IPO registrations (S-1, F-1) · Registrants

DELPHI CORP

SEC CIK
1072342 · filings on EDGAR ↗
Former names
DELPHI AUTOMOTIVE SYSTEMS CORP (1998–2002)
Registration
Form S-1, first filed 1998-11-16, last 2008-03-11; 2 initial registrations, 7 amendments
Outcome
Final prospectus filed 1999-02-05; declared effective 2008-03-11; withdrawal requested 2004-08-09
Industry (SIC)
Motor Vehicle Parts & Accessories 3714
Incorporated in
DE
Business address
5725 DELPHI DRIVE, Troy, MI 48098
EIN
38-3430473
EDGAR entity type
operating
Insiders and CEO pay
DELPHI CORP on the corporate pages

Offering terms

Proposed price range
$15.00–$18.00 per share (S-1/A filed 1999-02-02)
Final price
$17.00 per share, within the range (424B4 filed 1999-02-05, an initial public offering)
Shares sold
100,000,000
Gross proceeds
$1,700,000,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol DPH
Lead underwriters
Morgan Stanley (15,950,000 shares)
Syndicate
Goldman Sachs (15,950,000); Merrill Lynch (15,950,000); Donaldson, Lufkin & Jenrette (7,975,000); Schroder & Co. Inc (7,975,000); Baird (500,000); Bear Stearns (900,000); Sanford C. Bernstein & Co., Inc (500,000); Blaylock & Partners, L.P (500,000); BNY Capital Markets, Inc (900,000); J.P. Morgan (900,000); Oppenheimer (900,000); Deutsche Bank (900,000); Doley Securities, Inc (500,000); A.G. Edwards (900,000); Fahnestock & Co. Inc (500,000); Gabelli & Company Inc (500,000); Guzman & Company (500,000); ING Baring Furman Selz LLC (900,000); Janney Montgomery Scott (500,000); Edward D. Jones & Co., L.P (500,000); Legg Mason (500,000); Lehman Brothers (900,000); Montgomery Securities (900,000); Neuberger & Berman, LLC (500,000); PaineWebber (900,000); Raymond James (500,000); Scotia Capital Markets (USA) Inc (500,000); Cowen (900,000); Muriel Siebert & Co. (500,000); Citigroup (900,000); TD Securities (500,000); Wheat First Securities, Inc (500,000); Siebert Williams Shank (500,000); J. Henry Schroder & Co. Limited (1,612,500); Banco Santander de Negocios, S.A (300,000); Banque Nationale de Paris (300,000); Commerzbank Aktiengesellschaft (300,000); Credit Lyonnais Securities (300,000); HSBC Investment Bank Plc (300,000); Kleinwort Benson Limited (300,000); Nomura (300,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 14

