IPO registrations (S-1, F-1) · Underwriters
Schroder & Co. Inc
- Deals
- 65 priced offerings as an underwriter, 13 as lead manager or representative; 56 initial public offerings
- Proceeds of those deals
- $25,776,664,368 ($2,885,752,500 as lead)
- Years
- 1997–1999
- Named in
- 79 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Schroder & Co. Inc; Schroder & CO. Inc
Deals by year
Deals 65
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-12-16 | INFONET SERVICES CORP CA | Syndicate | $21.00 | 51,282,300 | $1,076,928,300 | NYSE IN | IPO | 30 | 424B1 ↗ | |
| 1999-12-13 | BGC Group, Inc. NY | Syndicate | $22.00 | 9,000,000 | $198,000,000 | Nasdaq ESPD | IPO | 27 | 424B4 ↗ | |
| 1999-11-18 | SYMYX TECHNOLOGIES INC CA | Syndicate | $14.00 | 5,538,000 | $77,532,000 | Nasdaq SMMX | IPO | 4 | 424B4 ↗ | |
| 1999-10-19 | MARTHA STEWART LIVING OMNIMEDIA INC NY | Syndicate | $18.00 | 7,200,000 | $129,600,000 | IPO | 31 | 424B4 ↗ | ||
| 1999-10-19 | RADIO UNICA COMMUNICATIONS CORP FL | Syndicate | $16.00 | 6,840,000 | $109,440,000 | Nasdaq UNCA | IPO | 21 | 424B1 ↗ | |
| 1999-10-07 | NEUBERGER BERMAN INC NY | Lead | $32.00 | 7,250,000 | $232,000,000 | NYSE NEU | IPO | 8 | 424B4 ↗ | |
| 1999-10-04 | BlackRock Holdco 2, Inc. NY | Syndicate | $14.00 | 9,000,000 | $126,000,000 | NYSE BLK | IPO | 39 | 424B4 ↗ | |
| 1999-08-20 | LABRANCHE & CO INC NY | Syndicate | $14.00 | 10,500,000 | $147,000,000 | NYSE LAB | IPO | 28 | 424B4 ↗ | |
| 1999-08-19 | WINK COMMUNICATIONS INC CA | Syndicate | $16.00 | 4,750,000 | $76,000,000 | IPO | 33 | 424B4 ↗ | ||
| 1999-08-16 | U S AGGREGATES INC CA | Lead | $15.00 | 5,000,000 | $75,000,000 | NYSE AGA | IPO | 17 | 424B4 ↗ | |
| 1999-08-13 | IXNET INC NJ | Syndicate | $15.00 | 6,500,000 | $97,500,000 | NYSE American IPI | IPO | 30 | 424B1 ↗ | |
| 1999-08-12 | NETSCOUT SYSTEMS INC MA | Syndicate | $4.21 | 3,000,000 | $12,630,000 | Nasdaq NTCT | IPO | 19 | 424B1 ↗ | |
| 1999-08-11 | BLOCKBUSTER INC TX | Syndicate | $15.00 | 31,000,000 | $465,000,000 | NYSE BBI | IPO | 27 | 424B4 ↗ | |
| 1999-07-29 | LENNOX INTERNATIONAL INC TX | Syndicate | $18.75 | 8,500,000 | $159,375,000 | NYSE LII | IPO | 17 | 424B4 ↗ | |
| 1999-07-21 | INSIGHT COMMUNICATIONS CO INC NY | Syndicate | $24.50 | 23,000,000 | $563,500,000 | IPO | 36 | 424B4 ↗ | ||
| 1999-07-16 | PARADYNE NETWORKS INC FL | Syndicate | $17.00 | 6,000,000 | $102,000,000 | IPO | 34 | 424B1 ↗ | ||
| 1999-06-23 | TD WATERHOUSE GROUP INC NY | Syndicate | $24.00 | 42,000,000 | $1,008,000,000 | TSX TWE | IPO | 37 | 424B1 ↗ | |
| 1999-06-11 | AZURIX CORP TX | Syndicate | $19.00 | 36,600,000 | $695,400,000 | NYSE AZX | IPO | 40 | 424B4 ↗ | |
| 1999-06-07 | HIGH SPEED ACCESS CORP KY | Syndicate | $12.12 | 13,000,000 | $157,625,000 | Nasdaq HSAC | IPO | 16 | 424B4 ↗ | |
| 1999-05-13 | WESCO INTERNATIONAL INC PA | Syndicate | $18.00 | 9,725,000 | $175,050,000 | NYSE WCC | IPO | 29 | 424B4 ↗ | |
| 1999-05-04 | GOLDMAN SACHS GROUP INC NY | Syndicate | $53.00 | 69,000,000 | $3,657,000,000 | NYSE GS | IPO | 80 | 424B4 ↗ | |
| 1999-03-31 | PEPSI BOTTLING GROUP INC NY | Lead | $23.00 | 100,000,000 | $2,300,000,000 | NYSE PBG | IPO | 44 | 424B4 ↗ | |
