IPO registrations (S-1, F-1) · Underwriters
Burnham Securities Inc
- Deals
- 39 priced offerings as an underwriter; 36 initial public offerings
- Proceeds of those deals
- $8,426,246,490
- Years
- 1994–2001
- Named in
- 40 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as BURNHAM SECURITIES INC. · filings on EDGAR ↗
- Named as
- Burnham Securities Inc; Burnham Securities, Inc
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2001 | 1 | 0 | $67,000,000 |
| 2000 | 7 | 0 | $2,439,608,000 |
| 1999 | 8 | 0 | $4,120,716,688 |
| 1998 | 4 | 0 | $537,125,000 |
| 1997 | 9 | 0 | $999,400,802 |
| 1996 | 9 | 0 | $262,396,000 |
| 1994 | 1 | 0 | - |
Deals 39
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2001-03-19 | SUREBEAM CORP CA | Syndicate | $10.00 | 6,700,000 | $67,000,000 | Nasdaq SURE | IPO | 10 | 424B4 ↗ | |
| 2000-09-29 | Integer Holdings Corp TX | Syndicate | $16.00 | 5,000,000 | $80,000,000 | NYSE GB | IPO | 58 | 424B4 ↗ | |
| 2000-09-22 | INRANGE TECHNOLOGIES CORP CA | Syndicate | $16.00 | 7,700,000 | $123,200,000 | Nasdaq INRG | IPO | 15 | 424B4 ↗ | |
| 2000-06-28 | GENUITY INC MA | Syndicate | $11.00 | 173,913,000 | $1,913,043,000 | Nasdaq GENU | IPO | 33 | 424B1 ↗ | |
| 2000-06-26 | CHARLES RIVER LABORATORIES INTERNATIONAL, INC. MA | Syndicate | $16.00 | 14,000,000 | $224,000,000 | IPO | 36 | 424B4 ↗ | ||
| 2000-05-22 | COOLSAVINGS INC IL | Syndicate | $7.00 | 3,300,000 | $23,100,000 | Nasdaq CSAV | IPO | 18 | 424B1 ↗ | |
| 2000-03-22 | INSILICON CORP CA | Syndicate | $12.00 | 3,500,000 | $42,000,000 | Nasdaq INSN | IPO | 8 | 424B4 ↗ | |
| 2000-03-02 | SWITCHBOARD INC MA | Syndicate | $6.23 | 5,500,000 | $34,265,000 | Nasdaq SWBD | IPO | 10 | 424B4 ↗ | |
| 1999-10-15 | WOMEN COM NETWORKS INC CA | Syndicate | $10.00 | 3,750,000 | $37,500,000 | Nasdaq WOMN | IPO | 18 | 424B4 ↗ | |
| 1999-07-16 | PARADYNE NETWORKS INC FL | Syndicate | $17.00 | 6,000,000 | $102,000,000 | IPO | 34 | 424B1 ↗ | ||
| 1999-06-24 | CYBERSOURCE CORP CA | Syndicate | $11.00 | 4,000,000 | $44,000,000 | Nasdaq CYBS | IPO | 14 | 424B4 ↗ | |
| 1999-06-03 | ZANY BRAINY INC PA | Syndicate | $10.00 | 6,100,000 | $61,000,000 | IPO | 34 | 424B1 ↗ | ||
| 1999-05-04 | GOLDMAN SACHS GROUP INC NY | Syndicate | $53.00 | 69,000,000 | $3,657,000,000 | NYSE GS | IPO | 80 | 424B4 ↗ | |
| 1999-03-26 | ABOUT, INC. NY | Syndicate | $25.00 | 3,000,000 | $75,000,000 | Nasdaq MINE | IPO | 27 | 424B4 ↗ | |
| 1999-02-23 | CEB Inc. VA | Syndicate | $4.79 | 8,187,200 | $39,216,688 | Nasdaq EXBD | IPO | 29 | 424B4 ↗ | |
| 1999-02-11 | GAMCO INVESTORS, INC. ET AL CT | Syndicate | $17.50 | 6,000,000 | $105,000,000 | NYSE GBL | IPO | 34 | 424B1 ↗ | |
| 1998-07-02 | COSTAR GROUP, INC. VA | Syndicate | $9.00 | 2,500,000 | $22,500,000 | Nasdaq RIGX | IPO | 31 | 424B1 ↗ | |
| 1998-05-12 | YOUNG & RUBICAM INC. NY | Syndicate | $25.00 | 16,600,000 | $415,000,000 | NYSE YNR | IPO | 48 | 424B4 ↗ | |
| 1998-04-06 | Red Lion Hotels CORP CO | Syndicate | $15.00 | 5,175,000 | $77,625,000 | NYSE CVH | IPO | 18 | 424B1 ↗ | |
