IPO registrations (S-1, F-1) · Registrants
IPO underwriters in 2001
The investment banks named as underwriters in the final prospectus of every priced offering here, ranked by the gross proceeds of the deals they were on. A deal counts once for every firm in its underwriting syndicate; “as lead” counts the representatives or book-running managers named on the cover.
| # | Firm | Deals in 2001 | As lead in 2001 | Proceeds in 2001 | Deals | As lead | IPOs | Proceeds of deals | Proceeds as lead | Years | Registered |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | A.G. Edwards | 27 | 7 | $25,522,085,762 | 554 | 52 | 491 | $112,218,008,135 | $5,652,230,952 | 1994–2007 | |
| 2 | Morgan Stanley | 26 | 12 | $24,503,541,176 | 1,778 | 1,114 | 1,628 | $853,993,056,347 | $642,267,426,866 | 1994–2026 | |
| 3 | ABN AMRO | 16 | 4 | $24,034,500,000 | 128 | 11 | 104 | $96,053,548,220 | $5,855,887,500 | 1996–2021 | Broker-dealer |
| 4 | Lehman Brothers | 30 | 17 | $23,654,618,500 | 843 | 365 | 729 | $198,047,553,300 | $83,666,286,637 | 1994–2008 | Broker-dealer |
| 5 | BNY Capital Markets | 11 | 0 | $23,582,519,750 | 25 | 0 | 22 | $41,700,848,260 | - | 1998–2025 | |
| 6 | J.P. Morgan | 44 | 24 | $23,581,276,938 | 1,834 | 1,125 | 1,653 | $850,833,107,159 | $582,380,071,775 | 1994–2026 | |
| 7 | UBS | 42 | 18 | $23,380,995,176 | 1,036 | 435 | 958 | $847,708,399,241 | $129,848,621,178 | 1996–2026 | |
| 8 | Credit Suisse | 38 | 26 | $23,370,126,250 | 1,525 | 870 | 1,389 | $1,036,626,860,231 | $684,156,126,306 | 1994–2023 | |
| 9 | Citigroup | 33 | 17 | $22,725,616,250 | 1,955 | 1,012 | 1,749 | $863,586,166,716 | $458,163,431,706 | 1994–2026 | |
| 10 | Deutsche Bank | 32 | 10 | $22,581,038,750 | 1,132 | 482 | 1,055 | $606,945,118,305 | $149,388,082,262 | 1996–2026 | |
| 11 | Merrill Lynch | 47 | 21 | $21,501,332,250 | 1,259 | 674 | 1,104 | $409,094,353,035 | $223,441,632,689 | 1994–2024 | |
| 12 | Blaylock and Partners, L.P | 8 | 1 | $21,193,676,000 | 68 | 2 | 67 | $72,881,388,698 | $3,871,600,000 | 1996–2005 | |
| 13 | Legg Mason | 24 | 2 | $21,002,896,426 | 425 | 26 | 388 | $96,022,420,686 | $1,483,418,390 | 1994–2005 | |
| 14 | RBC Capital Markets | 31 | 9 | $20,436,527,188 | 888 | 206 | 846 | $475,312,436,779 | $36,489,794,969 | 1996–2026 | Broker-dealer |
| 15 | Siebert Williams Shank | 8 | 1 | $20,328,375,000 | 207 | 1 | 197 | $245,620,103,156 | $3,025,000,000 | 1996–2026 | |
| 16 | BofA Securities | 40 | 15 | $20,135,819,438 | 1,320 | 460 | 1,219 | $700,572,400,056 | $245,621,770,026 | 1999–2026 | Broker-dealer |
| 17 | Prudential Securities | 19 | 2 | $19,438,397,500 | 449 | 80 | 393 | $85,413,309,039 | $21,225,798,201 | 1994–2002 | |
| 18 | Robertson Stephens | 22 | 4 | $19,217,496,250 | 635 | 221 | 587 | $82,222,895,758 | $15,390,918,935 | 1994–2002 | |
| 19 | Chatsworth Securities, Llc | 13 | 0 | $17,108,000,000 | 82 | 0 | 80 | $46,990,218,248 | - | 1997–2006 | Broker-dealer |
