IPO registrations (S-1, F-1) · Underwriters
Brean Murray & Co., Inc
- Deals
- 86 priced offerings as an underwriter, 4 as lead manager or representative; 72 initial public offerings
- Proceeds of those deals
- $5,576,591,942 ($27,362,500 as lead)
- Years
- 1996–2005
- Named in
- 90 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Brean Murray & Co., Inc; Brean Murray, & Co., Inc; Brean Murray & Co., L.P
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2005 | 2 | 0 | $987,579,050 |
| 2004 | 1 | 0 | $54,529,832 |
| 2003 | 1 | 0 | $33,300,000 |
| 2002 | 2 | 0 | $169,500,000 |
| 2001 | 2 | 0 | $143,750,000 |
| 2000 | 8 | 0 | $612,300,000 |
| 1999 | 16 | 1 | $1,060,676,595 |
| 1998 | 12 | 2 | $655,262,500 |
| 1997 | 32 | 1 | $1,337,760,585 |
| 1996 | 10 | 0 | $521,933,380 |
Deals 86
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-06-29 | TAC Acquisition Corp. CT | Syndicate | $6.65 | 20,000,000 | $133,000,000 | OTC TACAU | IPO | 5 | 424B4 ↗ | |
| 2005-05-05 | Lazard, Inc. NY | Syndicate | $25.00 | 34,183,162 | $854,579,050 | NYSE LAZ | IPO | 28 | 424B1 ↗ | |
| 2004-08-12 | EUROBANCSHARES INC PR | Syndicate | $14.00 | 3,894,988 | $54,529,832 | Nasdaq EUBK | IPO | 3 | 424B4 ↗ | |
| 2003-10-30 | GENITOPE CORP CA | Syndicate | $9.00 | 3,700,000 | $33,300,000 | IPO | 5 | 424B4 ↗ | ||
| 2002-05-21 | TruBridge, Inc. AL | Syndicate | $16.50 | 3,000,000 | $49,500,000 | Nasdaq CPSI | IPO | 16 | 424B4 ↗ | |
| 2002-02-01 | ZYMOGENETICS INC WA | Syndicate | $12.00 | 10,000,000 | $120,000,000 | Nasdaq ZGEN | IPO | 17 | 424B4 ↗ | |
| 2001-07-13 | WRIGHT MEDICAL GROUP INC TN | Syndicate | $12.50 | 7,500,000 | $93,750,000 | Nasdaq WMGI | IPO | 15 | 424B1 ↗ | |
| 2001-06-28 | Peraso Inc. CA | Syndicate | $10.00 | 5,000,000 | $50,000,000 | Nasdaq MOSY | IPO | 19 | 424B1 ↗ | |
| 2000-11-03 | UTi WORLDWIDE INC CA | Syndicate | $15.00 | 4,700,000 | $70,500,000 | Nasdaq UTIW | Offering | 20 | 424B1 ↗ | |
| 2000-11-02 | EVERGREEN SOLAR INC MA | Syndicate | $14.00 | 3,000,000 | $42,000,000 | Nasdaq ESLR | IPO | 12 | 424B1 ↗ | |
| 2000-10-18 | IXIA CA | Syndicate | $13.00 | 5,500,000 | $71,500,000 | Nasdaq XXIA | IPO | 10 | 424B4 ↗ | |
| 2000-08-10 | H POWER CORP NJ | Syndicate | $16.00 | 7,000,000 | $112,000,000 | Nasdaq HPOW | IPO | 23 | 424B4 ↗ | |
| 2000-07-25 | INTERLAND INC GA | Syndicate | $12.00 | 5,000,000 | $60,000,000 | Nasdaq ILND | IPO | 24 | 424B1 ↗ | |
