IPO registrations (S-1, F-1) · Registrants
DELPHI CORP
- SEC CIK
- 1072342 · filings on EDGAR ↗
- Former names
- DELPHI AUTOMOTIVE SYSTEMS CORP (1998–2002)
- Registration
- Form S-1, first filed 1998-11-16, last 2008-03-11; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 1999-02-05; declared effective 2008-03-11; withdrawal requested 2004-08-09
- Industry (SIC)
- Motor Vehicle Parts & Accessories 3714
- Incorporated in
- DE
- Business address
- 5725 DELPHI DRIVE, Troy, MI 48098
- EIN
- 38-3430473
- EDGAR entity type
- operating
- Insiders and CEO pay
- DELPHI CORP on the corporate pages
Offering terms
- Proposed price range
- $15.00–$18.00 per share (S-1/A filed 1999-02-02)
- Final price
- $17.00 per share, within the range (424B4 filed 1999-02-05, an initial public offering)
- Shares sold
- 100,000,000
- Gross proceeds
- $1,700,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol DPH
- Lead underwriters
- Morgan Stanley (15,950,000 shares)
- Syndicate
- Goldman Sachs (15,950,000); Merrill Lynch (15,950,000); Donaldson, Lufkin & Jenrette (7,975,000); Schroder & Co. Inc (7,975,000); Baird (500,000); Bear Stearns (900,000); Sanford C. Bernstein & Co., Inc (500,000); Blaylock & Partners, L.P (500,000); BNY Capital Markets, Inc (900,000); J.P. Morgan (900,000); Oppenheimer (900,000); Deutsche Bank (900,000); Doley Securities, Inc (500,000); A.G. Edwards (900,000); Fahnestock & Co. Inc (500,000); Gabelli & Company Inc (500,000); Guzman & Company (500,000); ING Baring Furman Selz LLC (900,000); Janney Montgomery Scott (500,000); Edward D. Jones & Co., L.P (500,000); Legg Mason (500,000); Lehman Brothers (900,000); Montgomery Securities (900,000); Neuberger & Berman, LLC (500,000); PaineWebber (900,000); Raymond James (500,000); Scotia Capital Markets (USA) Inc (500,000); Cowen (900,000); Muriel Siebert & Co. (500,000); Citigroup (900,000); TD Securities (500,000); Wheat First Securities, Inc (500,000); Siebert Williams Shank (500,000); J. Henry Schroder & Co. Limited (1,612,500); Banco Santander de Negocios, S.A (300,000); Banque Nationale de Paris (300,000); Commerzbank Aktiengesellschaft (300,000); Credit Lyonnais Securities (300,000); HSBC Investment Bank Plc (300,000); Kleinwort Benson Limited (300,000); Nomura (300,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: DELPHI LLC Fuzzy (name and state)
- Form 5500 plan sponsor: DPH HOLDINGS CORPORATION EXACT (EIN (EXACT))
- Lobbying client: DELPHI CORPORATION Fuzzy (name and state)
- SEC filer: DELPHI CORP EXACT (CIK (EXACT))
- Person page: Jeffrey J Owens Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Martin E Welch Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Robert J Remenar Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-11-16 | S-1 | S-1 (registration) | DELPHI AUTOMOTIVE SYSTEMS CORP | 0000950124-98-006677 ↗ |
| 1998-12-23 | S-1/A | S-1/A (amendment) | DELPHI AUTOMOTIVE SYSTEMS CORP | 0000950124-98-007634 ↗ |
| 1999-01-14 | S-1/A | S-1/A (amendment) | DELPHI AUTOMOTIVE SYSTEMS CORP | 0000950124-99-000225 ↗ |
| 1999-01-20 | S-1/A | S-1/A (amendment) | DELPHI AUTOMOTIVE SYSTEMS CORP | 0000950124-99-000339 ↗ |
| 1999-01-27 | S-1/A | S-1/A (amendment) | DELPHI AUTOMOTIVE SYSTEMS CORP | 0000950124-99-000477 ↗ |
| 1999-02-02 | S-1/A | S-1/A (amendment) | DELPHI AUTOMOTIVE SYSTEMS CORP | 0000950124-99-000648 ↗ |
| 1999-02-05 | 424B4 | 424B4 (final prospectus) | DELPHI AUTOMOTIVE SYSTEMS CORP | 0000950124-99-000739 ↗ |
| 2004-08-09 | RW | RW (withdrawal request) | DELPHI CORP | 0000950124-04-003656 ↗ |
| 2007-03-07 | S-1 | S-1 (registration) | DELPHI CORP | 0000950124-07-001347 ↗ |
| 2007-12-20 | S-1/A | S-1/A (amendment) | DELPHI CORP | 0000950137-07-018746 ↗ |
| 2008-03-11 | S-1/A | S-1/A (amendment) | DELPHI CORP | 0000950124-08-001151 ↗ |
