pharmaceuticals, Inc (DE)Syndicate$14.00–$16.003,200,000Nasdaq ENMDPriced 1996-06-13 (terms not read)S-1/A ↗
1996-06-04GREENWICH AIR SERVICES INCSyndicate3,400,000Priced 1996-06-06 (terms not read)S-1/A ↗
1994-03-09USG CORPSyndicate12,500,000NYSE USGPriced 1995-08-03 (terms not read)S-1 ↗

Works alongside

FirmDeals togetherOf which that firm led
Citigroup7919
Donaldson, Lufkin & Jenrette7611
Alex. Brown & Sons716
Oppenheimer668
PaineWebber6310
Morgan Stanley6011
A.G. Edwards584
Bear Stearns574
Lehman Brothers552
Truist Securities535
Raymond James522
Prudential Securities515

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.