| 2000-04-07 | Purple Communications, Inc. CA | Syndicate | $16.00 | 10,000,000 | $160,000,000 | Nasdaq GOAM | IPO | 25 | 424B1 ↗ | |
| 2000-02-16 | LENDINGTREE INC NC | Syndicate | $12.00 | 3,650,000 | $43,800,000 | Nasdaq TREE | IPO | 11 | 424B1 ↗ | |
| 2000-01-28 | ASPECT MEDICAL SYSTEMS INC MA | Syndicate | $15.00 | 3,500,000 | $52,500,000 | Nasdaq ASPM | IPO | 13 | 424B1 ↗ | |
| 1999-12-15 | GoRemote Internet Communications, Inc. CA | Syndicate | $14.00 | 4,600,000 | $64,400,000 | Nasdaq GRIC | IPO | 13 | 424B1 ↗ | |
| 1999-12-13 | BGC Group, Inc. NY | Syndicate | $22.00 | 9,000,000 | $198,000,000 | Nasdaq ESPD | IPO | 27 | 424B4 ↗ | |
| 1999-11-17 | IMANAGE INC CA | Syndicate | $11.00 | 3,600,000 | $39,600,000 | Nasdaq IMAN | IPO | 6 | 424B4 ↗ | |
| 1999-10-26 | VION PHARMACEUTICALS INC CT | Lead | $5.00 | 2,200,000 | $11,000,000 | Nasdaq VION | Offering | 10 | 424B4 ↗ | |
| 1999-10-08 | TRIZETTO GROUP INC CA | Syndicate | $9.00 | 4,200,000 | $37,800,000 | Nasdaq TZIX | IPO | 22 | 424B4 ↗ | |
| 1999-10-05 | ALTIGEN COMMUNICATIONS INC CA | Syndicate | $10.00 | 3,250,000 | $32,500,000 | Nasdaq ATGN | IPO | 18 | 424B4 ↗ | |
| 1999-10-01 | AMERICAN HOME MORTGAGE HOLDINGS INC NY | Syndicate | $6.00 | 2,500,000 | $14,962,365 | Nasdaq AHMH | IPO | 8 | 424B1 ↗ | |
| 1999-09-28 | FOUNDRY NETWORKS LLC CA | Syndicate | $25.00 | 5,000,000 | $125,000,000 | Nasdaq FDRY | IPO | 24 | 424B4 ↗ | |
| 1999-09-24 | INTERSPEED INC MA | Syndicate | $12.00 | 3,500,000 | $42,000,000 | IPO | 23 | 424B1 ↗ | ||
| 1999-08-19 | NETRO CORP CA | Syndicate | $8.00 | 5,000,000 | $40,000,000 | Nasdaq NTRO | IPO | 12 | 424B4 ↗ | |
| 1999-07-28 | NATIONAL MEDICAL HEALTH CARD SYSTEMS INC NY | Syndicate | $7.50 | 2,000,000 | $15,000,000 | Nasdaq NMHC | Offering | 22 | 424B1 ↗ | |
| 1999-07-09 | ENCORE CAPITAL GROUP INC CA | Syndicate | $10.00 | 2,250,000 | $22,500,000 | Nasdaq MCMC | IPO | 13 | 424B4 ↗ | |
| 1999-05-18 | NEXTERA ENTERPRISES INC CA | Syndicate | $10.00 | 11,500,000 | $115,000,000 | Nasdaq NXRA | IPO | 33 | 424B4 ↗ | |
| 1999-05-18 | REDBACK NETWORKS INC CA | Syndicate | $23.00 | 2,500,000 | $57,500,000 | Nasdaq RBAK | IPO | 11 | 424B4 ↗ | |
| 1999-03-26 | ABOUT, INC. NY | Syndicate | $25.00 | 3,000,000 | $75,000,000 | Nasdaq MINE | IPO | 27 | 424B4 ↗ | |
| 1999-03-23 | NEON Communications Group, Inc. MA | Syndicate | $37.00 | 4,605,790 | $170,414,230 | Offering | 23 | 424B1 ↗ | ||