| 1998-04-03 | HAPPY KIDS INC NY | Syndicate | $10.00 | 2,200,000 | $22,000,000 | Nasdaq HKID | IPO | 35 | 424B4 ↗ | |
| 1997-10-10 | KOFAX IMAGE PRODUCTS INC CA | Syndicate | $11.00 | 2,000,000 | $22,000,000 | Nasdaq KOFX | IPO | 19 | 424B1 ↗ | |
| 1997-09-25 | ASIA ELECTRONICS HOLDING CO INC NY | Syndicate | $8.00 | 4,600,000 | $36,800,000 | Nasdaq AEHCF | IPO | 37 | 424B1 ↗ | |
| 1997-08-06 | EAGLE GEOPHYSICAL INC TX | Syndicate | $114.00 | 5,880,000 | $670,320,000 | Nasdaq EGEO | IPO | 45 | 424B1 ↗ | |
| 1997-08-04 | CONTINENTAL NATURAL GAS INC OK | Syndicate | $11.25 | 2,100,000 | $23,625,000 | Nasdaq CNGL | IPO | 20 | 424B1 ↗ | |
| 1997-07-02 | IRON MOUNTAIN INC NH | Syndicate | $18.00 | 5,312,614 | $95,627,052 | NYSE PLH | IPO | 33 | 424B4 ↗ | |
| 1997-06-26 | SAXTON INC NV | Syndicate | $8.25 | 2,275,000 | $18,768,750 | Nasdaq SXTN | IPO | 14 | 424B1 ↗ | |
| 1997-03-12 | ARTECON INC /DE/ CA | Syndicate | $0.55 | 2,700,000 | $1,485,000 | Nasdaq STDM | IPO | 23 | 424B4 ↗ | |
| 1997-02-18 | JUDGE GROUP INC PA | Syndicate | $7.50 | 3,650,000 | $27,375,000 | Nasdaq JUDG | IPO | 38 | 424B1 ↗ | |
| 1997-01-23 | DEAN FOODS CO TX | Syndicate | $22.00 | 4,700,000 | $103,400,000 | Nasdaq SWZA | Offering | 21 | 424B4 ↗ | |
| 1996-12-03 | VIASAT INC CA | Syndicate | $9.00 | 2,200,000 | $19,800,000 | Nasdaq VSAT | IPO | 25 | 424B1 ↗ | |
| 1996-11-19 | TICKETMASTER GROUP INC CA | Syndicate | $14.50 | 7,250,000 | $105,125,000 | TKTM | IPO | 34 | 424B4 ↗ | |
| 1996-11-13 | GALOOB TOYS INC CA | Syndicate | $28.00 | 2,000,000 | $56,000,000 | NYSE GAL | Offering | 38 | 424B1 ↗ | |
| 1996-10-23 | PENSKE AUTOMOTIVE GROUP, INC. MI | Syndicate | 6,250,000 | - | NYSE UAG | IPO | 26 | 424B4 ↗ | ||
| 1996-07-22 | KARRINGTON HEALTH INC OH | Syndicate | 3,000,000 | - | Nasdaq KARR | IPO | 23 | 424B1 ↗ | ||
| 1996-06-28 | SIEBEL SYSTEMS INC CA | Syndicate | $17.00 | 1,963,000 | $33,371,000 | Nasdaq SEBL | IPO | 20 | 424B4 ↗ | |
| 1996-06-25 | GENESEE & WYOMING INC CT | Syndicate | - | - | Nasdaq GNWR | IPO | 26 | 424B4 ↗ | ||
| 1996-06-21 | DAYTON SUPERIOR CORP OH | Syndicate | $13.00 | 3,700,000 | $48,100,000 | NYSE DSD | IPO | 29 | 424B1 ↗ | |
| 1996-06-13 | CASI Pharmaceuticals, Inc (DE) MD | Syndicate | 3,200,000 | - | Nasdaq ENMD | IPO | 24 | 424B1 ↗ | ||
| 1994-08-19 | MISSISSIPPI CHEMICAL CORP /MS/ MS | Syndicate | 5,080,000 | - | Nasdaq MISS | Offering | 42 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2015-10-22 | FULING GLOBAL INC. | Syndicate | 4,000,000 | Nasdaq FORK | Effective 2015-10-26 | F-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Citigroup | 28 | 11 |
| Donaldson, Lufkin & Jenrette | 28 | 7 |
| Bear Stearns | 25 | 6 |
| A.G. Edwards | 21 | 2 |
| Merrill Lynch | 21 | 7 |
| Morgan Stanley | 20 | 3 |
| PaineWebber | 20 | 1 |
| Janney Montgomery Scott | 18 | 1 |
| Needham & Company | 18 | 4 |
| Truist Securities | 18 | 1 |
| Hambrecht & Quist | 17 | 2 |
| Stephens | 16 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.