IPO registrations (S-1, F-1) · Underwriters

ThinkEquity

Deals
109 priced offerings as an underwriter, 69 as lead manager or representative; 96 initial public offerings
Proceeds of those deals
$6,592,715,620 ($2,292,006,760 as lead)
Years
2001–2026
Named in
202 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
SEC registration
Broker-dealer registered as THINKEQUITY LLC · filings on EDGAR ↗

Deals by year

YearDealsAs leadProceeds of deals
202654$302,603,200
202544$173,000,000
202466$44,791,000
202322$11,500,000
20221010$165,454,411
20211818$588,910,000
20201312$435,184,800
201911$11,500,000
201833$15,955,335
201220$128,818,182
201170$637,158,657
201040$120,231,082
200920$216,250,000
200810-
200741$940,850,000
200674$828,781,634
200593$1,062,980,236
200481$724,847,082
200320$124,500,000
200110$59,400,000

Deals 109

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2026-07-06Idaho Copper Corp IDLead$4.853,712,000$18,003,200NYSE American COPRIPO3424B4 ↗
2026-05-13CEL SCI CORP VALead$1.206,000,000$7,200,000NYSE American CVMOffering1424B4 ↗
2026-04-29Greenland Energy Co TXSyndicate$4.0016,250,000$65,000,000Nasdaq GLNDOffering3424B4 ↗
2026-02-20Bimergen Energy Corp CALead$4.003,100,000$12,400,000NYSE BESSWSIPO2424B4 ↗
2026-01-20FG Imperii Acquisition Corp. ILLead$10.0020,000,000$200,000,000Nasdaq FGIIUIPO2424B4 ↗
2025-11-14NextBoat Inc. NCLead$4.003,750,000$15,000,000 OTHIPO2424B4 ↗
2025-07-03Origin Investment Corp I U0Lead$10.006,000,000$60,000,000Nasdaq ORIQIPO2424B4 ↗
2025-06-06BITMINE IMMERSION TECHNOLOGIES, INC. CTLead$8.002,250,000$18,000,000 BMNRIPO1424B4 ↗
2025-01-29BOXABL Inc. ILLead$10.008,000,000$80,000,000Nasdaq FGMCUIPO1424B4 ↗
2024-11-27Venu Holding Corp COLead$10.001,200,000$12,000,000NYSE American VENUIPO3424B4 ↗
2024-10-23High Roller Technologies, Inc. NVLead$8.001,250,000$10,000,000NYSE American ROLRIPO2424B4 ↗
2024-07-24Nova Minerals CorpLead$6.92475,000$3,287,000Nasdaq NVAIPO2424B4 ↗
2024-03-28MIXED MARTIAL ARTS GROUP LTDLead$5.001,300,000$6,500,000NYSE American MMAIPO2424B4 ↗
2024-02-09Perfect Moment Ltd. NYLead$6.001,334,000$8,004,000NYSE American PMNTIPO2424B4 ↗
2024-01-16Silynxcom Ltd. L3Lead$4.001,250,000$5,000,000NYSE American SYNXIPO1424B4 ↗
2023-08-23Foremost Clean Energy Ltd.Lead$5.00800,000$4,000,000Nasdaq FMSTOffering4424B4 ↗
2023-06-21Azitra, Inc. CTLead$5.001,500,000$7,500,000NYSE American AZTRIPO2424B4 ↗
2022-12-08DEFSEC Technologies Inc.Lead--Nasdaq KWEIPO1424B4 ↗