| 1998-07-28 | CENTRAL EUROPEAN DISTRIBUTION CORP NJ | Lead | 2,000,000 | - | Nasdaq CEDC | IPO | 19 | 424B1 ↗ | ||
| 1998-07-23 | REPUBLIC BANCORP INC /KY/ KY | Syndicate | 2,140,000 | - | Nasdaq RBCAA | IPO | 24 | 424B1 ↗ | ||
| 1998-07-02 | COLLATERAL THERAPEUTICS INC CA | Syndicate | $18.00 | 2,200,000 | $39,600,000 | Nasdaq CLTX | IPO | 12 | 424B1 ↗ | |
| 1998-06-10 | MASTER GRAPHICS INC TN | Syndicate | $41.00 | 3,600,000 | $147,600,000 | Nasdaq MAGR | IPO | 19 | 424B1 ↗ | |
| 1998-05-08 | GENESIS DIRECT INC NJ | Syndicate | $15.00 | 11,125,000 | $166,875,000 | Nasdaq GEND | IPO | 27 | 424B1 ↗ | |
| 1998-04-20 | BRIGHTSTAR INFORMATION TECHNOLOGY GROUP INC CA | Syndicate | $13.00 | 4,250,000 | $55,250,000 | Nasdaq BTSR | IPO | 24 | 424B4 ↗ | |
| 1998-04-06 | Red Lion Hotels CORP CO | Syndicate | $15.00 | 5,175,000 | $77,625,000 | NYSE CVH | IPO | 18 | 424B1 ↗ | |
| 1998-04-03 | SOMANETICS CORP MI | Lead | $5.75 | 1,750,000 | $10,062,500 | Nasdaq SMTS | Offering | 1 | 424B1 ↗ | |
| 1998-02-24 | SHOE PAVILION INC CA | Syndicate | 2,000,000 | - | Nasdaq SHOE | IPO | 22 | 424B4 ↗ | ||
| 1998-02-18 | GENEVA FINANCIAL CORP NY | Syndicate | $9.00 | 1,250,000 | $11,250,000 | NYSE American PFC | IPO | 10 | 424B1 ↗ | |
| 1998-01-30 | MERCURY SYSTEMS INC MA | Syndicate | $42.00 | 3,500,000 | $147,000,000 | Nasdaq MRCY | IPO | 23 | 424B4 ↗ | |
| 1998-01-29 | SM&A CA | Syndicate | 3,150,000 | - | Nasdaq WINS | IPO | 27 | 424B4 ↗ | ||
| 1997-11-26 | MEADOWCRAFT INC AL | Syndicate | $13.00 | 3,225,000 | $41,925,000 | NYSE MWI | IPO | 30 | 424B4 ↗ | |
| 1997-11-26 | ALPHASTAR INSURANCE GROUP LTD | Syndicate | - | - | Nasdaq SCBHF | IPO | 15 | 424B4 ↗ | ||
| 1997-11-25 | MOTOR CARGO INDUSTRIES INC UT | Syndicate | $12.00 | 1,150,000 | $13,800,000 | Nasdaq CRGO | IPO | 24 | 424B1 ↗ | |
| 1997-11-21 | DENALI INC TX | Syndicate | $31.00 | 2,100,000 | $65,100,000 | Nasdaq DNLI | IPO | 26 | 424B1 ↗ | |
| 1997-11-21 | APPLIED FILMS CORP CO | Syndicate | $8.50 | 1,900,000 | $16,150,000 | Nasdaq AFCO | IPO | 23 | 424B1 ↗ | |
| 1997-11-12 | CNTV Entertainment Group, Inc. VA | Syndicate | $4.33 | 2,100,000 | $9,093,000 | Nasdaq TKGFA | IPO | 16 | 424B1 ↗ | |
| 1997-10-10 | KOFAX IMAGE PRODUCTS INC CA | Syndicate | $11.00 | 2,000,000 | $22,000,000 | Nasdaq KOFX | IPO | 19 | 424B1 ↗ | |
