IPO registrations (S-1, F-1) · Underwriters
Lebenthal & Co.
- Deals
- 26 priced offerings as an underwriter; 25 initial public offerings
- Proceeds of those deals
- $54,255,597,829
- Years
- 1999–2014
- Named in
- 37 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as LEBENTHAL & CO., LLC · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2014 | 5 | 0 | $8,196,250,000 |
| 2013 | 4 | 0 | $3,238,290,418 |
| 2012 | 4 | 0 | $17,573,767,411 |
| 2010 | 1 | 0 | $15,774,000,000 |
| 2001 | 1 | 0 | $8,680,000,000 |
| 2000 | 7 | 0 | $512,500,000 |
| 1999 | 4 | 0 | $280,790,000 |
Deals 26
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-12-12 | Stellantis N.V. P7 | Syndicate | $11.00 | 87,000,000 | $957,000,000 | NYSE FCAU | IPO | 21 | 424B4 ↗ | |
| 2014-09-25 | CITIZENS FINANCIAL GROUP INC/RI RI | Syndicate | $21.50 | 140,000,000 | $3,010,000,000 | NYSE CFG | IPO | 22 | 424B4 ↗ | |
| 2014-07-31 | Synchrony Financial CT | Syndicate | $23.00 | 125,000,000 | $2,875,000,000 | NYSE SYF | IPO | 35 | 424B1 ↗ | |
| 2014-04-09 | La Quinta Holdings Inc. TX | Syndicate | $17.00 | 38,250,000 | $650,250,000 | NYSE LQ | IPO | 19 | 424B4 ↗ | |
| 2014-01-21 | EP Energy Corp TX | Syndicate | $20.00 | 35,200,000 | $704,000,000 | NYSE EPE | IPO | 27 | 424B4 ↗ | |
| 2013-08-05 | Athlon Energy Inc. TX | Syndicate | $20.00 | 15,789,474 | $315,789,480 | NYSE ATHL | IPO | 18 | 424B4 ↗ | |
| 2013-04-19 | TAMINCO Corp NY | Syndicate | $15.00 | 15,789,474 | $236,842,110 | NYSE TAM | IPO | 17 | 424B4 ↗ | |
| 2013-02-04 | Zoetis Inc. NJ | Syndicate | $26.00 | 86,100,000 | $2,238,600,000 | NYSE ZTS | IPO | 20 | 424B4 ↗ | |
| 2013-01-18 | Norwegian Cruise Line Holdings Ltd. FL | Syndicate | $19.00 | 23,529,412 | $447,058,828 | Nasdaq NCLH | IPO | 11 | 424B4 ↗ | |
| 2012-10-11 | Anywhere Real Estate Inc. NJ | Syndicate | $27.00 | 40,000,000 | $1,080,000,000 | NYSE RLGY | IPO | 16 | 424B4 ↗ | |
| 2012-10-05 | BERRY GLOBAL GROUP, INC. IN | Syndicate | $16.00 | 29,411,764 | $470,588,224 | NYSE BERY | IPO | 13 | 424B4 ↗ | |
| 2012-05-18 | Meta Platforms, Inc. CA | Syndicate | $38.00 | 421,233,615 | $16,006,877,370 | Nasdaq FB | IPO | 34 | 424B4 ↗ | |
| 2012-02-08 | CAESARS HOLDINGS, INC. NV | Syndicate | $9.00 | 1,811,313 | $16,301,817 | Nasdaq CZR | IPO | 8 | 424B4 ↗ | |
| 2010-11-18 | General Motors Co MI | Syndicate | $33.00 | 478,000,000 | $15,774,000,000 | NYSE GM | Offering | 41 | 424B1 ↗ | |
| 2001-06-13 | Mondelez International, Inc. IL | Syndicate | $31.00 | 280,000,000 | $8,680,000,000 | NYSE KFT | IPO | 69 | 424B1 ↗ | |
| 2000-08-21 | VIASOURCE COMMUNICATIONS INC FL | Syndicate | $8.00 | 5,000,000 | $40,000,000 | IPO | 43 | 424B1 ↗ | ||
| 2000-08-09 | PHARSIGHT CORP CA | Syndicate | $10.00 | 3,000,000 | $30,000,000 | IPO | 38 | 424B4 ↗ | ||
| 2000-05-18 | US UNWIRED INC LA | Syndicate | $11.00 | 8,000,000 | $88,000,000 | IPO | 36 | 424B1 ↗ | ||
| 2000-05-04 | CROWN MEDIA HOLDINGS INC CA | Syndicate | $14.00 | 10,000,000 | $140,000,000 | IPO | 50 | 424B4 ↗ | ||
| 2000-04-21 | PEC SOLUTIONS INC VA | Syndicate | $9.50 | 3,000,000 | $28,500,000 | IPO | 37 | 424B4 ↗ | ||
| 2000-04-20 | EMBARCADERO TECHNOLOGIES INC CA | Syndicate | $10.00 | 4,200,000 | $42,000,000 | IPO | 29 | 424B4 ↗ | ||
| 2000-03-17 | TIPPINGPOINT TECHNOLOGIES INC TX | Syndicate | $18.00 | 8,000,000 | $144,000,000 | IPO | 39 | 424B4 ↗ | ||
| 1999-11-24 | OFFICIAL PAYMENTS CORP CT | Syndicate | $15.00 | 5,000,000 | $75,000,000 | IPO | 34 | 424B4 ↗ | ||
| 1999-07-23 | ZIFF DAVIS, INC. NY | Syndicate | $9.50 | 8,500,000 | $80,750,000 | IPO | 28 | 424B4 ↗ | ||
| 1999-07-21 | VOYAGER NET INC MI | Syndicate | $2.56 | 9,000,000 | $23,040,000 | IPO | 28 | 424B4 ↗ | ||
| 1999-07-16 | PARADYNE NETWORKS INC FL | Syndicate | $17.00 | 6,000,000 | $102,000,000 | IPO | 34 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Citigroup | 24 | 8 |
| Deutsche Bank | 21 | 0 |
| Merrill Lynch | 19 | 3 |
| J.P. Morgan | 17 | 8 |
| Credit Suisse | 15 | 3 |
| BofA Securities | 14 | 0 |
| Goldman Sachs | 14 | 5 |
| Morgan Stanley | 13 | 6 |
| Raymond James | 13 | 0 |
| Barclays | 11 | 2 |
| Donaldson, Lufkin & Jenrette | 11 | 11 |
| Sands Brothers & Co. Ltd | 11 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.