| 20 | M.R. Beal & Company | 6 | 0 | $16,974,500,000 | 22 | 0 | 20 | $65,419,227,725 | - | 1996–2012 | |
| 21 | Cowen | 30 | 8 | $16,686,300,512 | 1,086 | 380 | 1,005 | $275,620,128,907 | $48,288,490,860 | 1994–2026 | |
| 22 | Advest Inc | 6 | 0 | $16,124,500,000 | 238 | 9 | 211 | $39,136,666,556 | $79,904,500 | 1994–2004 | |
| 23 | Edward D. Jones & Co | 14 | 0 | $15,893,496,000 | 229 | 2 | 221 | $72,192,128,349 | $11,250,000 | 1994–2008 | Broker-dealer |
| 24 | Utendahl Capital Partners, L.p | 6 | 0 | $15,862,375,000 | 55 | 2 | 53 | $50,304,168,292 | $2,300,000,000 | 1996–2008 | Broker-dealer |
| 25 | Muriel Siebert & Co. | 5 | 0 | $15,492,500,000 | 56 | 0 | 55 | $119,826,248,703 | - | 1996–2025 | Broker-dealer |
| 26 | Goldman Sachs | 24 | 19 | $15,406,066,000 | 1,725 | 1,201 | 1,611 | $852,111,045,316 | $651,377,636,938 | 1994–2026 | |
| 27 | Bear Stearns | 20 | 3 | $15,378,941,176 | 728 | 210 | 648 | $191,334,353,233 | $70,521,413,656 | 1994–2008 | |
| 28 | HSBC | 3 | 0 | $15,305,000,000 | 156 | 18 | 146 | $220,952,796,847 | $42,788,330,946 | 1996–2025 | |
| 29 | Ramirez & Co. | 4 | 0 | $15,283,000,000 | 146 | 0 | 138 | $212,621,200,449 | - | 1996–2026 | |
| 30 | Sturdivant & Co. Inc | 4 | 0 | $15,222,500,000 | 19 | 0 | 19 | $29,479,673,920 | - | 1997–2004 | Broker-dealer |
| 31 | Guzman & Company | 4 | 0 | $15,115,000,000 | 39 | 0 | 37 | $74,566,070,134 | - | 1996–2023 | Broker-dealer |
| 32 | Janney Montgomery Scott | 7 | 0 | $14,224,747,426 | 375 | 19 | 335 | $65,973,878,591 | $588,649,081 | 1994–2025 | Broker-dealer |
| 33 | Raymond James | 20 | 1 | $14,176,235,000 | 956 | 127 | 887 | $354,038,723,325 | $11,234,205,352 | 1994–2026 | |
| 34 | Sanders Morris Harris | 12 | 0 | $14,000,426,000 | 76 | 3 | 73 | $26,041,066,988 | $757,000,000 | 2000–2023 | Broker-dealer |
| 35 | Doley Securities, Inc | 4 | 0 | $13,635,000,000 | 18 | 0 | 18 | $24,837,125,000 | - | 1998–2002 | Broker-dealer |
| 36 | Loop Capital Markets | 4 | 0 | $13,592,375,000 | 170 | 7 | 160 | $199,788,011,717 | $690,352,719 | 1999–2026 | Broker-dealer |
| 37 | Neuberger Berman LLC | 5 | 0 | $13,532,000,000 | 19 | 0 | 19 | $38,984,831,984 | - | 1999–2002 | Broker-dealer |
| 38 | May Davis Group | 3 | 0 | $13,433,000,000 | 11 | 0 | 11 | $22,135,573,920 | - | 1998–2002 | |
| 39 | Baird | 9 | 0 | $12,989,400,000 | 608 | 86 | 566 | $185,990,583,027 | $9,212,644,519 | 1994–2026 | |
| 40 | Wachovia | 31 | 4 | $12,763,740,000 | 379 | 67 | 334 | $112,767,077,449 | $25,320,905,496 | 1996–2008 | |
| 41 | Dresdner Kleinwort Wasserstein Securities LLC | 6 | 0 | $12,521,700,000 | 9 | 0 | 9 | $21,530,281,086 | - | 2001–2004 | |
| 42 | ING Barings | 4 | 0 | $12,422,250,000 | 73 | 2 | 68 | $34,669,710,369 | $35,000,000 | 1999–2002 | |
| 43 | Jackson Securities | 4 | 0 | $11,923,775,000 | 15 | 0 | 15 | $26,464,175,000 | - | 1999–2007 | Broker-dealer |
| 44 | Ormes Capital Markets, Inc | 2 | 0 | $11,705,000,000 | 41 | 0 | 39 | $28,702,287,626 | - | 1996–2004 | |