| 2008-03-11 | EFFECT | EFFECT (declared effective) | DELPHI CORP | 9999999995-08-000750 ↗ |
| 2008-09-17 | EFFECT | EFFECT (declared effective) | DELPHI CORP | 9999999995-08-002848 ↗ |
| 2009-11-06 | EFFECT | EFFECT (declared effective) | DELPHI CORP | 9999999995-09-003082 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-02-02 | S-1/A | registration statement | $15.00–$18.00 | 100,000,000 | - | NYSE DPH | 52 | from the submission text; range, shares headline, underwriting table 1, cover names 51 | document ↗ | |
| 1999-02-05 | 424B4 | final prospectus | $17.00 | 100,000,000 | $1,700,000,000 | NYSE DPH | 42 | from the submission text; price line, shares headline, proceeds computed, underwriting table 42, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BERTRAND JAMES A | Officer | VP & Pres AHG and Thermal; VP & Pres Auto Holdings Group | 5 | 2006–2009 | |
| HACHEY GUY C | Officer | VP & Pres Powertrain Sys | 4 | 2006–2008 | |
| ORDONEZ FRANK A | Officer | VP & Pres Prod & Service Sols; VP & Pres Product & Svc | 5 | 2006–2009 | |
| OWENS JEFFREY J | Officer | VP & Pres Elec & Safety; VP & Pres Electronics & Safety | 5 | 2006–2009 | person page Fuzzy |
| PIRTLE RONALD M | Officer | VP & Pres Thermal Sys; VP & Pres Thermal Systems | 6 | 2006–2009 | |
| REMENAR ROBERT J | Officer | VP & Pres Steering | 5 | 2006–2009 | person page Fuzzy |
| SPENCER JAMES A | Officer; Officer,TenPercentOwner | VP & Pres DP Elec/Elec Archit; VP & Pres Elec/Elec Archit | 6 | 2006–2009 | |
| Englar John D | Director | 1 | 2006 | ||
| Timko Thomas S | Officer | Chief Accounting Officer & Con | 1 | 2006 | |
| Welch Martin E | Director | 1 | 2006 | person page Fuzzy | |
| APPALOOSA INVESTMENT LP I | Other | 1 | 2006 | ||
| APPALOOSA MANAGEMENT LP | Other | 1 | 2006 | ||
| APPALOOSA PARTNERS INC | Other | 1 | 2006 | ||
| PALOMINO FUND LTD | Other | 1 | 2006 | ||
| TEPPER DAVID A | Other | 1 | 2006 | ||
| MERRILL LYNCH BANK & TRUST CO FSB | TenPercentOwner; TenPercentOwnerOther | 17 | 2006–2008 | ||
| MERRILL LYNCH & CO INC | TenPercentOwner; TenPercentOwnerOther | 17 | 2006–2008 | ||
| MERRILL LYNCH FINANCIAL MARKETS, INC | TenPercentOwner; TenPercentOwnerOther | 17 | 2006–2008 | ||
| MERRILL LYNCH INTERNATIONAL | TenPercentOwner; TenPercentOwnerOther | 17 | 2006–2008 | ||
| MERRILL LYNCH PIERCE FENNER & SMITH INC | TenPercentOwner; TenPercentOwnerOther | 17 | 2006–2008 | ||
| GOLDMAN SACHS & CO | Other | 5 | 2007 | ||
| GOLDMAN SACHS GROUP INC/ | Other | 5 | 2007 | ||
| OWL CREEK I LP | Other; TenPercentOwner | 5 | 2007 | ||
| UBS AG | Other | 1 | 2007 | ||
| FALCONE PHILIP | TenPercentOwner | 1 | 2007 | ||
| HARBERT MANAGEMENT CORP | TenPercentOwner | 1 | 2007 | ||
| HARBERT RAYMOND J | TenPercentOwner | 1 | 2007 | ||
| HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | TenPercentOwner | 1 | 2007 | ||
| HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | TenPercentOwner | 1 | 2007 | ||
| HMC INVESTORS, L.L.C. | TenPercentOwner | 1 | 2007 | ||
| LUCE MICHAEL D | TenPercentOwner | 1 | 2007 | ||
| Pardus Capital Management L.P. | Other | 1 | 2007 | ||
| ONEAL RODNEY | Director,Officer | CEO & President | 4 | 2007–2009 | |
| SHEEHAN JOHN D | Officer | VP Chief Restructuring Officer | 5 | 2007–2009 | |
| WEBER MARK R | Officer | Exec. VP, Global Business Sys | 4 | 2007–2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | DELPHI CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | DELPHI LLC | State business registries | name and state | |
| Form 5500 plan sponsor | DPH HOLDINGS CORPORATION | EIN (EXACT) | ||
| Lobbying client | DELPHI CORPORATION | Federal lobbying (LDA) | name and state | |
| Person page | Jeffrey J Owens | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Martin E Welch | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Robert J Remenar | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.