IPO registrations (S-1, F-1) · Underwriters
Josephthal & Co Inc
- Deals
- 42 priced offerings as an underwriter; 38 initial public offerings
- Proceeds of those deals
- $3,358,538,556
- Years
- 1998–2001
- Named in
- 45 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Josephthal & Co Inc; Josephthal & Co. Inc; Josephthal & Co., Inc; Josephthal & CO. Inc; Josephthal & Co., L.P
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2001 | 6 | 0 | $487,752,500 |
| 2000 | 18 | 0 | $1,915,402,000 |
| 1999 | 13 | 0 | $778,849,056 |
| 1998 | 5 | 0 | $176,535,000 |
Deals 42
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2001-08-10 | MYKROLIS CORP MA | Syndicate | $15.00 | 7,000,000 | $105,000,000 | NYSE MYK | IPO | 16 | 424B4 ↗ | |
| 2001-06-28 | Peraso Inc. CA | Syndicate | $10.00 | 5,000,000 | $50,000,000 | Nasdaq MOSY | IPO | 19 | 424B1 ↗ | |
| 2001-06-08 | BREAD FINANCIAL HOLDINGS, INC. OH | Syndicate | $12.00 | 13,000,000 | $156,000,000 | NYSE ADS | IPO | 26 | 424B1 ↗ | |
| 2001-03-09 | ENCORE ACQUISITION CO TX | Syndicate | $5.35 | 7,150,000 | $38,252,500 | NYSE EAC | IPO | 12 | 424B4 ↗ | |
| 2001-02-12 | THIRD WAVE TECHNOLOGIES INC /WI WI | Syndicate | $11.00 | $10.00–$20.00 | 7,500,000 | $82,500,000 | Nasdaq TWTI | IPO | 19 | 424B4 ↗ |
| 2001-01-31 | EXACT SCIENCES CORP WI | Syndicate | $14.00 | 4,000,000 | $56,000,000 | Nasdaq EXAS | IPO | 15 | 424B4 ↗ | |
| 2000-09-29 | GENOMICA CORP /DE/ CO | Syndicate | $19.00 | 6,440,000 | $122,360,000 | Nasdaq GNOM | IPO | 17 | 424B4 ↗ | |
| 2000-09-28 | VASTERA INC VA | Syndicate | $14.00 | 8,000,000 | $112,000,000 | Nasdaq VAST | IPO | 22 | 424B4 ↗ | |
| 2000-08-10 | H POWER CORP NJ | Syndicate | $16.00 | 7,000,000 | $112,000,000 | Nasdaq HPOW | IPO | 23 | 424B4 ↗ | |
| 2000-08-04 | INNOVATIVE SOLUTIONS & SUPPORT INC PA | Syndicate | $11.00 | 3,000,000 | $33,000,000 | Nasdaq ISSC | IPO | 16 | 424B4 ↗ | |
| 2000-07-27 | CytoCore, Inc. CA | Syndicate | $19.00 | 4,650,000 | $88,350,000 | Nasdaq AMEV | IPO | 13 | 424B4 ↗ | |
| 2000-07-25 | INTERLAND INC GA | Syndicate | $12.00 | 5,000,000 | $60,000,000 | Nasdaq ILND | IPO | 24 | 424B1 ↗ | |
| 2000-06-29 | ACCORD NETWORKS LTD GA | Syndicate | $11.00 | 5,000,000 | $55,000,000 | Nasdaq ACCD | IPO | 14 | 424B1 ↗ | |
| 2000-06-23 | QUALSTAR CORP CA | Syndicate | $1.44 | 2,500,000 | $3,600,000 | Nasdaq QBAK | IPO | 15 | 424B4 ↗ | |
| 2000-05-02 | Monogram Biosciences, Inc. CA | Syndicate | $7.00 | 5,000,000 | $35,000,000 | Nasdaq VLGC | IPO | 16 | 424B1 ↗ | |
| 2000-04-10 | TANOX INC TX | Syndicate | $28.50 | 7,500,000 | $213,750,000 | Nasdaq TNOX | IPO | 22 | 424B4 ↗ | |
| 2000-04-07 | Purple Communications, Inc. CA | Syndicate | $16.00 | 10,000,000 | $160,000,000 | Nasdaq GOAM | IPO | 25 | 424B1 ↗ | |
| 2000-04-06 | KRISPY KREME DOUGHNUTS INC NC | Syndicate | $21.00 | 3,000,000 | $63,000,000 | Nasdaq KREM | IPO | 20 | 424B1 ↗ | |
| 2000-04-06 | VYYO INC GA | Syndicate | $13.50 | - | $91,125,000 | Nasdaq VYYO | IPO | 23 | 424B4 ↗ | |
| 2000-03-02 | SWITCHBOARD INC MA | Syndicate | $6.23 | 5,500,000 | $34,265,000 | Nasdaq SWBD | IPO | 10 | 424B4 ↗ | |
| 2000-02-15 | VERENIUM CORP CA | Syndicate | $24.00 | 7,250,000 | $174,000,000 | Nasdaq DVSA | IPO | 23 | 424B4 ↗ | |