| 45 | William Blair | 13 | 1 | $11,445,070,000 | 870 | 144 | 821 | $315,616,203,797 | $11,874,232,644 | 1994–2026 | |
| 46 | Stephens | 10 | 0 | $11,084,122,500 | 340 | 50 | 316 | $74,700,375,007 | $4,392,667,745 | 1994–2026 | Broker-dealer |
| 47 | C.L. King & Associates | 8 | 0 | $11,017,450,000 | 151 | 1 | 136 | $100,241,270,960 | $29,999,996 | 1996–2026 | Broker-dealer |
| 48 | McDonald Investments Inc., a Keycorp Company | 8 | 1 | $10,797,770,000 | 111 | 2 | 105 | $40,040,295,652 | $76,450,000 | 1998–2003 | |
| 49 | Sanford C. Bernstein | 2 | 0 | $10,530,000,000 | 66 | 0 | 63 | $62,718,126,870 | - | 1996–2021 | Broker-dealer |
| 50 | Melvin Securities, L.L.C | 2 | 0 | $10,408,000,000 | 9 | 0 | 9 | $24,630,587,450 | - | 1999–2010 | Broker-dealer |
| 51 | Fahnestock & Co. Inc | 8 | 1 | $9,905,265,762 | 207 | 6 | 187 | $33,522,945,483 | $265,850,000 | 1994–2003 | |
| 52 | Stifel | 7 | 2 | $9,635,230,000 | 722 | 160 | 687 | $325,299,915,114 | $20,530,366,432 | 1994–2026 | |
| 53 | Adams Harkness | 8 | 1 | $9,208,500,000 | 232 | 32 | 219 | $27,898,329,749 | $1,476,858,500 | 1996–2005 | |
| 54 | Credit Lyonnais Securities | 4 | 1 | $9,189,843,750 | 72 | 2 | 67 | $32,847,975,552 | $442,500,000 | 1994–2004 | |
| 55 | Tucker Anthony | 4 | 0 | $8,964,500,000 | 223 | 5 | 201 | $30,271,695,230 | $232,107,500 | 1994–2001 | |
| 56 | BNP Paribas | 2 | 0 | $8,950,000,000 | 100 | 13 | 82 | $138,052,913,891 | $3,296,390,881 | 2000–2026 | |
| 57 | Parker/Hunter Inc | 3 | 0 | $8,865,450,000 | 136 | 2 | 127 | $17,001,689,680 | $20,000,000 | 1996–2004 | |
| 58 | The Chapman Co | 2 | 0 | $8,839,375,000 | 29 | 0 | 28 | $19,458,398,300 | - | 1994–2001 | |
| 59 | Gruntal & Co | 4 | 0 | $8,829,500,000 | 131 | 3 | 121 | $27,009,545,507 | $56,211,000 | 1996–2001 | |
| 60 | D.A. Davidson | 5 | 2 | $8,779,500,000 | 108 | 21 | 91 | $38,162,719,764 | $792,624,666 | 1997–2026 | |
| 61 | Davenport & Co. LLC | 2 | 0 | $8,747,000,000 | 10 | 0 | 8 | $11,647,123,330 | - | 1997–2013 | Broker-dealer |
| 62 | BBVA Securities Inc | 1 | 0 | $8,680,000,000 | 7 | 0 | 6 | $22,022,394,917 | - | 2001–2023 | Broker-dealer |
| 63 | BOE Securities Inc | 1 | 0 | $8,680,000,000 | 2 | 0 | 2 | $13,280,000,000 | - | 2001–2002 | Broker-dealer |
| 64 | Crowell Weedon & Co | 1 | 0 | $8,680,000,000 | 122 | 2 | 115 | $23,369,770,952 | $79,471,400 | 1996–2007 | Broker-dealer |
| 65 | CSFBdirect Inc | 1 | 0 | $8,680,000,000 | 1 | 0 | 1 | $8,680,000,000 | - | 2001 | |
| 66 | Danske Securities | 1 | 0 | $8,680,000,000 | 1 | 0 | 1 | $8,680,000,000 | - | 2001 | |
| 67 | Gardner Rich & Co., Inc | 1 | 0 | $8,680,000,000 | 5 | 0 | 4 | $42,438,177,764 | - | 2001–2010 | Broker-dealer |
| 68 | Intesa Bci | 1 | 0 | $8,680,000,000 | 1 | 0 | 1 | $8,680,000,000 | - | 2001 | |
| 69 | Invemed Associates | 1 | 0 | $8,680,000,000 | 40 | 1 | 40 | $13,352,280,500 | $96,000,000 | 1996–2001 | Broker-dealer |
| 70 | Lebenthal & Co. | 1 | 0 | $8,680,000,000 | 26 | 0 | 25 | $54,255,597,829 | - | 1999–2014 | Broker-dealer |
