IPO registrations (S-1, F-1) · Registrants

QUALSTAR CORP

SEC CIK
758938 · filings on EDGAR ↗
Registration
Form S-1, first filed 2000-02-02, last 2000-05-17; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 2000-06-23
Industry (SIC)
Magnetic & Optical Recording Media 3695
Incorporated in
CA
Business address
1267 FLYNN ROAD, Camarillo, CA 93012
EIN
95-3927330
EDGAR entity type
operating
Insiders and CEO pay
QUALSTAR CORP on the corporate pages

Offering terms

Proposed price range
$7.00–$9.00 per share (S-1/A filed 2000-05-17)
Final price
$1.44 per share, below the range (424B4 filed 2000-06-23, an initial public offering)
Shares sold
2,500,000
Gross proceeds
$3,600,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol QBAK
Lead underwriters
Needham & Company (818,917 shares)
Syndicate
Wedbush Securities (502,166); First Security Van Kasper (818,917); Lazard (30,000); Crowell, Weedon & Co (30,000); FAC/Equities (30,000); First Southwest Company (30,000); Josephthal & Co. Inc (30,000); John G. Kinnard & Company, Inc (30,000); Ladenburg Thalmann (30,000); McDonald Investments Inc., a KeyCorp Company (30,000); Truist Securities (30,000); C.E. Unterberg, Towbin (30,000); D.A. Davidson (30,000); W.R. Hambrecht & Co., LLC (30,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
2000-02-02S-1S-1 (registration)QUALSTAR CORP0000944209-00-000132 ↗
2000-03-22S-1/AS-1/A (amendment)QUALSTAR CORP0000944209-00-000396 ↗
2000-04-10S-1/AS-1/A (amendment)QUALSTAR CORP0000944209-00-000539 ↗
2000-04-13S-1/AS-1/A (amendment)QUALSTAR CORP0000944209-00-000586 ↗
2000-05-17S-1/AS-1/A (amendment)QUALSTAR CORP0000944209-00-000898 ↗
2000-06-23424B4424B4 (final prospectus)QUALSTAR CORP0000898430-00-001880 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2000-05-17S-1/Aregistration statement$7.00–$9.002,500,000-Nasdaq QBAK2from the submission text; range, price sentence, shares headline, proceeds computed, price outside the range dropped, cover names 2document ↗
2000-06-23424B4final prospectus$1.442,500,000$3,600,000Nasdaq QBAK15primary document; price line, shares headline, proceeds computed, underwriting table 15, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Corker StanDirector82006–2012
Gromada Carl WDirector62006–2012
NELSON RICHARD ADirector,Officer,TenPercentOwnerVice-President, Engineering; VP Engineering; VP, Engineering; V.P. Engineering, Director352006–2010
COVEY ROBERT KENNETHOfficerVice President; VP Marketing; V.P. of Marketing32006–2012
GERVAIS WILLIAM JDirector,Officer,TenPercentOwner; Other; TenPercentOwnerCEO & Pres; CEO & Pres; CEO & President; President and C.E.O.; President & CEO; President & CEO982006–2018
Meyer Robert ADirector32006–2013person page Fuzzy
RICH ROBERT EVANDirector12006
FARINA ANDREWOfficerVP & CFO22006
King Robert CharlesOfficerVP Sales12006
Andalon NidhiOfficerCFO; Vice President and CFO22009–2012
Johnson RandyOfficerVice-President22010–2012
BKF CAPITAL GROUP INCTenPercentOwnerCEO; CEO and President; Chairman and CEO932010–2020
BRONSON STEVEN NDirector,Officer; Director,Officer,TenPercentOwner; TenPercentOwnerCEO and President; Chief Executive Officer; COB, CEO and President; COB, CEO, President982010–2020
FIRESTONE LAWRENCEDirector; Director,OfficerPresident and CEO52011–2013
Wagner Steven W.OfficerVice-President, Storage Sales52012–2013
Lurie William JOfficerVP Engineering32012–2013
MOLHOEK DANIEL CDirector32012–2013
ALLEY ALLENDirector42013
Varley Philip G.OfficerCFO22013
LABER GERALD JDirector32013person page Fuzzy
Howe Alan BDirector22013–2014
LEDER SEAN MICHAELDirector102013–2015
Wallis Dale EdwardDirector12013
Wolenski David JohnDirector32013–2017
MILLER LLOYD I IIIOther; TenPercentOwner152014–2016
Yarymovych NicholasDirector42014–2017
BKF Asset Holdings, Inc.TenPercentOwner292014–2020
Jan Daniel Ko ChiehOfficerExecutive Vice President22015
Negrete LouannOfficerChief Financial Officer22015–2017
HAGAN LEONARDDirector32017
Hou Joy C.Director12020

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationQUALSTAR CORPORATIONCAState business registriesname and state
Plan sponsorQUALSTAR CORPORATIONCAForm 5500 (employee benefit plans)EIN (EXACT)
Federal award recipientQUALSTAR CORPORATIONCAFederal spending (USAspending)name and state
Patent assigneeQualstar CorporationCAPatents (USPTO)name and state
SEC filerQUALSTAR CORPSEC filers (EDGAR)CIK (EXACT)
Trademark ownerQUALSTAR CORPORATIONCATrademarks (USPTO)name and state
Form 5500 plan sponsorQUALSTAR CORPORATIONEIN (EXACT)
Person pageGerald J LaberPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageRobert A MeyerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.