IPO registrations (S-1, F-1) · Underwriters
Doley Securities, Inc
- Deals
- 18 priced offerings as an underwriter; 18 initial public offerings
- Proceeds of those deals
- $24,837,125,000
- Years
- 1998–2002
- SEC registration
- Broker-dealer registered as DOLEY SECURITIES, LLC. · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2002 | 1 | 0 | $3,885,000,000 |
| 2001 | 4 | 0 | $13,635,000,000 |
| 2000 | 1 | 0 | $80,000,000 |
| 1999 | 8 | 0 | $6,777,750,000 |
| 1998 | 4 | 0 | $459,375,000 |
Deals 18
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-03-22 | TRAVELERS PROPERTY CASUALTY CORP CT | Syndicate | $18.50 | 210,000,000 | $3,885,000,000 | NYSE TAP.A | IPO | 62 | 424B4 ↗ | |
| 2001-12-13 | PRUDENTIAL FINANCIAL INC NJ | Syndicate | $27.50 | 110,000,000 | $3,025,000,000 | NYSE PRU | IPO | 47 | 424B1 ↗ | |
| 2001-10-23 | PRINCIPAL FINANCIAL GROUP INC IA | Syndicate | $18.50 | 100,000,000 | $1,850,000,000 | NYSE PFG | IPO | 36 | 424B1 ↗ | |
| 2001-06-13 | Mondelez International, Inc. IL | Syndicate | $31.00 | 280,000,000 | $8,680,000,000 | NYSE KFT | IPO | 69 | 424B1 ↗ | |
| 2001-06-07 | TORCH OFFSHORE INC LA | Syndicate | $16.00 | 5,000,000 | $80,000,000 | Nasdaq TORC | IPO | 14 | 424B4 ↗ | |
| 2000-04-05 | CMC Materials, Inc. IL | Syndicate | $20.00 | 4,000,000 | $80,000,000 | Nasdaq CCMP | IPO | 10 | 424B4 ↗ | |
| 1999-12-08 | CLASSIC COMMUNICATIONS INC TX | Syndicate | $25.00 | 8,250,000 | $206,250,000 | Nasdaq CLSC | IPO | 13 | 424B4 ↗ | |
| 1999-11-05 | WEBVAN GROUP INC CA | Syndicate | $15.00 | 25,000,000 | $375,000,000 | Nasdaq WBVN | IPO | 24 | 424B1 ↗ | |
| 1999-10-29 | ALLIED RISER COMMUNICATIONS CORP TX | Syndicate | $18.00 | 12,600,000 | $283,500,000 | Nasdaq ARCC | IPO | 15 | 424B1 ↗ | |
| 1999-08-20 | LABRANCHE & CO INC NY | Syndicate | $14.00 | 10,500,000 | $147,000,000 | NYSE LAB | IPO | 28 | 424B4 ↗ | |
| 1999-05-26 | BARNESANDNOBLE COM INC NY | Syndicate | $4.36 | 25,000,000 | $109,000,000 | Nasdaq BNBN | IPO | 25 | 424B4 ↗ | |
| 1999-05-04 | GOLDMAN SACHS GROUP INC NY | Syndicate | $53.00 | 69,000,000 | $3,657,000,000 | NYSE GS | IPO | 80 | 424B4 ↗ | |
| 1999-02-05 | DEL MONTE FOODS CO CA | Syndicate | $15.00 | 20,000,000 | $300,000,000 | NYSE DLM | IPO | 25 | 424B1 ↗ | |
| 1999-02-05 | DELPHI CORP MI | Syndicate | $17.00 | 100,000,000 | $1,700,000,000 | NYSE DPH | IPO | 42 | 424B4 ↗ | |
| 1998-12-10 | INFINITY BROADCASTING CORP /DE/ NY | Syndicate | 140,000,000 | - | NYSE INF | IPO | 41 | 424B1 ↗ | ||
| 1998-11-12 | MONY GROUP INC NY | Syndicate | $23.50 | 11,250,000 | $264,375,000 | NYSE MNY | IPO | 16 | 424B4 ↗ | |
| 1998-08-13 | CONCENTRIX CVG Corp CA | Syndicate | $15.00 | 13,000,000 | $195,000,000 | NYSE CVG | IPO | 24 | 424B1 ↗ | |
| 1998-07-23 | CENTRUS ENERGY CORP MD | Syndicate | 100,000,000 | - | NYSE USU | IPO | 56 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Goldman Sachs | 16 | 10 |
| Merrill Lynch | 15 | 10 |
| A.G. Edwards | 14 | 1 |
| Legg Mason | 14 | 0 |
| Citigroup | 13 | 7 |
| Bear Stearns | 12 | 3 |
| Edward D. Jones & Co., L.P | 12 | 0 |
| Morgan Stanley | 11 | 8 |
| Donaldson, Lufkin & Jenrette | 10 | 4 |
| Robertson Stephens | 10 | 1 |
| Credit Suisse | 9 | 5 |
| J.P. Morgan | 9 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.