2022-08-26Mobilicom Ltd C3Lead$4.132,858,000$11,803,540Nasdaq MOBIPO1424B4 ↗
2022-08-15Forza X1, Inc. FLLead$5.003,000,000$15,000,000Nasdaq FRZAIPO1424B4 ↗
2022-07-29MAIA Biotechnology, Inc. ILLead$5.002,000,000$10,000,000NYSE American MAIAIPO1424B4 ↗
2022-07-14Netcapital Inc. MALead$4.151,205,000$5,000,750OTCQX NCPLIPO1424B4 ↗
2022-06-06SaverOne 2014 Ltd. L3Lead$4.132,941,918$12,150,121Nasdaq SVREIPO1424B4 ↗
2022-05-18OKYO Pharma Ltd X0Lead$4.00625,000$2,500,000Nasdaq OKYOIPO1424B4 ↗
2022-03-01iCoreConnect Inc. FLLead$10.007,000,000$70,000,000Nasdaq FGMCUIPO1424B4 ↗
2022-02-14BNB Standard Corp COLead$4.135,811,138$23,999,999Nasdaq CEADOffering3424B4 ↗
2022-01-13Canton Strategic Holdings, Inc. NYLead$4.003,750,000$15,000,000Nasdaq HILSIPO2424B4 ↗
2021-12-17Immix Biopharma, Inc. CALead$5.004,200,000$21,000,000Nasdaq IMMXIPO2424B4 ↗
2021-11-22Frontier Nuclear & Minerals Inc.Lead$7.503,200,000$24,000,000Nasdaq LITMIPO1424B4 ↗
2021-11-12Valion Bio, Inc. TXLead$5.003,000,000$15,000,000Nasdaq TIVCIPO1424B4 ↗
2021-11-03TG Venture Acquisition Corp. CALead$10.0010,000,000$100,000,000Nasdaq TGVCUIPO1424B4 ↗
2021-10-28Marpai, Inc. FLLead$4.006,250,000$25,000,000Nasdaq MRAIIPO1424B4 ↗
2021-09-16NEXTNRG, INC. FLLead$4.006,250,000$25,000,000Nasdaq EZFLIPO2424B4 ↗
2021-08-13PetVivo Holdings, Inc. MNLead$4.502,500,000$11,250,000Nasdaq PETVOffering9424B4 ↗
2021-07-22Twin Vee PowerCats, Co. FLLead$6.003,000,000$18,000,000Nasdaq VEEEIPO1424B4 ↗
2021-07-09Transcode Therapeutics, Inc. MALead$4.006,250,000$25,000,000Nasdaq RNAZIPO2424B4 ↗
2021-06-21iSpecimen Inc. MALead$8.002,250,000$18,000,000Nasdaq ISPCIPO2424B4 ↗
2021-05-17Nexentis Technologies Inc. NYLead$11.001,090,909$12,000,000Nasdaq SVFDIPO2424B4 ↗
2021-04-30Red Cat Holdings, Inc. UTLead$4.004,000,000$16,000,000Nasdaq RCATIPO2424B4 ↗
2021-04-12Hagerty, Inc. MILead$10.0010,000,000$100,000,000NYSE ADFIPO6424B4 ↗
2021-02-25BriaCell Therapeutics Corp. A1Lead$4.25--Nasdaq BCTXIPO2424B4 ↗
2021-02-18Virpax Pharmaceuticals, Inc. PALead$10.001,800,000$18,000,000Nasdaq VRPXIPO2424B4 ↗
2021-02-16Flash Sports & Media Holdings, Inc. NYLead$10.005,400,000$54,000,000Nasdaq UGROOffering3424B4 ↗
2021-02-11GRI Bio, Inc. CALead$2.962,250,000$6,660,000Nasdaq VLONIPO1424B4 ↗
2021-02-09ALLIANCE ENTERTAINMENT HOLDING CORP FLLead$10.0010,000,000$100,000,000NYSE American ADRAIPO1424B4 ↗
2020-12-28Inhibikase Therapeutics, Inc. DELead$10.001,800,000$18,000,000Nasdaq IKTIPO2424B4 ↗
