IPO registrations (S-1, F-1) · Registrants
TRI-S SECURITY CORP
- SEC CIK
- 1304901 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-10-14, last 2006-02-10; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2005-02-09; declared effective 2006-08-09
- Industry (SIC)
- Services-Detective, Guard & Armored Car Services 7381
- Incorporated in
- GA
- Business address
- 3700 MANSELL ROAD, SUITE 220, Alpharetta, GA 30022
- EIN
- 30-0016962
- EDGAR entity type
- operating
- Insiders and CEO pay
- TRI-S SECURITY CORP on the corporate pages
Offering terms
- Proposed price range
- $5.50–$6.25 per share (S-1/A filed 2005-02-04)
- Final price
- $6.00 per share, within the range (424B1 filed 2005-02-09, an initial public offering)
- Shares sold
- 1,800,000
- Gross proceeds
- $10,800,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TRISU
- Lead underwriters
- Capital Growth Financial, LLC (500,000 shares); Bathgate Capital Partners LLC (400,000 shares)
- Syndicate
- Maxim Capital, Inc (400,000); Pali Capital, Inc (100,000); Paulson Investment Company (100,000); Newbridge Securities Corporation (100,000); S.W. Bach & Company (100,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: TRI-S SECURITY CORP EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-10-14 | S-1 | S-1 (registration) | TRI-S SECURITY CORP | 0001047469-04-031088 ↗ |
| 2004-12-01 | S-1/A | S-1/A (amendment) | TRI-S SECURITY CORP | 0001047469-04-035490 ↗ |
| 2005-01-10 | S-1/A | S-1/A (amendment) | TRI-S SECURITY CORP | 0001047469-05-000440 ↗ |
| 2005-02-04 | S-1/A | S-1/A (amendment) | TRI-S SECURITY CORP | 0001047469-05-002424 ↗ |
| 2005-02-09 | 424B1 | 424B1 (final prospectus) | TRI-S SECURITY CORP | 0001047469-05-002874 ↗ |
| 2006-02-02 | S-1 | S-1 (registration) | TRI-S SECURITY CORP | 0001104659-06-005415 ↗ |
| 2006-02-10 | S-1/A | S-1/A (amendment) | TRI-S SECURITY CORP | 0001104659-06-007486 ↗ |
| 2006-08-09 | EFFECT | EFFECT (declared effective) | TRI-S SECURITY CORP | 9999999995-06-001125 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-02-04 | S-1/A | registration statement | $5.50–$6.25 | 2,070,000 | - | Nasdaq TRISU | 0 | primary document; range, shares headline | document ↗ | |
| 2005-02-09 | 424B1 | final prospectus | $6.00 | 1,800,000 | $10,800,000 | Nasdaq TRISU | 7 | primary document; price to public, shares headline, proceeds table, underwriting table 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MILLS ROBERT K | Officer | Chief Financial Officer | 4 | 2006–2007 | |
| LOGSDON JAMES M | Director | 3 | 2006–2008 | ||
| Toole Lee K | Director | 3 | 2006–2008 | ||
| VERBRUGGE JAMES A | Director | 4 | 2006–2008 | ||
| FARRELL RONALD G | Director,Officer,TenPercentOwner | Chairman, Pres., CEO, Sec. | 5 | 2006–2009 | |
| Oliver John | Officer | Chief Financial Officer | 2 | 2007 | |
| Chater Nicolas V | Officer | Chief Financial Officer | 3 | 2007–2008 | |
| Bennett Michael F | Director | 1 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | TRI-S SECURITY CORP | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Detective, Guard & Armored Car Services, GA first:
- Fisher Securities Inc GA
- MASADA SECURITY HOLDINGS INC AL
- Guardian 8 Holdings AZ
- HOME SECURITY INTERNATIONAL INC C3
- AMERIGUARD SECURITY SERVICES, INC. CA
- Arlo Technologies, Inc. CA
- Helix Technologies, Inc. CO
- ADT Inc. FL
- SECURITY ASSOCIATES INTERNATIONAL INC IL
- Gulf West Security Network, Inc. LA
In other datasets, the same topic (Technology) in GA:
- Form D issuer: 2080 MEDIA INC (Form D private offerings)
- Lobbying client: 7P CONSULTING LLC (Federal lobbying (LDA))
Interests: Services-Detective, Guard & Armored Car Services · Technology