| 71 | Mizuho | 1 | 0 | $8,680,000,000 | 125 | 19 | 119 | $283,974,494,845 | $11,271,533,141 | 2001–2026 | |
| 72 | Pryor, Counts & Co. Inc | 1 | 0 | $8,680,000,000 | 4 | 0 | 4 | $12,768,000,000 | - | 1999–2002 | |
| 73 | Redwood Securities Group Inc | 1 | 0 | $8,680,000,000 | 1 | 0 | 1 | $8,680,000,000 | - | 2001 | Broker-dealer |
| 74 | Santander Securities | 1 | 0 | $8,680,000,000 | 4 | 0 | 4 | $9,071,000,000 | - | 2000–2007 | Broker-dealer |
| 75 | S.c.a.r.l | 1 | 0 | $8,680,000,000 | 1 | 0 | 1 | $8,680,000,000 | - | 2001 | |
| 76 | KBW | 12 | 2 | $8,510,771,426 | 238 | 82 | 207 | $106,915,406,728 | $7,590,672,812 | 1996–2026 | |
| 77 | Epoch Securities, Inc | 7 | 0 | $7,568,796,000 | 13 | 1 | 12 | $10,153,155,420 | $240,000,000 | 2000–2004 | Broker-dealer |
| 78 | Wells Fargo Van Kasper | 12 | 0 | $7,408,193,750 | 12 | 0 | 11 | $7,408,193,750 | - | 2001 | |
| 79 | Sandler O'Neill & Partners L.P | 5 | 0 | $6,826,200,000 | 105 | 8 | 85 | $35,872,538,903 | $216,687,151 | 1997–2019 | Broker-dealer |
| 80 | Thomas Weisel Partners | 12 | 2 | $5,940,235,762 | 309 | 116 | 300 | $40,499,348,273 | $9,275,198,395 | 1999–2010 | Broker-dealer |
| 81 | CIBC World Markets | 25 | 6 | $5,729,397,676 | 385 | 136 | 354 | $115,119,722,252 | $12,133,254,001 | 1999–2026 | Broker-dealer |
| 82 | Putnam Lovell Securities | 2 | 0 | $4,875,000,000 | 7 | 0 | 6 | $6,111,799,350 | - | 2000–2005 | |
| 83 | Mcdonald Investments Inc | 4 | 1 | $4,842,015,762 | 27 | 2 | 21 | $8,777,686,456 | $82,515,762 | 1998–2004 | Broker-dealer |
| 84 | Piper Sandler | 22 | 8 | $4,803,054,512 | 1,236 | 409 | 1,147 | $331,150,793,886 | $40,164,404,739 | 1994–2026 | |
| 85 | Scotiabank | 6 | 0 | $4,694,415,176 | 122 | 8 | 98 | $130,530,260,255 | $1,907,810,307 | 1996–2026 | |
| 86 | BMO Capital Markets | 4 | 0 | $4,187,571,426 | 264 | 71 | 254 | $167,357,999,001 | $11,872,637,970 | 2000–2026 | Broker-dealer |
| 87 | Gerard Klauer Mattison | 8 | 0 | $3,689,015,762 | 196 | 3 | 183 | $20,960,242,428 | $173,512,000 | 1995–2003 | |
| 88 | Fox-Pitt, Kelton Inc | 7 | 0 | $3,675,931,426 | 58 | 1 | 52 | $35,274,772,038 | $165,750,000 | 1996–2007 | Broker-dealer |
| 89 | Mellon Financial Markets Inc | 1 | 0 | $3,600,000,000 | 4 | 0 | 4 | $4,900,050,000 | - | 1999–2006 | Broker-dealer |
| 90 | Paribas Capital Markets | 1 | 0 | $3,600,000,000 | 2 | 0 | 1 | $3,669,475,000 | - | 1994–2001 | |
| 91 | J. J. B. Hilliard, W. L. Lyons Inc | 2 | 0 | $3,184,375,000 | 66 | 1 | 60 | $20,535,041,534 | $76,410,000 | 1994–2014 | Broker-dealer |
| 92 | Allen & Company | 2 | 0 | $3,167,500,000 | 215 | 30 | 204 | $114,286,973,810 | $9,209,693,064 | 1994–2026 | Broker-dealer |
| 93 | City National Bank of New Jersey | 1 | 0 | $3,025,000,000 | 1 | 0 | 1 | $3,025,000,000 | - | 2001 | |
| 94 | The Malachi Group, Inc | 1 | 0 | $3,025,000,000 | 2 | 0 | 2 | $6,910,000,000 | - | 2001–2002 | |
| 95 | Needham & Company | 11 | 2 | $2,389,600,000 | 620 | 68 | 578 | $184,600,883,648 | $6,704,277,840 | 1995–2026 | Broker-dealer |
