IPO registrations (S-1, F-1) · Registrants

Ares Management Corp

SEC CIK
1176948 · filings on EDGAR ↗
Name on the registration
ARES MANAGEMENT LP
Former names
ARES MANAGEMENT LP (2002–2018)
Registration
Form S-1, first filed 2014-03-31, last 2014-04-28; 1 initial registration, 5 amendments
Outcome
Final prospectus filed 2014-05-05; declared effective 2014-05-01
Industry (SIC)
Investment Advice 6282
Incorporated in
DE
Business address
1800 AVE OF THE STARS, SUITE 1400, Los Angeles, CA 90067
EIN
95-4656677
Ticker
ARES, ARES-PB (NYSE, NYSE)
EDGAR entity type
operating
Insiders and CEO pay
Ares Management Corp on the corporate pages

Offering terms

Proposed price range
$21.00–$23.00 per share (S-1/A filed 2014-04-22)
Final price
$19.00 per share, below the range (424B4 filed 2014-05-05, an initial public offering)
Gross proceeds
$215,909,084 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol ARES
Lead underwriters
J.P. Morgan
Syndicate
BofA Securities; Goldman Sachs; Morgan Stanley; Wells Fargo; Barclays; Citigroup; Credit Suisse; Deutsche Bank; RBC Capital Markets; UBS; BMO Capital Markets; KBW; Truist Securities; Stifel; BNY Mellon Capital Markets, LLC; Houlihan Lokey; Imperial Capital; JMP Securities; Mitsubishi UFJ Securities; SMBC Nikko

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 8

FiledFormWhat it isName as filedEDGAR
2014-03-31S-1S-1 (registration)ARES MANAGEMENT LP0001047469-14-003231 ↗
2014-04-04S-1/AS-1/A (amendment)ARES MANAGEMENT LP0001047469-14-003408 ↗
2014-04-11S-1/AS-1/A (amendment)ARES MANAGEMENT LP0001047469-14-003681 ↗
2014-04-16S-1/AS-1/A (amendment)ARES MANAGEMENT LP0001047469-14-003833 ↗
2014-04-22S-1/AS-1/A (amendment)ARES MANAGEMENT LP0001047469-14-004014 ↗
2014-04-28S-1/AS-1/A (amendment)ARES MANAGEMENT LP0001047469-14-004247 ↗
2014-05-01EFFECTEFFECT (declared effective)ARES MANAGEMENT LP9999999995-14-001287 ↗
2014-05-05424B4424B4 (final prospectus)ARES MANAGEMENT LP0001047469-14-004598 ↗

Prospectus pages read 3

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-04-22S-1/Aregistration statement$21.00–$23.00--NYSE ARES21primary document; range, cover names 21document ↗
2014-04-28S-1/Aregistration statement--0primary document; no terms founddocument ↗
2014-05-05424B4final prospectus$19.00-$215,909,084NYSE ARES21primary document; price sentence, proceeds table, cover names 21document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Arougheti Michael JDirector,OfficerCo-Founder and CEO; Co-Founder, CEO and President; Co-Founder, CEO & President; Co-Founder & President832014–2026
Joubert Paul G.Director122014–2026
KAPLAN DAVID BDirector,OfficerCo-Founder; Co-Founder and Co-Chair of PEG; Co-Founder & Co-Chair of PEG; Co-Founder & Partner; Co-Founder & Senior Partner562014–2025
Kissick John H.Director,OfficerCo-Founder & Partner; Co-Founder & Senior Partner62014–2015person page Fuzzy
Lynton MichaelDirector112014–2026
Nguyen Daniel FOfficerEVP, CFO & Treasurer22014
Olian Judy D.Director162014–2026
RESSLER ANTONY PDirector,Officer; Director,Officer,TenPercentOwnerC-Founder & Exec. Chairman; Chairman, CEO, Co-Founder; Co-Founder, Chairman & CEO; Co-Founder & Exec. Chairman382014–2025
Rosenthal BennettDirector,OfficerCo-Founder & Chairman of PEG; Co-Founder & Co-Chair of PEG; Co-Founder & Partner; Co-Founder & Senior Partner532014–2025
WEINER MICHAEL DOfficerEVP, CLO & Secretary112014–2020person page Fuzzy
McFerran Michael ROfficerCOO & CFO; EVP & CFO; EVP, CFO & COO; EVP, CFO & Treasurer; EVP, COO & CFO; Partner, CFO & COO312015–2021
deVeer R. KippDirector,Officer; OfficerCo-President; Head of Credit Group; Partner542017–2026
Berry RyanOfficerChief Mktg. & Strategy Officer; Ptr, Chief Mktg. & Strat. Off.452018–2025
ARES OWNERS HOLDINGS L.P.TenPercentOwner12018
Ares Partners Holdco LLCTenPercentOwner12018
BUSH ANTOINETTE COOKDirector122019–2026
Sagati Aghili NaseemOfficerGeneral Counsel272020–2026
Ares Management CorpOfficerChief Financial Officer12021
Phillips JarrodOfficerChief Financial Officer152021–2026
Naughton EileenDirector62022–2026
BHUTANI ASHISHDirector82023–2026
Jacobson BlairOfficerCo-President72025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Investment adviserARES MANAGEMENT LLCCAInvestment advisers (Form ADV)name and state
Business registrationAres Management LLCCAState business registriesname and state
Business registrationAres Management LLCCAState business registriesname and state
Business registrationAres Management LLCCAState business registriesname and state
Business registrationARES MANAGEMENT LLCCAState business registriesname and state
Plan sponsorARES MANAGEMENT LLCCAForm 5500 (employee benefit plans)name and state
Plan sponsorARES MANAGEMENT LLCCAForm 5500 (employee benefit plans)name and state
IPO registrantAres Acquisition Corp IIICAIPO registrations (S-1, F-1)same street address and ZIP code, 1800 AVE OF THE STARS STE 1400 90067 (FUZZY: a shared address, not proof of a shared organization)
Lobbying clientARES MANAGEMENTCAFederal lobbying (LDA)name and state
Lobbying clientARES MANAGEMENT LLCCAFederal lobbying (LDA)name and state
SEC filerAres Management CorpSEC filers (EDGAR)CIK (EXACT)
Trademark ownerAres Management LLCCATrademarks (USPTO)name and state
Person pageJohn H KissickPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageMichael D WeinerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Investment Advice · Finance