IPO registrations (S-1, F-1) · Registrants
OPTIO SOFTWARE INC
- SEC CIK
- 1096689 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-10-15, last 1999-12-13; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1999-12-16
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- GA
- Business address
- WINDWARD FAIRWAY II, 3015 WINDWARD PLZ, Alpharetta, GA 30005
- EIN
- 58-1435435
- EDGAR entity type
- operating
- Insiders and CEO pay
- OPTIO SOFTWARE INC on the corporate pages
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 1999-12-13)
- Final price
- $10.00 per share, within the range (424B4 filed 1999-12-16, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $50,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol OPTO
- Lead underwriters
- Merrill Lynch (2,034,375 shares); Bear Stearns (1,259,375 shares); Truist Securities (581,250 shares)
- Syndicate
- Robertson Stephens (150,000); Deutsche Bank (150,000); Hambrecht & Quist (150,000); Prudential Securities (150,000); J.C. Bradford & Co (75,000); RBC Capital Markets (75,000); First Albany Corporation (75,000); Josephthal & Co. Inc (75,000); Moors & Cabot, Inc (75,000); Piper Sandler (75,000); Utendahl Capital Partners, L.P (75,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: OPTIO SOFTWARE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- SEC filer: OPTIO SOFTWARE INC EXACT (CIK (EXACT))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-10-15 | S-1 | S-1 (registration) | OPTIO SOFTWARE INC | 0001047469-99-039053 ↗ |
| 1999-11-19 | S-1/A | S-1/A (amendment) | OPTIO SOFTWARE INC | 0000912057-99-006951 ↗ |
| 1999-12-06 | S-1/A | S-1/A (amendment) | OPTIO SOFTWARE INC | 0000912057-99-008341 ↗ |
| 1999-12-13 | S-1/A | S-1/A (amendment) | OPTIO SOFTWARE INC | 0000912057-99-009072 ↗ |
| 1999-12-16 | 424B4 | 424B4 (final prospectus) | OPTIO SOFTWARE INC | 0000912057-99-009620 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-12-13 | S-1/A | registration statement | $8.00–$10.00 | 5,000,000 | - | Nasdaq OPTO | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1999-12-16 | 424B4 | final prospectus | $10.00 | 5,000,000 | $50,000,000 | Nasdaq OPTO | 14 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 14, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HATTON DARYL G | Officer | Chief Technology Officer | 4 | 2006–2008 | |
| BECK G ROBERT | Director; Other | 30 | 2006 | ||
| HUGHES F BARRON | Director | 13 | 2006–2008 | ||
| O CALLAGAN PAUL | Officer | Senior Vice President of Sales; Sr VP of Sales | 2 | 2006 | |
| KAYE STEVEN E | Officer; TenPercentOwner | Senior V.P. of Marketing; Sr VP-Marketing & Product Mgmt | 3 | 2006–2008 | |
| DIENER RONALD G | Director | 8 | 2006–2008 | ||
| LEACH DAVID | Director | 8 | 2006–2008 | ||
| Beecroft Chris James | Officer | Sr.VP & GM,Sales and Service | 1 | 2006 | |
| Anderson Jeffrey Jay | Director | 8 | 2006–2008 | ||
| McGuire Michael Terrance | Officer | VP and General Manager; VP and General Manager, Health | 2 | 2006–2008 | |
| Wolf Jay | Director; Director,TenPercentOwner | 14 | 2006–2008 | ||
| CAPE C WAYNE | Director,Officer,TenPercentOwner | Chairman of the Board & CEO | 3 | 2006–2008 | |
| French Donald H | Officer | Senior V.P. Health Products; Senior V.P., Health Products | 9 | 2006–2008 | |
| Toole Jay E | Director | 7 | 2006–2008 | ||
| ELLIN ROBERT S | TenPercentOwner | 5 | 2006 | ||
| Trinad Advisors GP, LLC | TenPercentOwner | 5 | 2006 | ||
| Trinad Capital L.P. | TenPercentOwner | 5 | 2006 | ||
| Trinad Capital Master Fund Ltd. | TenPercentOwner | 5 | 2006 | ||
| Trinad Management, LLC | TenPercentOwner | 5 | 2006 | ||
| Boston Avenue Capital | TenPercentOwner | 5 | 2007 | ||
| Gillman Charles M | TenPercentOwner | 5 | 2007 | ||
| Value Fund Advisors, LLC | TenPercentOwner | 5 | 2007 | ||
| Yorktown Avenue Capital, LLC | TenPercentOwner | 5 | 2007 | ||
| BEMBRY CAROLINE | Officer | Chief Financial Officer | 1 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | OPTIO SOFTWARE, INC. | NH | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | OPTIO SOFTWARE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Optio Software, Inc. | GA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.