| 1999-02-11 | GAMCO INVESTORS, INC. ET AL CT | Syndicate | $17.50 | 6,000,000 | $105,000,000 | NYSE GBL | IPO | 34 | 424B1 ↗ | |
| 1999-02-05 | DELPHI CORP MI | Syndicate | $17.00 | 100,000,000 | $1,700,000,000 | NYSE DPH | IPO | 42 | 424B4 ↗ | |
| 1998-12-10 | INFINITY BROADCASTING CORP /DE/ NY | Syndicate | 140,000,000 | - | NYSE INF | IPO | 41 | 424B1 ↗ | ||
| 1998-11-12 | MONY GROUP INC NY | Syndicate | $23.50 | 11,250,000 | $264,375,000 | NYSE MNY | IPO | 16 | 424B4 ↗ | |
| 1998-10-22 | CONOCOPHILLIPS HOLDING CO TX | Syndicate | $23.00 | 191,456,427 | $4,403,497,821 | NYSE COC | IPO | 52 | 424B4 ↗ | |
| 1998-07-30 | RAILWORKS CORP MD | Syndicate | $12.00 | - | - | Nasdaq RWKS | IPO | 17 | 424B4 ↗ | |
| 1998-07-28 | CENTRAL EUROPEAN DISTRIBUTION CORP NJ | Syndicate | 2,000,000 | - | Nasdaq CEDC | IPO | 19 | 424B1 ↗ | ||
| 1998-07-23 | CENTRUS ENERGY CORP MD | Syndicate | 100,000,000 | - | NYSE USU | IPO | 56 | 424B1 ↗ | ||
| 1998-07-22 | GOLDEN STATE VINTNERS INC CA | Syndicate | $17.00 | 4,300,000 | $73,100,000 | Nasdaq VINT | IPO | 13 | 424B1 ↗ | |
| 1998-05-21 | RESORTQUEST INTERNATIONAL INC TN | Syndicate | 5,800,000 | - | NYSE RZT | IPO | 25 | 424B1 ↗ | ||
| 1998-05-14 | US FRANCHISE SYSTEMS INC/ GA | Lead | $11.25 | 4,250,000 | $47,812,500 | Nasdaq USFS | Offering | 5 | 424B4 ↗ | |
| 1998-05-08 | GENESIS DIRECT INC NJ | Syndicate | $15.00 | 11,125,000 | $166,875,000 | Nasdaq GEND | IPO | 27 | 424B1 ↗ | |
| 1998-04-09 | ANNUITY & LIFE RE (HOLDINGS), LTD. D0 | Syndicate | $294.00 | 17,078,765 | $5,021,156,910 | Nasdaq ALREF | IPO | 5 | 424B1 ↗ | |
| 1998-04-06 | Red Lion Hotels CORP CO | Syndicate | $15.00 | 5,175,000 | $77,625,000 | NYSE CVH | IPO | 18 | 424B1 ↗ | |
| 1998-04-03 | OMEGA PROTEIN CORP TX | Syndicate | $156.00 | 8,500,000 | $1,326,000,000 | NYSE OME | IPO | 16 | 424B1 ↗ | |
| 1998-03-13 | CSK AUTO CORP AZ | Syndicate | $13.17 | 7,500,000 | $98,775,000 | NYSE CAO | IPO | 35 | 424B4 ↗ | |
| 1998-03-12 | BNC MORTGAGE INC CA | Syndicate | $9.50 | 3,173,196 | $30,145,362 | Nasdaq BNCM | IPO | 20 | 424B4 ↗ | |
| 1998-03-11 | PENTACON INC TX | Syndicate | $10.00 | - | - | NYSE JIT | IPO | 3 | 424B4 ↗ | |
| 1998-01-28 | FIRST WAVE MARINE INC TX | Lead | - | - | Offering | 1 | 424B1 ↗ | |||
| 1998-01-28 | NEWPARK MARINE FABRICATORS INC LA | Lead | - | - | Offering | 1 | 424B1 ↗ | |||
| 1998-01-28 | EAE SERVICES INC LA | Lead | - | - | Offering | 1 | 424B1 ↗ | |||
| 1998-01-28 | NEWPARK SHIPBUILDING & REPAIR INC LA | Lead | - | - | Offering | 1 | 424B1 ↗ | |||
| 1998-01-28 | EAE INDUSTRIES INC LA | Lead | - | - | Offering | 1 | 424B1 ↗ | |||
| 1998-01-28 | LOUISIANA SHIP INC LA | Lead | - | - | Offering | 1 | 424B1 ↗ | |||
| 1997-12-19 | BIG CITY RADIO INC NY | Syndicate | $7.00 | 4,000,000 | $28,000,000 | NYSE American YFM | IPO | 25 | 424B4 ↗ | |
| 1997-12-16 | CONNING INC. CT | Syndicate | $13.50 | 2,500,000 | $33,750,000 | Nasdaq CNNG | IPO | 33 | 424B4 ↗ | |
| 1997-11-26 | MEADOWCRAFT INC AL | Syndicate | $13.00 | 3,225,000 | $41,925,000 | NYSE MWI | IPO | 30 | 424B4 ↗ | |