| 1997-09-25 | ASIA ELECTRONICS HOLDING CO INC NY | Syndicate | $8.00 | 4,600,000 | $36,800,000 | Nasdaq AEHCF | IPO | 37 | 424B1 ↗ | |
| 1997-09-19 | UNIFAB INTERNATIONAL INC LA | Syndicate | $18.00 | 2,815,000 | $50,670,000 | Nasdaq UFAB | IPO | 22 | 424B4 ↗ | |
| 1997-09-05 | TRIPATH IMAGING INC NC | Syndicate | $35.00 | 3,100,000 | $108,500,000 | Nasdaq ACYT | IPO | 36 | 424B4 ↗ | |
| 1997-08-27 | EXECUSTAY CORP MD | Syndicate | 2,650,000 | - | Nasdaq EXEC | IPO | 36 | 424B4 ↗ | ||
| 1997-07-31 | JACKSON HEWITT INC VA | Syndicate | $21.25 | 1,305,604 | $27,744,085 | Nasdaq JTAX | Offering | 17 | 424B1 ↗ | |
| 1997-07-29 | NETBANK INC NJ | Syndicate | $12.00 | - | - | Nasdaq NTBK | IPO | 18 | 424B4 ↗ | |
| 1997-07-28 | ARMOR HOLDINGS INC FL | Syndicate | $46.00 | 4,000,000 | $184,000,000 | NYSE American ABE | Offering | 40 | 424B4 ↗ | |
| 1997-07-18 | PENN AMERICA GROUP INC PA | Syndicate | $6.00 | 3,500,000 | $21,000,000 | Nasdaq PAGI | Offering | 12 | 424B1 ↗ | |
| 1997-07-03 | HAGLER BAILLY INC VA | Syndicate | $5.85 | 3,150,000 | $18,427,500 | Nasdaq HBIX | IPO | 25 | 424B1 ↗ | |
| 1997-06-17 | ORBIT FR INC PA | Syndicate | $8.25 | 2,000,000 | $16,500,000 | Nasdaq ORFR | IPO | 38 | 424B1 ↗ | |
| 1997-06-11 | RCM TECHNOLOGIES, INC. NJ | Syndicate | 2,500,000 | - | Nasdaq RCMT | Offering | 21 | 424B1 ↗ | ||
| 1997-06-05 | ESHARE COMMUNICATIONS INC GA | Syndicate | $10.00 | 3,500,000 | $35,000,000 | Nasdaq MELI | IPO | 23 | 424B1 ↗ | |
| 1997-05-22 | SUMMIT HOLDING SOUTHEAST INC FL | Syndicate | 4,061,013 | - | Nasdaq SHSE | Offering | 17 | 424B4 ↗ | ||
| 1997-05-16 | GENERAL CABLE CORP /DE/ KY | Syndicate | $408.00 | 267,000 | $108,936,000 | NYSE GCN | IPO | 46 | 424B1 ↗ | |
| 1997-04-29 | LONG BEACH FINANCIAL CORP CA | Syndicate | $6.50 | 21,750,000 | $141,375,000 | Nasdaq LBFC | IPO | 33 | 424B4 ↗ | |
| 1997-04-16 | ASI SOLUTIONS INC NY | Syndicate | $6.00 | 1,800,000 | $10,800,000 | Nasdaq ASIS | IPO | 14 | 424B1 ↗ | |
| 1997-04-09 | MEADE INSTRUMENTS CORP CA | Syndicate | $7.00 | 3,370,000 | $23,590,000 | Nasdaq MEAD | IPO | 38 | 424B4 ↗ | |
| 1997-04-04 | GULF ISLAND FABRICATION INC TX | Syndicate | $15.00 | 2,000,000 | $30,000,000 | Nasdaq GIFI | IPO | 26 | 424B4 ↗ | |
| 1997-03-07 | KOS PHARMACEUTICALS INC NJ | Syndicate | $15.00 | 4,150,000 | $62,250,000 | Nasdaq KOSP | IPO | 27 | 424B4 ↗ | |
| 1997-02-28 | GENERAL CIGAR HOLDINGS INC NY | Syndicate | 6,000,000 | - | NYSE MPP | IPO | 44 | 424B4 ↗ | ||