| 96 | Dowling & Partners Securities | 3 | 0 | $2,190,000,000 | 41 | 1 | 38 | $22,802,440,488 | $165,750,000 | 1996–2025 | Broker-dealer |
| 97 | Wit Capital | 5 | 1 | $2,082,000,000 | 160 | 24 | 156 | $21,368,413,661 | $1,910,514,669 | 1997–2001 | |
| 98 | Suntrust Capital Markets, Inc | 3 | 0 | $2,056,812,500 | 35 | 6 | 32 | $12,368,631,580 | $832,241,406 | 2001–2007 | Broker-dealer |
| 99 | PNC Capital Markets, Inc | 1 | 0 | $2,024,676,000 | 41 | 0 | 34 | $30,128,451,725 | - | 2001–2026 | Broker-dealer |
| 100 | Sachs & | 1 | 0 | $2,024,676,000 | 24 | 4 | 24 | $8,350,312,111 | $1,485,104,160 | 2001–2026 | |
| 101 | Morgan Keegan | 14 | 3 | $1,931,610,762 | 272 | 37 | 241 | $50,851,091,350 | $1,187,489,130 | 1994–2012 | |
| 102 | Mitchell Securities Corporation of Oregon | 1 | 0 | $1,850,000,000 | 5 | 0 | 2 | $2,201,100,000 | - | 1996–2001 | |
| 103 | Natcity Investments, Inc | 1 | 0 | $1,728,000,000 | 23 | 1 | 20 | $3,356,938,891 | $107,250,000 | 1996–2006 | Broker-dealer |
| 104 | Stifel, Nicholaus & Company, Incorporated | 1 | 0 | $1,728,000,000 | 1 | 0 | 1 | $1,728,000,000 | - | 2001 | |
| 105 | Commerzbank Capital Markets Corp | 1 | 0 | $1,560,000,000 | 8 | 0 | 7 | $11,097,106,202 | - | 1999–2004 | Broker-dealer |
| 106 | Dresdner Kleinwort Benson North America LLC | 1 | 0 | $1,560,000,000 | 15 | 0 | 13 | $7,006,111,450 | - | 1996–2001 | |
| 107 | Conning & Co | 2 | 0 | $1,124,000,000 | 17 | 0 | 15 | $11,365,175,000 | - | 1996–2001 | |
| 108 | Petrie Parkman & Co | 5 | 1 | $1,102,252,500 | 48 | 4 | 38 | $9,682,573,289 | $90,572,500 | 1994–2006 | |
| 109 | One Allen Center, Suite | 1 | 0 | $1,047,348,750 | 1 | 0 | 1 | $1,047,348,750 | - | 2001 | |
| 110 | Dresdner Kleinwort Wasserstein | 2 | 0 | $1,046,000,000 | 14 | 0 | 4 | $3,133,481,086 | - | 2001–2005 | |
| 111 | Putnam, Lovell & Thorton Inc | 2 | 0 | $1,046,000,000 | 2 | 0 | 2 | $1,046,000,000 | - | 2001 | |
| 112 | Jefferies | 8 | 3 | $966,400,000 | 931 | 460 | 873 | $248,961,487,693 | $94,846,011,859 | 1994–2026 | Broker-dealer |
| 113 | Barrington Research Associates, Inc | 1 | 0 | $854,000,000 | 23 | 0 | 23 | $3,880,601,454 | - | 1997–2025 | Broker-dealer |
| 114 | Lazard | 5 | 1 | $828,500,000 | 289 | 44 | 238 | $70,991,844,608 | $2,985,038,631 | 1994–2021 | |
| 115 | Truist Securities | 9 | 2 | $793,453,262 | 666 | 55 | 612 | $198,923,295,075 | $4,298,793,559 | 1994–2026 | Broker-dealer |
| 116 | Johnson Rice | 4 | 0 | $791,000,000 | 79 | 10 | 67 | $12,361,219,599 | $689,617,339 | 1994–2025 | |
| 117 | Simmons & Company | 3 | 0 | $731,000,000 | 97 | 10 | 91 | $29,259,850,210 | $1,687,748,115 | 1994–2021 | |
| 118 | First Southwest Company | 3 | 0 | $670,000,000 | 45 | 0 | 37 | $8,248,538,480 | - | 1994–2007 | Broker-dealer |
| 119 | C.e. Unterberg, Towbin | 10 | 1 | $628,985,762 | 162 | 10 | 150 | $12,740,622,216 | $451,080,012 | 1997–2007 | Broker-dealer |
| 120 | Ragen Mackenzie Inc | 3 | 0 | $628,375,000 | 142 | 1 | 133 | $14,725,373,150 | $87,000,000 | 1994–2001 | |