| 1997-11-24 | AFFILIATED MANAGERS GROUP, INC. FL | Lead | $23.50 | 7,500,000 | $176,250,000 | NYSE AMG | IPO | 20 | 424B4 ↗ | |
| 1997-11-19 | INTERNATIONAL HOME FOODS INC CT | Syndicate | $6.91 | 13,622,500 | $94,131,475 | NYSE IHF | IPO | 40 | 424B4 ↗ | |
| 1997-11-10 | PHILIP SERVICES CORP A6 | Syndicate | 20,000,000 | - | NYSE PHV | Offering | 16 | 424B1 ↗ | ||
| 1997-11-07 | AMERICAN SKIING CO /ME ME | Lead | $2.00 | 14,750,000 | $29,500,000 | NYSE SKI | IPO | 33 | 424B4 ↗ | |
| 1997-11-07 | ENCOMPASS SERVICES CORP TX | Syndicate | $4.14 | 7,500,000 | $31,050,000 | NYSE MAK | IPO | 35 | 424B1 ↗ | |
| 1997-11-04 | AMF BOWLING INC VA | Syndicate | 2,700,000 | - | NYSE PIN | IPO | 26 | 424B4 ↗ | ||
| 1997-10-30 | TRANSCOASTAL MARINE SERVICES INC TX | Syndicate | 5,000,000 | - | Nasdaq TCMS | IPO | 23 | 424B4 ↗ | ||
| 1997-10-29 | BERINGER WINE ESTATES HOLDINGS INC CA | Syndicate | $6.25 | 5,100,000 | $31,875,000 | Nasdaq BERW | IPO | 18 | 424B4 ↗ | |
| 1997-10-22 | INTERNATIONAL MANUFACTURING SERVICES INC CA | Syndicate | $11.50 | 5,000,000 | $57,500,000 | Nasdaq IMSX | IPO | 19 | 424B4 ↗ | |
| 1997-10-10 | NRC HEALTH NE | Syndicate | 2,100,000 | - | Nasdaq NRCI | IPO | 25 | 424B1 ↗ | ||
| 1997-10-07 | JEVIC TRANSPORTATION INC NJ | Syndicate | $15.00 | - | - | Nasdaq JEVC | IPO | 17 | 424B1 ↗ | |
| 1997-09-25 | ASIA ELECTRONICS HOLDING CO INC NY | Syndicate | $8.00 | 4,600,000 | $36,800,000 | Nasdaq AEHCF | IPO | 37 | 424B1 ↗ | |
| 1997-08-15 | TRENDWEST RESORTS INC WA | Syndicate | $18.00 | 2,875,000 | $51,750,000 | Nasdaq TWRI | IPO | 14 | 424B4 ↗ | |
| 1997-08-06 | FINE AIR SERVICES INC FL | Syndicate | 7,400,000 | - | Nasdaq BIGF | IPO | 25 | 424B4 ↗ | ||
| 1997-08-06 | CARRIZO OIL & GAS INC TX | Lead | $11.00 | 2,290,000 | $25,190,000 | Nasdaq CRZO | IPO | 18 | 424B1 ↗ | |
| 1997-07-28 | ARMOR HOLDINGS INC FL | Syndicate | $46.00 | 4,000,000 | $184,000,000 | NYSE American ABE | Offering | 40 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 7
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 1998-01-26 | NEWPARK SHIPBUILDING & REPAIR INC | Lead | - | Priced 1998-01-28 (terms not read) | S-1/A ↗ | ||
| 1998-01-26 | EAE INDUSTRIES INC | Lead | - | Priced 1998-01-28 (terms not read) | S-1/A ↗ | ||
| 1998-01-26 | NEWPARK MARINE FABRICATORS INC | Lead | - | Priced 1998-01-28 (terms not read) | S-1/A ↗ | ||
| 1998-01-26 | LOUISIANA SHIP INC | Lead | - | Priced 1998-01-28 (terms not read) | S-1/A ↗ | ||
| 1998-01-26 | FIRST WAVE MARINE INC | Lead | - | Priced 1998-01-28 (terms not read) | S-1/A ↗ | ||
| 1998-01-26 | EAE SERVICES INC | Lead | - | Priced 1998-01-28 (terms not read) | S-1/A ↗ | ||
| 1997-10-29 | AMF BOWLING INC | Syndicate | $18.00–$21.00 | 14,375,000 | NYSE PIN | Priced 1997-11-04 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Citigroup | 47 | 12 |
| Donaldson, Lufkin & Jenrette | 40 | 15 |
| Morgan Stanley | 36 | 11 |
| A.G. Edwards | 35 | 2 |
| Goldman Sachs | 35 | 11 |
| Merrill Lynch | 35 | 12 |
| Bear Stearns | 33 | 7 |
| Lehman Brothers | 31 | 2 |
| PaineWebber | 28 | 1 |
| Oppenheimer | 27 | 4 |
| Raymond James | 27 | 0 |
| BT Alex. Brown | 24 | 6 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.