| 1997-02-12 | VENTANA MEDICAL SYSTEMS INC AZ | Syndicate | $46.00 | 2,700,000 | $124,200,000 | Nasdaq VMSI | Offering | 34 | 424B4 ↗ | |
| 1997-02-10 | GENERAL BEARING CORP NY | Lead | $7.00 | 900,000 | $6,300,000 | Nasdaq GNRL | IPO | 11 | 424B1 ↗ | |
| 1997-02-07 | FOUR MEDIA CO CA | Syndicate | $9.00 | 5,000,000 | $45,000,000 | Nasdaq FOUR | IPO | 34 | 424B4 ↗ | |
| 1997-01-23 | DEAN FOODS CO TX | Syndicate | $22.00 | 4,700,000 | $103,400,000 | Nasdaq SWZA | Offering | 21 | 424B4 ↗ | |
| 1997-01-17 | FLANDERS CORP FL | Syndicate | $9.50 | 1,600,000 | $15,200,000 | Nasdaq FLDR | Offering | 21 | 424B1 ↗ | |
| 1996-12-13 | VERSATILITY INC VA | Syndicate | $15.00 | 2,200,000 | $33,000,000 | Nasdaq VERS | IPO | 28 | 424B1 ↗ | |
| 1996-12-12 | SKYMALL INC AZ | Syndicate | $6.13 | 2,000,000 | $12,260,000 | Nasdaq SKYM | IPO | 25 | 424B4 ↗ | |
| 1996-12-04 | LEADING EDGE PACKAGING INC NY | Syndicate | $6.00 | 1,250,000 | $7,500,000 | Nasdaq LEPI | IPO | 15 | 424B1 ↗ | |
| 1996-11-13 | AMERICAN MEDSERVE CORP IL | Syndicate | $15.00 | 5,357,000 | $80,355,000 | Nasdaq AMCI | IPO | 37 | 424B1 ↗ | |
| 1996-11-01 | TRIANGLE PHARMACEUTICALS INC NC | Syndicate | $48.00 | 4,200,000 | $201,600,000 | Nasdaq VIRS | IPO | 29 | 424B1 ↗ | |
| 1996-11-01 | OFFSHORE ENERGY DEVELOPMENT CORP TX | Syndicate | $9.84 | 3,682,000 | $36,230,880 | Nasdaq OEDC | IPO | 24 | 424B1 ↗ | |
| 1996-10-25 | CAREMATRIX CORP MA | Syndicate | $15.00 | 6,250,000 | $93,750,000 | NYSE American CMD | Offering | 20 | 424B1 ↗ | |
| 1996-10-24 | HOMEGATE HOSPITALITY INC TX | Syndicate | $11.50 | 4,325,000 | $49,737,500 | Nasdaq HMGT | IPO | 27 | 424B4 ↗ | |
| 1996-10-23 | PENSKE AUTOMOTIVE GROUP, INC. MI | Syndicate | 6,250,000 | - | NYSE UAG | IPO | 26 | 424B4 ↗ | ||
| 1996-09-27 | SYSTEMONE TECHNOLOGIES INC FL | Syndicate | $7.50 | 1,000,000 | $7,500,000 | Nasdaq MANS | IPO | 12 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Raymond James | 36 | 2 |
| Citigroup | 35 | 3 |
| Donaldson, Lufkin & Jenrette | 33 | 7 |
| Truist Securities | 32 | 1 |
| Lehman Brothers | 29 | 4 |
| A.G. Edwards | 28 | 4 |
| Bear Stearns | 27 | 12 |
| Cowen | 27 | 2 |
| Piper Sandler | 25 | 5 |
| Prudential Securities | 25 | 3 |
| Tucker Anthony Inc | 25 | 0 |
| Pennsylvania Merchant Group | 24 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.