| 121 | FBR | 4 | 1 | $518,800,000 | 260 | 86 | 222 | $50,752,181,380 | $6,347,650,278 | 1996–2020 | |
| 122 | Services | 2 | 0 | $502,500,000 | 12 | 4 | 12 | $1,121,850,000 | $215,600,000 | 1999–2002 | |
| 123 | Josephthal & Co Inc | 6 | 0 | $487,752,500 | 42 | 0 | 38 | $3,358,538,556 | - | 1998–2001 | |
| 124 | Ferris, Baker Watts | 2 | 0 | $428,571,426 | 82 | 13 | 70 | $9,669,964,606 | $724,875,000 | 1996–2007 | Broker-dealer |
| 125 | Cazenove & Co | 1 | 0 | $420,000,000 | 23 | 3 | 21 | $17,250,178,620 | $193,700,000 | 1994–2004 | Broker-dealer |
| 126 | Credit | 1 | 0 | $420,000,000 | 1 | 0 | 1 | $420,000,000 | - | 2001 | |
| 127 | Pryor, McClendon, Counts & Co | 1 | 0 | $420,000,000 | 10 | 0 | 9 | $3,166,551,250 | - | 1996–2001 | |
| 128 | Security Investment Company of Kansas City | 1 | 0 | $420,000,000 | 2 | 0 | 2 | $507,000,000 | - | 2000–2001 | |
| 129 | Epoch Partners | 2 | 0 | $412,500,000 | 5 | 0 | 5 | $712,481,250 | - | 2000–2001 | |
| 130 | Wedbush Securities | 4 | 0 | $375,015,762 | 268 | 14 | 249 | $59,488,729,244 | $638,246,416 | 1994–2026 | Broker-dealer |
| 131 | Cochran, Caronia Securities L.L.C | 2 | 1 | $330,000,000 | 8 | 1 | 7 | $9,431,500,000 | $60,000,000 | 2001–2005 | |
| 132 | First Albany | 2 | 0 | $316,000,000 | 161 | 6 | 145 | $15,673,779,270 | $88,022,027 | 1994–2003 | |
| 133 | Cochran Caronia | 1 | 0 | $308,571,426 | 11 | 2 | 11 | $5,882,249,676 | $204,128,256 | 2001–2006 | |
| 134 | Neuberger & Bergman | 1 | 0 | $270,000,000 | 2 | 0 | 2 | $270,000,000 | - | 1997–2001 | |
| 135 | Shemano Group | 1 | 0 | $270,000,000 | 2 | 0 | 2 | $290,700,000 | - | 1996–2001 | Broker-dealer |
| 136 | Redwine & Company | 2 | 0 | $224,800,000 | 26 | 0 | 25 | $1,805,648,018 | - | 1996–2005 | Broker-dealer |
| 137 | Danske Securities (a Division of Danske Bank A/S) | 1 | 0 | $221,000,000 | 1 | 0 | 1 | $221,000,000 | - | 2001 | |
| 138 | Midwest Research Maxis Group Ltd | 1 | 0 | $221,000,000 | 1 | 0 | 1 | $221,000,000 | - | 2001 | |
| 139 | Buckingham Research Group | 1 | 0 | $170,000,000 | 23 | 1 | 19 | $14,099,846,920 | $26,550,000 | 1996–2002 | Broker-dealer |
| 140 | Midwest Research | 1 | 0 | $168,750,000 | 9 | 0 | 9 | $1,349,750,000 | - | 2000–2002 | |
| 141 | PMG Capital | 1 | 0 | $168,750,000 | 4 | 0 | 4 | $793,000,000 | - | 2000–2001 | |
| 142 | Leerink Partners | 2 | 0 | $164,000,000 | 284 | 180 | 270 | $46,540,396,068 | $22,542,620,651 | 1996–2026 | Broker-dealer |
| 143 | Wells Fargo | 1 | 1 | $160,000,000 | 483 | 121 | 459 | $383,916,856,433 | $26,709,370,086 | 2000–2026 | |
| 144 | BB&T Capital Markets/Scott & Stringfellow, Inc | 1 | 0 | $159,375,000 | 6 | 0 | 5 | $414,308,328 | - | 2000–2002 | |
| 145 | Gaines, Berland Inc | 1 | 0 | $156,000,000 | 24 | 0 | 20 | $1,741,543,230 | - | 1996–2001 | |
| 146 | Hoak Breedlove Wesneski & Co | 1 | 0 | $156,000,000 | 57 | 1 | 48 | $9,988,826,156 | $26,550,000 | 1996–2001 | |
| 147 | Nesbitt Burns Securities Inc | 1 | 0 | $156,000,000 | 41 | 0 | 32 | $22,137,867,041 | - | 1996–2001 | |
