IPO registrations (S-1, F-1) · Registrants
SAXTON INC
- SEC CIK
- 1014488 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-03-25, last 1997-06-24; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-06-26
- Industry (SIC)
- Land Subdividers & Developers (No Cemeteries) 6552
- Incorporated in
- NV
- Business address
- 5440 W SAHARA AVE THIRD FLOOR, Las Vegas, NV 89146
- EIN
- 88-0223654
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $9.00–$10.00 per share (S-1/A filed 1997-06-24)
- Final price
- $8.25 per share, below the range (424B1 filed 1997-06-26, an initial public offering)
- Shares sold
- 2,275,000
- Gross proceeds
- $18,768,750 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SXTN
- Lead underwriters
- Ladenburg Thalmann (845,000 shares); Stifel (845,000 shares)
- Syndicate
- PaineWebber (80,000); EVEREN Securities, Inc (55,000); First Albany Corporation (55,000); Furman Selz LLC (55,000); Jefferies (55,000); KeyBanc Capital Markets (55,000); Piper Sandler (55,000); Wedbush Securities (55,000); Burnham Securities Inc (30,000); John G. Kinnard and Company, Incorporated (30,000); Neidiger, Tucker, Bruner, Inc (30,000); Sands Brothers & Co. Ltd (30,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-03-25 | S-1 | S-1 (registration) | SAXTON INC | 0000950150-97-000394 ↗ |
| 1997-06-09 | S-1/A | S-1/A (amendment) | SAXTON INC | 0000950150-97-000869 ↗ |
| 1997-06-19 | S-1/A | S-1/A (amendment) | SAXTON INC | 0000950150-97-000931 ↗ |
| 1997-06-24 | S-1/A | S-1/A (amendment) | SAXTON INC | 0000950150-97-000951 ↗ |
| 1997-06-26 | 424B1 | 424B1 (final prospectus) | SAXTON INC | 0000950150-97-000998 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-06-24 | S-1/A | registration statement | $9.00–$10.00 | 2,275,000 | - | Nasdaq SXTN | 3 | from the submission text; range, shares headline, underwriting table 1, cover names 2 | document ↗ | |
| 1997-06-26 | 424B1 | final prospectus | $8.25 | 2,275,000 | $18,768,750 | Nasdaq SXTN | 14 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 14, cover names 2 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.