2020-12-18Dogwood Therapeutics, Inc. GALead$10.003,000,000$30,000,000Nasdaq VIRIIPO1424B4 ↗
2020-11-25Vision Marine Technologies Inc.Lead$10.002,400,000$24,000,000Nasdaq VMARIPO2424B4 ↗
2020-10-16Kiromic Biopharma, Inc. TXLead$12.001,250,000$15,000,000Nasdaq KRBPIPO2424B4 ↗
2020-10-09Pyxis Tankers Inc. J3Lead$25.00200,000$5,000,000Nasdaq PXSOffering1424B4 ↗
2020-10-01OppFi Inc. ILLead$10.0022,500,000$225,000,000NYSE FGNAIPO3424B4 ↗
2020-09-18BIOVIE INC. NVLead$10.001,565,200$15,652,000Nasdaq BIVIIPO3424B4 ↗
2020-08-31GREENPOWER MOTOR Co INC. A1Syndicate$20.001,860,000$37,200,000Nasdaq GPIPO5424B4 ↗
2020-08-03Polished.com Inc. MOLead$9.001,111,200$10,000,800NYSE American GOEDIPO4424B4 ↗
2020-07-15Fat Brands, Inc CALead$24.95360,000$8,982,000Nasdaq FATIPO3424B1 ↗
2020-06-12Lantern Pharma Inc. TXLead$15.001,750,000$26,250,000Nasdaq LTRNIPO3424B4 ↗
2020-02-14DUOS TECHNOLOGIES GROUP, INC. FLLead$6.001,350,000$8,100,000OTCQX DUOTDOffering3424B4 ↗
2020-01-30Annovis Bio, Inc. PALead$6.002,000,000$12,000,000NYSE American ANVSIPO1424B4 ↗
2019-12-06LMP Automotive Holdings, Inc. FLLead$5.002,300,000$11,500,000Nasdaq LMPXIPO3424B4 ↗
2018-10-18Bridgeline Digital, Inc. MALead$0.504,288$2,144Nasdaq BLINOffering3424B4 ↗
2018-09-28cbdMD, Inc. NCLead$3.501,714,286$6,000,001NYSE American LEVBIPO2424B4 ↗
2018-08-13ELECTRAMECCANICA VEHICLES CORP. AZLead$4.232,353,000$9,953,190Nasdaq SOLOOffering4424B4 ↗
2012-10-11INTERCEPT PHARMACEUTICALS, INC. NJSyndicate$15.005,000,000$75,000,000Nasdaq ICPTIPO7424B4 ↗
2012-03-30Enphase Energy, Inc. CASyndicate$6.008,969,697$53,818,182Nasdaq ENPHIPO6424B4 ↗
2011-11-17Angie's List, Inc. INSyndicate$8.418,793,408$73,952,561Nasdaq ANGIIPO9424B4 ↗
2011-11-16InvenSense Inc CASyndicate$7.5010,000,000$75,000,000NYSE INVNIPO6424B4 ↗
2011-07-20ZILLOW INC WASyndicate$20.003,462,000$69,240,000Nasdaq ZIPO5424B4 ↗
2011-06-23ECOTALITY, INC. AZSyndicate$2.508,500,000$21,250,000Nasdaq ECTYOffering3424B4 ↗
2011-05-25ACTIVE NETWORK INC CASyndicate$15.0011,000,000$165,000,000NYSE ACTVIPO8424B4 ↗
2011-02-02NEOPHOTONICS CORP CASyndicate$11.007,500,000$82,500,000IPO7424B4 ↗
2011-01-28Velti plc L2Syndicate$12.0012,518,008$150,216,096Nasdaq VELTIPO5424B1 ↗
2010-08-12MediaMind Technologies Inc. NYSyndicate$11.505,000,000$57,500,000Nasdaq MDMDIPO5424B4 ↗
2010-07-07IndiePub Entertainment, Inc. OHSyndicate$6.001,600,000$9,600,000Nasdaq ZOOOffering2424B4 ↗
2010-06-01GenMark Diagnostics, Inc. CASyndicate$6.004,600,000$27,600,000IPO3424B4 ↗
