IPO registrations (S-1, F-1) · Underwriters
Stephens
- Deals
- 27 priced offerings as an underwriter, 8 as lead manager or representative; 27 initial public offerings
- Proceeds of those deals
- $5,290,070,012 ($526,050,000 as lead)
- Years
- 2021–2026
- Named in
- 51 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as STEPHENS INC. · filings on EDGAR ↗ · investment adviser CRD 3496
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2026 | 2 | 0 | $520,250,000 |
| 2025 | 4 | 2 | $742,120,500 |
| 2024 | 3 | 0 | $754,000,012 |
| 2023 | 2 | 0 | $514,000,000 |
| 2022 | 3 | 2 | $445,087,500 |
| 2021 | 13 | 4 | $2,314,612,000 |
Deals 35
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-09 | WhiteHawk Minerals Corp. PA | Syndicate | $26.00 | 7,700,000 | $200,200,000 | NYSE WHK | IPO | 6 | 424B4 ↗ | |
| 2026-05-14 | EagleRock Land, LLC TX | Syndicate | $18.50 | 17,300,000 | $320,050,000 | NYSE EROK | IPO | 7 | 424B4 ↗ | |
| 2025-11-21 | Central Bancompany, Inc. MO | Syndicate | $21.00 | 17,778,000 | $373,338,000 | OTC CBCY | IPO | 6 | 424B4 ↗ | |
| 2025-08-08 | Avidbank Holdings, Inc. CA | Lead | $23.00 | 2,610,000 | $60,030,000 | Nasdaq AVBH | IPO | 4 | 424B4 ↗ | |
| 2025-07-02 | CoastalSouth Bancshares, Inc. GA | Lead | $21.50 | 2,035,000 | $43,752,500 | NYSE COSO | IPO | 2 | 424B4 ↗ | |
| 2025-02-03 | INFINITY NATURAL RESOURCES, INC. WV | Syndicate | $20.00 | 13,250,000 | $265,000,000 | NYSE INR | IPO | 14 | 424B4 ↗ | |
| 2024-09-26 | Guardian Pharmacy Services, Inc. GA | Syndicate | $14.00 | 8,000,000 | $112,000,000 | NYSE GRDN | IPO | 3 | 424B4 ↗ | |
| 2024-07-18 | Ardent Health, Inc. TN | Syndicate | $16.00 | 12,000,000 | $192,000,000 | NYSE ARDT | IPO | 11 | 424B4 ↗ | |
| 2024-04-12 | PACS Group, Inc. UT | Syndicate | $21.00 | 21,428,572 | $450,000,012 | NYSE PACS | IPO | 9 | 424B4 ↗ | |
| 2023-10-26 | MACH NATURAL RESOURCES LP OK | Syndicate | $19.00 | - | $190,000,000 | NYSE MNR | IPO | 5 | 424B4 ↗ | |
| 2023-03-10 | AESI Holdings Inc. TX | Syndicate | $18.00 | 18,000,000 | $324,000,000 | NYSE AESI | IPO | 13 | 424B4 ↗ | |
| 2022-09-14 | LINKBANCORP, Inc. PA | Lead | $7.50 | 4,575,000 | $34,312,500 | Nasdaq LNKB | IPO | 3 | 424B4 ↗ | |
| 2022-05-11 | Hanover Bancorp, Inc. /MD NY | Lead | $21.00 | 1,275,000 | $26,775,000 | Nasdaq HNVR | IPO | 2 | 424B4 ↗ | |
| 2022-04-14 | Excelerate Energy, Inc. TX | Syndicate | $24.00 | 16,000,000 | $384,000,000 | NYSE EE | IPO | 9 | 424B4 ↗ | |
| 2021-11-09 | Third Coast Bancshares, Inc. TX | Lead | $25.00 | 3,500,000 | $87,500,000 | Nasdaq TCBX | IPO | 3 | 424B4 ↗ | |
| 2021-11-05 | Cadre Holdings, Inc. FL | Syndicate | $13.00 | 6,000,000 | $78,000,000 | NYSE CDRE | IPO | 6 | 424B4 ↗ | |
