IPO registrations (S-1, F-1) · Underwriters
Cazenove & Co
- Deals
- 23 priced offerings as an underwriter, 3 as lead manager or representative; 21 initial public offerings
- Proceeds of those deals
- $17,250,178,620 ($193,700,000 as lead)
- Years
- 1994–2004
- Named in
- 27 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as CAZENOVE INCORPORATED · filings on EDGAR ↗
- Named as
- Cazenove & Co; Cazenove Inc; Cazenove Incorporated
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2004 | 2 | 0 | $2,693,481,546 |
| 2003 | 1 | 0 | $2,870,676,553 |
| 2002 | 1 | 0 | $166,287,450 |
| 2001 | 1 | 0 | $420,000,000 |
| 2000 | 3 | 1 | $648,481,250 |
| 1999 | 6 | 0 | $4,779,328,000 |
| 1998 | 2 | 0 | $4,818,497,821 |
| 1997 | 4 | 1 | $783,951,000 |
| 1996 | 2 | 1 | - |
| 1994 | 1 | 0 | $69,475,000 |
Deals 23
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-11-12 | China Netcom Group CORP (Hong Kong) LTD F4 | Syndicate | $21.82 | 47,069,300 | $1,027,052,126 | NYSE CN | IPO | 17 | 424B4 ↗ | |
| 2004-08-19 | GOOGLE INC. CA | Syndicate | $85.00 | 19,605,052 | $1,666,429,420 | Nasdaq GOOG | IPO | 27 | 424B4 ↗ | |
| 2003-12-15 | CHINA LIFE INSURANCE CO LTD F4 | Syndicate | $18.68 | 153,676,475 | $2,870,676,553 | NYSE LFC | IPO | 25 | 424B4 ↗ | |
| 2002-12-06 | CME GROUP INC. IL | Syndicate | $35.00 | 4,751,070 | $166,287,450 | NYSE CME | IPO | 11 | 424B1 ↗ | |
| 2001-05-22 | PEABODY ENERGY CORP MO | Syndicate | $28.00 | 15,000,000 | $420,000,000 | NYSE BTU | IPO | 21 | 424B1 ↗ | |
| 2000-10-20 | WIPRO LTD | Syndicate | $41.38 | 2,750,000 | $113,781,250 | NYSE WIT | IPO | 7 | 424B4 ↗ | |
| 2000-07-11 | AXCELIS TECHNOLOGIES INC MA | Syndicate | $22.00 | 15,500,000 | $341,000,000 | Nasdaq ACLS | IPO | 19 | 424B4 ↗ | |
| 2000-03-06 | IFCO SYSTEMS NV P7 | Lead | $14.90 | 13,000,000 | $193,700,000 | Nasdaq IFCO | IPO | 9 | 424B1 ↗ | |
| 1999-10-04 | WILLIAMS COMMUNICATIONS GROUP INC CO | Syndicate | $23.00 | 29,600,000 | $680,800,000 | NYSE WCG | IPO | 9 | 424B4 ↗ | |
| 1999-08-11 | BLOCKBUSTER INC TX | Syndicate | $15.00 | 31,000,000 | $465,000,000 | NYSE BBI | IPO | 27 | 424B4 ↗ | |
| 1999-06-11 | AZURIX CORP TX | Syndicate | $19.00 | 36,600,000 | $695,400,000 | NYSE AZX | IPO | 40 | 424B4 ↗ | |
| 1999-03-31 | PEPSI BOTTLING GROUP INC NY | Syndicate | $23.00 | 100,000,000 | $2,300,000,000 | NYSE PBG | IPO | 44 | 424B4 ↗ | |
| 1999-03-11 | Infosys Ltd | Syndicate | $34.00 | 1,800,000 | $61,200,000 | Nasdaq INFY | IPO | 12 | 424B4 ↗ | |
| 1999-02-12 | UGC EUROPE INC CO | Syndicate | $32.78 | 17,600,000 | $576,928,000 | Nasdaq UPCOY | IPO | 8 | 424B4 ↗ | |
| 1998-10-22 | CONOCOPHILLIPS HOLDING CO TX | Syndicate | $23.00 | 191,456,427 | $4,403,497,821 | NYSE COC | IPO | 52 | 424B4 ↗ | |
| 1998-05-12 | YOUNG & RUBICAM INC. NY | Syndicate | $25.00 | 16,600,000 | $415,000,000 | NYSE YNR | IPO | 48 | 424B4 ↗ | |
| 1997-11-07 | TELEPORT COMMUNICATIONS GROUP INC NJ | Syndicate | 15,000,000 | - | Nasdaq TCGI | Offering | 34 | 424B1 ↗ | ||
| 1997-07-28 | GALILEO INTERNATIONAL INC NY | Syndicate | $24.50 | 31,998,000 | $783,951,000 | NYSE GLC | IPO | 46 | 424B4 ↗ | |
| 1997-06-20 | METRIKA SYSTEMS CORP CA | Lead | 2,000,000 | - | NYSE American MKA | IPO | 3 | 424B4 ↗ | ||
| 1997-02-21 | U S RENTALS INC CA | Syndicate | 10,000,000 | - | NYSE USR | IPO | 43 | 424B1 ↗ | ||
| 1996-06-14 | METROMAIL CORP IL | Syndicate | 12,000,000 | - | IPO | 40 | 424B1 ↗ | |||
| 1996-06-07 | THERMO OPTEK CORP MA | Lead | 3,000,000 | - | IPO | 4 | 424B1 ↗ | |||
| 1994-01-24 | HOST MARRIOTT CORP/MD MD | Syndicate | $3.97 | 17,500,000 | $69,475,000 | NYSE HMT | Offering | 75 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 3
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2000-08-07 | AMERICA ONLINE LATIN AMERICA INC | Syndicate | $8.00–$10.00 | 25,000,000 | Nasdaq AOLA | Pending | S-1/A ↗ |
| 1997-06-10 | METRIKA SYSTEMS CORP | Syndicate | $15.50–$18.50 | 2,000,000 | Priced 1997-06-20 (terms not read) | S-1/A ↗ | |
| 1996-06-04 | THERMO OPTEK CORP | Syndicate | $12.00–$14.00 | 3,000,000 | Withdrawn 1996-12-18 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Citigroup | 17 | 8 |
| Morgan Stanley | 16 | 8 |
| Credit Suisse | 14 | 5 |
| Lehman Brothers | 14 | 8 |
| Bear Stearns | 11 | 4 |
| Goldman Sachs | 11 | 3 |
| Donaldson, Lufkin & Jenrette | 10 | 5 |
| J.P. Morgan | 10 | 1 |
| Merrill Lynch | 10 | 4 |
| A.G. Edwards | 9 | 0 |
| Deutsche Bank | 9 | 2 |
| PaineWebber | 9 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.