| 148 | Share Total | 1 | 0 | $150,000,000 | 5 | 0 | 5 | $525,000,000 | - | 1999–2001 | |
| 149 | Shields & Company | 1 | 0 | $150,000,000 | 5 | 0 | 5 | $396,600,000 | - | 1997–2001 | Broker-dealer |
| 150 | Tucker Anthony Sutro Capital Markets | 2 | 0 | $144,843,750 | 2 | 0 | 2 | $144,843,750 | - | 2001 | |
| 151 | Dain Rauscher Wessells | 1 | 0 | $144,000,000 | 1 | 0 | 1 | $144,000,000 | - | 2001 | |
| 152 | Emerging Growth Equities, Ltd | 1 | 0 | $144,000,000 | 4 | 0 | 4 | $385,500,000 | - | 2000–2002 | Broker-dealer |
| 153 | Brean Murray & Co., Inc | 2 | 0 | $143,750,000 | 86 | 4 | 72 | $5,576,591,942 | $27,362,500 | 1996–2005 | |
| 154 | U.S. Treasury notes...................... -- 24,300 (B) | 1 | 0 | $136,500,000 | 1 | 0 | 1 | $136,500,000 | - | 2001 | |
| 155 | Income tax expense (benefit).............. 761 140(h) 778 580 (k) | 1 | 0 | $126,000,000 | 1 | 0 | 1 | $126,000,000 | - | 2001 | |
| 156 | Kaufman Bros. Co | 1 | 0 | $120,000,000 | 76 | 4 | 69 | $5,716,452,667 | $63,000,000 | 1996–2007 | Broker-dealer |
| 157 | Pacific Growth Equities | 2 | 1 | $108,900,000 | 87 | 19 | 81 | $5,439,345,025 | $1,056,935,325 | 1996–2007 | Broker-dealer |
| 158 | Tucker Anthony Capital Markets | 1 | 0 | $106,250,000 | 1 | 0 | 1 | $106,250,000 | - | 2001 | |
| 159 | First Analysis Securities | 1 | 0 | $105,000,000 | 53 | 1 | 49 | $5,789,571,611 | $20,000,020 | 1996–2018 | Broker-dealer |
| 160 | Goldsmith & Harris, Inc | 1 | 0 | $105,000,000 | 2 | 0 | 1 | $105,000,000 | - | 1996–2001 | Broker-dealer |
| 161 | FAC/Equities, a division of First Albany Corporation | 1 | 0 | $95,220,000 | 9 | 4 | 9 | $602,720,000 | $229,000,000 | 1999–2001 | |
| 162 | Roth Capital Partners | 2 | 1 | $94,800,000 | 237 | 139 | 181 | $16,227,031,099 | $4,561,817,705 | 1996–2026 | Broker-dealer |
| 163 | Accounts receivable....................................... 14,106(f) | 1 | 0 | $86,000,000 | 1 | 0 | 1 | $86,000,000 | - | 2001 | |
| 164 | Other current assets...................................... 1,650(i) | 1 | 0 | $86,000,000 | 1 | 0 | 1 | $86,000,000 | - | 2001 | |
| 165 | Fidelity Capital Markets | 1 | 0 | $82,500,000 | 28 | 0 | 28 | $2,063,191,500 | - | 1999–2002 | |
| 166 | Janco Partners, Inc | 1 | 0 | $80,000,000 | 14 | 0 | 12 | $4,415,484,750 | - | 1996–2001 | Broker-dealer |
| 167 | Ladenburg Thalmann | 1 | 0 | $80,000,000 | 287 | 59 | 241 | $24,878,260,432 | $3,026,781,620 | 1994–2026 | |
| 168 | Affiliates of Credit Suisse First Boston Corporation beneficially own | 1 | 0 | $72,000,000 | 1 | 0 | 1 | $72,000,000 | - | 2001 | |
| 169 | Burnham Securities Inc | 1 | 0 | $67,000,000 | 39 | 0 | 36 | $8,426,246,490 | - | 1994–2001 | Broker-dealer |
| 170 | Gilford Securities | 1 | 0 | $67,000,000 | 17 | 5 | 14 | $423,227,500 | $54,912,500 | 1996–2014 | Broker-dealer |
| 171 | ThinkEquity | 1 | 0 | $59,400,000 | 109 | 69 | 96 | $6,592,715,620 | $2,292,006,760 | 2001–2026 | Broker-dealer |