2010-03-31MERU NETWORKS INC CASyndicate$5.824,386,784$25,531,082IPO6424B1 ↗
2009-11-18Fortinet, Inc. CASyndicate$12.5012,500,000$156,250,000Nasdaq FTNTIPO8424B4 ↗
2009-05-21OPENTABLE INC CASyndicate$20.003,000,000$60,000,000Nasdaq OPENIPO4424B1 ↗
2008-01-15HUGHES Telematics, Inc. GASyndicate15,000,000-NYSE American TKP.UIPO4424B4 ↗
2007-12-14Stride, Inc. VASyndicate$18.006,000,000$108,000,000NYSE Arca LRNIPO7424B4 ↗
2007-11-09AMERICAN PUBLIC EDUCATION INC WVSyndicate$20.004,687,500$93,750,000Nasdaq APEIIPO8424B4 ↗
2007-03-15BigBand Networks, Inc. CALead$13.0010,700,000$139,100,000Nasdaq BBNDIPO5424B4 ↗
2007-03-08CLEARWIRE CORP WASyndicate$25.0024,000,000$600,000,000Nasdaq CLWRIPO18424B4 ↗
2006-11-20FIRST SOLAR, INC. AZSyndicate$20.0020,000,000$400,000,000Nasdaq FSLRIPO5424B4 ↗
2006-10-13ACME PACKET INC MALead$9.5011,474,528$109,008,016Nasdaq APKTIPO4424B4 ↗
2006-06-06LUNA INNOVATIONS INC VALead$6.003,500,000$21,000,000Nasdaq LUNAIPO2424B4 ↗
2006-04-06Castle Brands Inc NYSyndicate$9.003,500,000$31,500,000NYSE American ROXIPO7424B4 ↗
2006-03-16Tower US Holdings Inc. CALead$6.0025,000,000$150,000,000NYSE American AQR.UIPO5424B4 ↗
2006-02-23LIQUIDITY SERVICES INC MDSyndicate$10.007,687,362$76,873,620Nasdaq LQDTIPO7424B4 ↗
2006-01-26HIGHBURY FINANCIAL INC COLead$6.006,733,333$40,399,998OTC HBRYUIPO3424B4 ↗
2005-11-09IROBOT CORP MASyndicate$24.004,300,000$103,200,000Nasdaq IRBTIPO7424B4 ↗
2005-11-02CBEYOND, INC. GASyndicate$12.006,132,353$70,588,236Nasdaq CBEYIPO4424B4 ↗
2005-11-02WEB.COM GROUP, INC. FLSyndicate$3.546,800,000$24,072,000Nasdaq WSPIIPO9424B1 ↗
2005-10-28STRATA Skin Sciences, Inc. PALead$5.004,000,000$20,000,000Nasdaq MELAIPO5424B4 ↗
2005-09-29TALEO CORP CALead$14.006,700,000$93,800,000Nasdaq TLEOIPO5424B4 ↗
2005-08-05Advanced Life Sciences Holdings, Inc.Lead$5.007,000,000$32,000,000Nasdaq ADLSIPO3424B4 ↗
2005-06-29NEUSTAR INC VASyndicate$22.0027,500,000$605,000,000NYSE NSRIPO8424B4 ↗
2005-03-09TERREMARK WORLDWIDE INC. FLSyndicate$0.7360,000,000$43,800,000NYSE American TWWOffering12424B1 ↗
2005-02-04Ku6 Media Co., Ltd F4Syndicate$10.256,880,000$70,520,000Nasdaq HRAYIPO3424B4 ↗
2004-12-17Cambridge Display Technology, Inc. X0Syndicate$12.002,500,000$30,000,000Nasdaq OLEDIPO9424B4 ↗
2004-12-15Great Wolf Resorts, Inc. WISyndicate$17.0014,000,000$238,000,000Nasdaq WOLFIPO8424B4 ↗
2004-12-09TearLab Corp CASyndicate$12.008,400,000$100,800,000Nasdaq RHEOIPO8424B4 ↗