| 2021-10-22 | Ridgepost Capital, Inc. TX | Syndicate | $12.00 | 20,000,000 | $240,000,000 | NYSE PX | IPO | 10 | 424B4 ↗ | |
| 2021-10-22 | ACCRETION ACQUISITION CORP. CO | Lead | $0.01 | 18,000,000 | $180,000 | Nasdaq ENER | IPO | 2 | 424B4 ↗ | |
| 2021-10-15 | Black Mountain Acquisition Corp. TX | Lead | $10.00 | 24,000,000 | $240,000,000 | NYSE BMAC | IPO | 4 | 424B4 ↗ | |
| 2021-08-09 | Riverview Acquisition Corp. TN | Syndicate | $10.00 | 25,000,000 | $250,000,000 | Nasdaq RVACU | IPO | 2 | 424B4 ↗ | |
| 2021-08-05 | Orange County Bancorp, Inc. /DE/ NY | Lead | $33.50 | 1,000,000 | $33,500,000 | Nasdaq OBT | IPO | 2 | 424B4 ↗ | |
| 2021-08-02 | Dole plc | Syndicate | $16.00 | 25,000,000 | $400,000,000 | NYSE DOLE | IPO | 6 | 424B4 ↗ | |
| 2021-07-30 | MAXCYTE, INC. MD | Syndicate | $13.00 | 13,500,000 | $175,500,000 | Nasdaq MXCT | IPO | 5 | 424B4 ↗ | |
| 2021-07-23 | Zevia PBC CA | Syndicate | $14.00 | 10,700,000 | $149,800,000 | NYSE ZVIA | IPO | 11 | 424B4 ↗ | |
| 2021-06-25 | Alpha Teknova, Inc. CA | Syndicate | $16.00 | 6,000,000 | $96,000,000 | Nasdaq TKNO | IPO | 4 | 424B4 ↗ | |
| 2021-05-06 | FIVE STAR BANCORP CA | Syndicate | $20.00 | 5,265,000 | $105,300,000 | Nasdaq FSBC | IPO | 5 | 424B4 ↗ | |
| 2021-04-30 | Aveanna Healthcare Holdings, Inc. GA | Syndicate | $12.00 | 38,236,000 | $458,832,000 | Nasdaq AVAH | IPO | 13 | 424B4 ↗ | |
| 2020-12-10 | Open Lending Corp TX | Syndicate | $28.00 | 9,500,000 | $266,000,000 | Nasdaq LPRO | Offering | 12 | 424B4 ↗ | |
| 2020-10-02 | Mission Produce, Inc. CA | Syndicate | $12.00 | 8,000,000 | $96,000,000 | Nasdaq AVO | IPO | 7 | 424B4 ↗ | |
| 2020-10-02 | Academy Sports & Outdoors, Inc. TX | Syndicate | $13.00 | 15,625,000 | $203,125,000 | Nasdaq ASO | IPO | 16 | 424B4 ↗ | |
| 2020-07-02 | Dun & Bradstreet Holdings, Inc. FL | Syndicate | $22.00 | 78,302,272 | $1,722,649,984 | NYSE DNB | IPO | 20 | 424B4 ↗ | |
| 2020-06-15 | AZEK Co Inc. IL | Syndicate | $23.00 | 33,250,000 | $764,750,000 | NYSE AZEK | IPO | 14 | 424B4 ↗ | |
| 2020-02-07 | Professional Holding Corp. FL | Lead | $18.50 | 3,100,000 | $57,350,000 | Nasdaq PFHD | IPO | 4 | 424B4 ↗ | |
| 2019-08-15 | CROSSFIRST BANKSHARES, INC. KS | Syndicate | $14.50 | 5,750,000 | $101,668,041 | Nasdaq CFB | IPO | 6 | 424B4 ↗ | |
| 2019-08-01 | KURA SUSHI USA, INC. CA | Syndicate | $14.00 | 2,900,000 | $40,600,000 | Nasdaq KRUS | IPO | 5 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Raymond James | 12 | 5 |
| BofA Securities | 11 | 5 |
| J.P. Morgan | 10 | 8 |
| Piper Sandler | 10 | 4 |
| Stifel | 10 | 5 |
| Goldman Sachs | 8 | 7 |
| Barclays | 7 | 5 |
| Citigroup | 7 | 3 |
| RBC Capital Markets | 7 | 1 |
| Truist Securities | 7 | 1 |
| Deutsche Bank | 6 | 0 |
| Morgan Stanley | 6 | 5 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.