| 172 | Dominick & Dominick Inc | 1 | 0 | $56,000,000 | 64 | 1 | 61 | $6,112,608,160 | $13,420,000 | 1996–2012 | Broker-dealer |
| 173 | E*TRADE Securities | 1 | 0 | $55,000,000 | 47 | 2 | 46 | $21,881,399,700 | $70,000,000 | 1998–2012 | Broker-dealer |
| 174 | Initial Public | 1 | 0 | $49,000,000 | 4 | 2 | 2 | $49,000,000 | - | 1996–2001 | |
| 175 | Seattle Genetics | 1 | 0 | $49,000,000 | 1 | 0 | 1 | $49,000,000 | - | 2001 | |
| 176 | W.R. Hambrecht & Co | 1 | 0 | $45,015,762 | 21 | 3 | 19 | $1,542,213,083 | $231,087,321 | 1999–2008 | Broker-dealer |
| 177 | Inside Front Cover Artwork Description | 1 | 0 | $39,843,750 | 1 | 0 | 1 | $39,843,750 | - | 2001 | |
| 178 | Sanders Morris Mundy | 1 | 0 | $38,252,500 | 127 | 4 | 120 | $14,300,997,195 | $44,650,000 | 1996–2001 | |
| 179 | Wasserstein Perella Securities Inc | 1 | 0 | $38,252,500 | 124 | 1 | 116 | $31,509,294,220 | - | 1994–2001 | |
| 180 | Advest, Inc. Ferris, Baker Watts | 2 | 2 | $36,000,000 | 3 | 2 | 1 | $55,500,000 | $36,000,000 | 1997–2001 | |
| 181 | Dougherty & Company | 1 | 0 | $36,000,000 | 5 | 0 | 3 | $161,200,390 | - | 2001–2020 | Broker-dealer |
| 182 | Miller Johnson Steichen Kinnard, Inc | 1 | 0 | $36,000,000 | 3 | 0 | 0 | $304,170,000 | - | 2001–2006 | Broker-dealer |
| 183 | L Azard | 1 | 0 | $26,000,000 | 1 | 0 | 0 | $26,000,000 | - | 2001 | |
| 184 | L Ehman B Rothers | 1 | 0 | $26,000,000 | 27 | 0 | 25 | $5,123,887,347 | - | 2001–2007 | |
| 185 | Pacific Crest Securities | 1 | 0 | $20,000,000 | 190 | 10 | 180 | $61,897,945,190 | $404,446,552 | 1996–2017 | Broker-dealer |
| 186 | Punk, Ziegel & Company | 1 | 0 | $20,000,000 | 30 | 3 | 27 | $2,499,164,950 | $283,606,000 | 1997–2005 | Broker-dealer |
| 187 | Anderson & Strudwick | 1 | 1 | $8,000,000 | 9 | 2 | 7 | $452,650,000 | $23,000,000 | 1996–2006 | Broker-dealer |
| 188 | Kenny Securities Corp | 1 | 0 | $7,070,000 | 4 | 0 | 3 | $176,445,000 | - | 1997–2001 | Broker-dealer |
| 189 | Euroclear System | 3 | 3 | - | 3 | 3 | 0 | - | - | 2001 | |
| 190 | NBC Capital Market_sGroup Salomon Smith Barne_ UBSyWarbur_ WachoviagSecurities | 2 | 2 | - | 2 | 2 | 2 | - | - | 2001 | |
| 191 | Barclays | 1 | 0 | - | 655 | 319 | 611 | $493,254,222,672 | $141,248,018,502 | 1996–2026 | |
| 192 | Credit Suisse First Boston Equities Limited | 1 | 0 | - | 1 | 0 | 0 | - | - | 2001 | |
| 193 | Fleet Securities, Inc | 1 | 0 | - | 12 | 0 | 1 | $4,600,000,000 | - | 2001–2002 | |
| 194 | Goodbody Stockbrokers | 1 | 0 | - | 1 | 0 | 0 | - | - | 2001 | |
| 195 | Howe Barnes Investments Inc | 1 | 0 | - | 38 | 6 | 29 | $1,401,827,155 | $109,910,000 | 1996–2006 | |
| 196 | Westdeutsche Landesbank Girozentrale | 1 | 0 | - | 3 | 0 | 2 | $5,187,448,821 | - | 1997–2001 |
196 firms active in 2001, up to 300. Proceeds are the gross proceeds of the whole deal (price times shares sold), not the firm’s own allocation. “Registered” marks firms matched by name to the SEC’s broker-dealer list.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.