2004-10-07INTRALASE CORP CASyndicate$13.006,636,314$86,272,082Nasdaq ILSEIPO5424B4 ↗
2004-09-23EDUCATE INC MDSyndicate$11.0015,000,000$165,000,000Nasdaq EEEEIPO6424B4 ↗
2004-06-23COLOR KINETICS INC MALead$10.004,000,000$40,000,000Nasdaq CLRKIPO5424B1 ↗
2004-06-22MOMENTA PHARMACEUTICALS INC MASyndicate$6.505,350,000$34,775,000Nasdaq MNTAIPO4424B4 ↗
2004-05-28ALNYLAM PHARMACEUTICALS, INC. MASyndicate$6.005,000,000$30,000,000Nasdaq ALNYIPO4424B4 ↗
2003-10-30MICROMET, INC. MDSyndicate$12.006,000,000$72,000,000Nasdaq CNVXIPO8424B4 ↗
2003-10-08ACUSPHERE INC MASyndicate$14.003,750,000$52,500,000Nasdaq ACUSIPO9424B1 ↗
2001-06-19PRINCETON REVIEW INC MASyndicate$11.005,400,000$59,400,000Nasdaq REVUIPO15424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 15

FiledCompanyRoleRangeSharesListingStatusDocument
2026-11-06Alopexx, Inc.Lead$10.00–$12.003,000,000NYSE American ALPXPendingS-1/A ↗
2026-10-29NuvOx Therapeutics, Inc.Lead$6.00–$8.002,860,000NYSE American NUOXPendingS-1/A ↗
2026-10-06Silentium Ltd.Lead$6.00–$8.002,150,000NYSE American SIAIPendingF-1/A ↗
2026-09-18Santa Ana Global Enterprises, S.A.Lead$13.00–$15.001,154,000NYSE American STNFPendingF-1 ↗
2026-09-02Devonian Health Group Inc.Lead-NYSE American DHGRPendingF-1/A ↗
2026-06-01Innovative Digital Investors Acquisition Corp.Lead12,500,000Nasdaq IDIAUWithdrawn 2024-11-21S-1/A ↗
2026-05-13Cortigent, Inc.Lead1,500,000NYSE American CRGTPendingS-1/A ↗
2026-05-04Akston Biosciences CorpLead$8.00–$10.002,222,222NYSE American AXTNPendingS-1/A ↗
2026-04-03INNOCAN PHARMA CorpLead$5.00–$6.003,750,000OTCQB INNPFWithdrawn 2026-02-23F-1/A ↗
2026-03-20Medical 21, Inc.Lead$10.00–$12.002,272,727 MAVGPendingS-1/A ↗
2026-03-16Option Therapeutics Inc.Lead$10.00–$12.001,818,182NYSE American OPTNPendingS-1/A ↗
2026-01-27Invea Therapeutics, IncLead$10.00–$12.003,200,000Nasdaq INAIWithdrawn 2024-03-29S-1/A ↗
2025-11-28SFIDA X, Inc.Lead$5.00–$6.001,000,000Nasdaq SFDXWithdrawn 2026-01-27F-1/A ↗
2022-11-14DEFSEC Technologies Inc.Lead-Nasdaq KWEWithdrawn 2024-08-14F-1/A ↗
2020-08-25Harbor Custom Development, Inc.Lead$6.00–$8.001,785,714Nasdaq HCDIWithdrawn 2024-04-22S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
of Contents160
ThinkEquity, a division of Fordham Financial Management, Inc139
BofA Securities122
Merrill Lynch129
Piper Sandler125
Citigroup118
Cowen95
J.P. Morgan97
Morgan Stanley98
Jefferies82
Stifel80
CIBC World Markets62

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.