| 2000-02-15 | SAVVIS, Inc. MO | Syndicate | $24.00 | 17,000,000 | $408,000,000 | Nasdaq SVVS | IPO | 19 | 424B4 ↗ | |
| 2000-01-28 | CAMINUS CORP NY | Syndicate | $16.00 | 4,372,000 | $69,952,000 | Nasdaq CAMZ | IPO | 21 | 424B4 ↗ | |
| 2000-01-27 | EXTENSITY INC CA | Syndicate | $20.00 | 4,000,000 | $80,000,000 | Nasdaq EXTN | IPO | 20 | 424B1 ↗ | |
| 1999-12-16 | OPTIO SOFTWARE INC GA | Syndicate | $10.00 | 5,000,000 | $50,000,000 | Nasdaq OPTO | IPO | 14 | 424B4 ↗ | |
| 1999-11-12 | Dougherty's Pharmacy, Inc. TX | Syndicate | $8.00 | 5,000,000 | $40,000,000 | Nasdaq ASDS | IPO | 20 | 424B4 ↗ | |
| 1999-11-10 | NEXT LEVEL COMMUNICATIONS INC CA | Syndicate | $20.00 | 8,500,000 | $170,000,000 | Nasdaq NXTV | IPO | 17 | 424B4 ↗ | |
| 1999-10-19 | WORLD WRESTLING ENTERTAINMENT, LLC CT | Syndicate | $17.00 | 10,000,000 | $170,000,000 | Nasdaq WWFE | IPO | 30 | 424B1 ↗ | |
| 1999-07-28 | NATIONAL MEDICAL HEALTH CARD SYSTEMS INC NY | Syndicate | $7.50 | 2,000,000 | $15,000,000 | Nasdaq NMHC | Offering | 22 | 424B1 ↗ | |
| 1999-06-25 | US SEARCH CORP COM CA | Syndicate | $9.00 | 6,000,000 | $54,000,000 | Nasdaq SRCH | IPO | 26 | 424B1 ↗ | |
| 1999-06-10 | SKECHERS USA INC CA | Syndicate | $11.00 | 7,000,000 | $77,000,000 | IPO | 23 | 424B4 ↗ | ||
| 1999-06-08 | DRKOOP COM INC CA | Syndicate | $9.00 | 9,375,000 | $84,375,000 | Nasdaq KOOP | IPO | 25 | 424B4 ↗ | |
| 1999-05-05 | CHAMPIONSHIP LIQUIDATING TRUST IN | Syndicate | $16.00 | 1,816,500 | $29,064,000 | NYSE MPH | Offering | 8 | 424B4 ↗ | |
| 1999-04-21 | BUCA INC /MN MN | Syndicate | $12.00 | 3,075,838 | $36,910,056 | IPO | 23 | 424B4 ↗ | ||
| 1999-03-26 | VALLEY MEDIA INC CA | Syndicate | 3,500,000 | - | Nasdaq VMIX | IPO | 6 | 424B4 ↗ | ||
| 1999-03-19 | CHEAP TICKETS INC HI | Syndicate | $15.00 | 3,500,000 | $52,500,000 | Nasdaq CTIX | IPO | 23 | 424B4 ↗ | |
| 1999-01-22 | COVAD COMMUNICATIONS GROUP INC CA | Syndicate | 7,800,000 | - | Nasdaq COVD | IPO | 26 | 424B4 ↗ | ||
| 1998-07-24 | COST U LESS INC WA | Syndicate | $7.00 | 1,380,000 | $9,660,000 | Nasdaq CULS | IPO | 13 | 424B1 ↗ | |
| 1998-07-23 | REPUBLIC BANCORP INC /KY/ KY | Syndicate | 2,140,000 | - | Nasdaq RBCAA | IPO | 24 | 424B1 ↗ | ||
| 1998-05-08 | GENESIS DIRECT INC NJ | Syndicate | $15.00 | 11,125,000 | $166,875,000 | Nasdaq GEND | IPO | 27 | 424B1 ↗ | |
| 1998-04-15 | APPLIED ENERGETICS, INC. AZ | Syndicate | - | - | Offering | 2 | 424B1 ↗ | |||
| 1998-04-15 | US HOME & GARDEN TRUST I CA | Syndicate | - | - | Offering | 2 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 1998-04-10 | US HOME & GARDEN TRUST I | Syndicate | - | Priced 1998-04-15 (terms not read) | S-1/A ↗ | ||
| 1998-04-10 | APPLIED ENERGETICS, INC. | Syndicate | - | Withdrawn 2020-09-15 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Hambrecht & Quist | 20 | 3 |
| Robertson Stephens | 19 | 3 |
| CIBC World Markets | 17 | 7 |
| Deutsche Bank | 17 | 4 |
| Bear Stearns | 16 | 12 |
| Cowen | 15 | 1 |
| Merrill Lynch | 15 | 6 |
| Prudential Securities | 15 | 3 |
| RBC Capital Markets | 15 | 3 |
| Truist Securities | 15 | 1 |
| Donaldson, Lufkin & Jenrette | 14 | 0 |
| BofA Securities | 13 | 3 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.