IPO registrations (S-1, F-1) · Registrants
CONNING INC.
- SEC CIK
- 801051 · filings on EDGAR ↗
- Name on the registration
- CONNING CORP
- Former names
- CONNING Asset Management Co. (2004–2011); CONNING CORP (1997–2004)
- Registration
- Form S-1, first filed 1997-09-19, last 1997-12-11; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-12-16
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- MO
- Business address
- ONE FINANCIAL PLAZA, Hartford, CT 06103-2627
- EIN
- 43-1719355
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $12.50–$14.50 per share (S-1/A filed 1997-12-11)
- Final price
- $13.50 per share, within the range (424B4 filed 1997-12-16, an initial public offering)
- Shares sold
- 2,500,000
- Gross proceeds
- $33,750,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CNNG
- Lead underwriters
- Donaldson, Lufkin & Jenrette (1,455,000 shares); A.G. Edwards (485,000 shares)
- Syndicate
- Core Strategic Products &; Competencies Criteria Services; Investment Asset; Expertise Recurring Management; Insurance Specialized; Industry Market Ability To Assets; Reputation Investment; Service Investment; Focus Accounting; High Value; Added Private; ABN AMRO Chicago Corporation (35,000); BancAmerica Robertson Stephens (35,000); Bear Stearns (35,000); BT Alex. Brown (35,000); Oppenheimer (35,000); Goldman Sachs (35,000); Lehman Brothers (35,000); Merrill Lynch (35,000); Morgan Stanley (35,000); Schroder & Co. Inc (35,000); Citigroup (35,000); Edward D. Jones & Co., L.P (35,000); Advest, Inc (17,500); Sanford C. Bernstein & Co., Inc (17,500); Chatsworth Securities, Llc (17,500); Fox-Pitt, Kelton Inc (17,500); Janney Montgomery Scott (17,500); Pennsylvania Merchant Group Ltd (17,500); Putnam, Lovell & Thornton Inc (17,500); Stifel (17,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Investment adviser (Form ADV): CONNING, INC. ↗ Fuzzy (name and state)
- Business registration: Conning, Inc. Fuzzy (name and state)
- Business registration: Conning, Inc. Fuzzy (name and state)
- Business registration: Conning, Inc. Fuzzy (name and state)
- Business registration: CONNING Inc. Fuzzy (name and state)
- Business registration: CONNING, INC. Fuzzy (name and state)
- Business registration: CONNING, INC. Fuzzy (name and state)
- Business registration: CONNING, INC. Fuzzy (name and state)
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-09-19 | S-1 | S-1 (registration) | CONNING CORP | 0000950114-97-000420 ↗ |
| 1997-11-06 | S-1/A | S-1/A (amendment) | CONNING CORP | 0000950114-97-000459 ↗ |
| 1997-11-20 | S-1/A | S-1/A (amendment) | CONNING CORP | 0000950114-97-000501 ↗ |
| 1997-12-11 | S-1/A | S-1/A (amendment) | CONNING CORP | 0000950114-97-000519 ↗ |
| 1997-12-16 | 424B4 | 424B4 (final prospectus) | CONNING CORP | 0000950114-97-000528 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-12-11 | S-1/A | registration statement | $12.50–$14.50 | 2,500,000 | - | Nasdaq CNNG | 13 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 13 | document ↗ | |
| 1997-12-16 | 424B4 | final prospectus | $13.50 | 2,500,000 | $33,750,000 | Nasdaq CNNG | 33 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 22, cover names 13 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | CONNING, INC. | Investment advisers (Form ADV) | name and state | |
| Business registration | Conning, Inc. | State business registries | name and state | |
| Business registration | Conning, Inc. | State business registries | name and state | |
| Business registration | Conning, Inc. | State business registries | name and state | |
| Business registration | CONNING Inc. | State business registries | name and state | |
| Business registration | CONNING, INC. | State business registries | name and state | |
| Business registration | CONNING, INC. | State business registries | name and state | |
| Business registration | CONNING, INC. | State business registries | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, CT first:
- Fifth Street Asset Management Inc. CT
- TAILWIND FINANCIAL INC. A6
- HENNESSY ADVISORS INC CA
- Ares Management Corp CA
- HOULIHAN LOKEY, INC. CA
- Brookfield Oaktree Holdings, LLC CA
- Financial Engines, LLC CA
- BRC Group Holdings, Inc. CA
- AssetMark Financial Holdings, Inc. CA
- Triller Group Inc. CA
In other datasets, the same topic (Finance) in CT:
- Form D issuer: 200 Park Avenue Partners, LLC (Form D private offerings)
- Lobbying client: 1ST ALLIANCE LENDING (Federal lobbying (LDA))
Interests: Investment Advice · Finance