IPO registrations (S-1, F-1) · Underwriters
Fac/equities
- Deals
- 11 priced offerings as an underwriter; 9 initial public offerings
- Proceeds of those deals
- $637,986,230
- Years
- 1999–2000
- Named as
- Fac/equities; Fac/Equities; FAC/Equities
Deals by year
Deals 11
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-06-30 | iGo, Inc. AZ | Syndicate | $12.00 | 4,000,000 | $48,000,000 | Nasdaq MOBE | IPO | 16 | 424B1 ↗ | |
| 2000-06-23 | QUALSTAR CORP CA | Syndicate | $1.44 | 2,500,000 | $3,600,000 | Nasdaq QBAK | IPO | 15 | 424B4 ↗ | |
| 2000-01-27 | EXTENSITY INC CA | Syndicate | $20.00 | 4,000,000 | $80,000,000 | Nasdaq EXTN | IPO | 20 | 424B1 ↗ | |
| 1999-09-28 | FOUNDRY NETWORKS LLC CA | Syndicate | $25.00 | 5,000,000 | $125,000,000 | Nasdaq FDRY | IPO | 24 | 424B4 ↗ | |
| 1999-09-24 | BLUESTONE SOFTWARE INC PA | Syndicate | $15.00 | 4,000,000 | $60,000,000 | Nasdaq BLSW | IPO | 21 | 424B4 ↗ | |
| 1999-09-23 | INTERACTIVE INTELLIGENCE INC IN | Syndicate | $13.00 | 2,670,000 | $34,710,000 | Nasdaq ININ | IPO | 18 | 424B4 ↗ | |
| 1999-08-12 | NETSCOUT SYSTEMS INC MA | Syndicate | $4.21 | 3,000,000 | $12,630,000 | Nasdaq NTCT | IPO | 19 | 424B1 ↗ | |
| 1999-07-28 | NATIONAL MEDICAL HEALTH CARD SYSTEMS INC NY | Syndicate | $7.50 | 2,000,000 | $15,000,000 | Nasdaq NMHC | Offering | 22 | 424B1 ↗ | |
| 1999-05-19 | ONESOURCE INFORMATION SERVICES INC MA | Syndicate | $12.00 | 3,636,000 | $43,632,000 | Nasdaq ONES | IPO | 24 | 424B4 ↗ | |
| 1999-04-14 | S Wind-up CORP CA | Syndicate | $9.00 | 5,000,000 | $45,000,000 | IPO | 25 | 424B4 ↗ | ||
| 1999-03-23 | NEON Communications Group, Inc. MA | Syndicate | $37.00 | 4,605,790 | $170,414,230 | Offering | 23 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Robertson Stephens | 9 | 0 |
| Hambrecht & Quist | 8 | 1 |
| Pennsylvania Merchant Group | 7 | 1 |
| BofA Securities | 6 | 0 |
| Deutsche Bank | 6 | 5 |
| Truist Securities | 6 | 0 |
| Bear Stearns | 5 | 1 |
| Donaldson, Lufkin & Jenrette | 5 | 2 |
| Lehman Brothers | 5 | 0 |
| Raymond James | 5 | 0 |
| SoundView | 5 | 0 |
| C.E. Unterberg, Towbin | 4 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.