FiledFormWhat it isName as filedEDGAR
1998-11-16S-1S-1 (registration)DELPHI AUTOMOTIVE SYSTEMS CORP0000950124-98-006677 ↗
1998-12-23S-1/AS-1/A (amendment)DELPHI AUTOMOTIVE SYSTEMS CORP0000950124-98-007634 ↗
1999-01-14S-1/AS-1/A (amendment)DELPHI AUTOMOTIVE SYSTEMS CORP0000950124-99-000225 ↗
1999-01-20S-1/AS-1/A (amendment)DELPHI AUTOMOTIVE SYSTEMS CORP0000950124-99-000339 ↗
1999-01-27S-1/AS-1/A (amendment)DELPHI AUTOMOTIVE SYSTEMS CORP0000950124-99-000477 ↗
1999-02-02S-1/AS-1/A (amendment)DELPHI AUTOMOTIVE SYSTEMS CORP0000950124-99-000648 ↗
1999-02-05424B4424B4 (final prospectus)DELPHI AUTOMOTIVE SYSTEMS CORP0000950124-99-000739 ↗
2004-08-09RWRW (withdrawal request)DELPHI CORP0000950124-04-003656 ↗
2007-03-07S-1S-1 (registration)DELPHI CORP0000950124-07-001347 ↗
2007-12-20S-1/AS-1/A (amendment)DELPHI CORP0000950137-07-018746 ↗
2008-03-11S-1/AS-1/A (amendment)DELPHI CORP0000950124-08-001151 ↗
2008-03-11EFFECTEFFECT (declared effective)DELPHI CORP9999999995-08-000750 ↗
2008-09-17EFFECTEFFECT (declared effective)DELPHI CORP9999999995-08-002848 ↗
2009-11-06EFFECTEFFECT (declared effective)DELPHI CORP9999999995-09-003082 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1999-02-02S-1/Aregistration statement$15.00–$18.00100,000,000-NYSE DPH52from the submission text; range, shares headline, underwriting table 1, cover names 51document ↗
1999-02-05424B4final prospectus$17.00100,000,000$1,700,000,000NYSE DPH42from the submission text; price line, shares headline, proceeds computed, underwriting table 42, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BERTRAND JAMES AOfficerVP & Pres AHG and Thermal; VP & Pres Auto Holdings Group52006–2009
HACHEY GUY COfficerVP & Pres Powertrain Sys42006–2008
ORDONEZ FRANK AOfficerVP & Pres Prod & Service Sols; VP & Pres Product & Svc52006–2009
OWENS JEFFREY JOfficerVP & Pres Elec & Safety; VP & Pres Electronics & Safety52006–2009person page Fuzzy
PIRTLE RONALD MOfficerVP & Pres Thermal Sys; VP & Pres Thermal Systems62006–2009
REMENAR ROBERT JOfficerVP & Pres Steering52006–2009person page Fuzzy
SPENCER JAMES AOfficer; Officer,TenPercentOwnerVP & Pres DP Elec/Elec Archit; VP & Pres Elec/Elec Archit62006–2009
Englar John DDirector12006
Timko Thomas SOfficerChief Accounting Officer & Con12006
Welch Martin EDirector12006person page Fuzzy
APPALOOSA INVESTMENT LP IOther12006
APPALOOSA MANAGEMENT LPOther12006
APPALOOSA PARTNERS INCOther12006
PALOMINO FUND LTDOther12006
TEPPER DAVID AOther12006
MERRILL LYNCH BANK & TRUST CO FSBTenPercentOwner; TenPercentOwnerOther172006–2008
MERRILL LYNCH & CO INCTenPercentOwner; TenPercentOwnerOther172006–2008
MERRILL LYNCH FINANCIAL MARKETS, INCTenPercentOwner; TenPercentOwnerOther172006–2008
MERRILL LYNCH INTERNATIONALTenPercentOwner; TenPercentOwnerOther172006–2008
MERRILL LYNCH PIERCE FENNER & SMITH INCTenPercentOwner; TenPercentOwnerOther172006–2008
GOLDMAN SACHS & COOther52007
GOLDMAN SACHS GROUP INC/Other52007
OWL CREEK I LPOther; TenPercentOwner52007
UBS AGOther12007
FALCONE PHILIPTenPercentOwner12007
HARBERT MANAGEMENT CORPTenPercentOwner12007
HARBERT RAYMOND JTenPercentOwner12007
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.TenPercentOwner12007
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.TenPercentOwner12007
HMC INVESTORS, L.L.C.TenPercentOwner12007
LUCE MICHAEL DTenPercentOwner12007
Pardus Capital Management L.P.Other12007
ONEAL RODNEYDirector,OfficerCEO & President42007–2009
SHEEHAN JOHN DOfficerVP Chief Restructuring Officer52007–2009
WEBER MARK ROfficerExec. VP, Global Business Sys42007–2009

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerDELPHI CORPSEC filers (EDGAR)CIK (EXACT)
Business registrationDELPHI LLCState business registriesname and state
Form 5500 plan sponsorDPH HOLDINGS CORPORATIONEIN (EXACT)
Lobbying clientDELPHI CORPORATIONFederal lobbying (LDA)name and state
Person pageJeffrey J OwensPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageMartin E WelchPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageRobert J RemenarPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.