IPO registrations (S-1, F-1) · Registrants
Ares Management Corp
- SEC CIK
- 1176948 · filings on EDGAR ↗
- Name on the registration
- ARES MANAGEMENT LP
- Former names
- ARES MANAGEMENT LP (2002–2018)
- Registration
- Form S-1, first filed 2014-03-31, last 2014-04-28; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2014-05-05; declared effective 2014-05-01
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 1800 AVE OF THE STARS, SUITE 1400, Los Angeles, CA 90067
- EIN
- 95-4656677
- Ticker
- ARES, ARES-PB (NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Ares Management Corp on the corporate pages
Offering terms
- Proposed price range
- $21.00–$23.00 per share (S-1/A filed 2014-04-22)
- Final price
- $19.00 per share, below the range (424B4 filed 2014-05-05, an initial public offering)
- Gross proceeds
- $215,909,084 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol ARES
- Lead underwriters
- J.P. Morgan
- Syndicate
- BofA Securities; Goldman Sachs; Morgan Stanley; Wells Fargo; Barclays; Citigroup; Credit Suisse; Deutsche Bank; RBC Capital Markets; UBS; BMO Capital Markets; KBW; Truist Securities; Stifel; BNY Mellon Capital Markets, LLC; Houlihan Lokey; Imperial Capital; JMP Securities; Mitsubishi UFJ Securities; SMBC Nikko
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Investment adviser (Form ADV): ARES MANAGEMENT LLC ↗ Fuzzy (name and state)
- Business registration: Ares Management LLC Fuzzy (name and state)
- Business registration: Ares Management LLC Fuzzy (name and state)
- Business registration: Ares Management LLC Fuzzy (name and state)
- Business registration: ARES MANAGEMENT LLC Fuzzy (name and state)
- Lobbying client: ARES MANAGEMENT Fuzzy (name and state)
- Lobbying client: ARES MANAGEMENT LLC Fuzzy (name and state)
- SEC filer: Ares Management Corp EXACT (CIK (EXACT))
- Person page: John H Kissick Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Michael D Weiner Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-03-31 | S-1 | S-1 (registration) | ARES MANAGEMENT LP | 0001047469-14-003231 ↗ |
| 2014-04-04 | S-1/A | S-1/A (amendment) | ARES MANAGEMENT LP | 0001047469-14-003408 ↗ |
| 2014-04-11 | S-1/A | S-1/A (amendment) | ARES MANAGEMENT LP | 0001047469-14-003681 ↗ |
| 2014-04-16 | S-1/A | S-1/A (amendment) | ARES MANAGEMENT LP | 0001047469-14-003833 ↗ |
| 2014-04-22 | S-1/A | S-1/A (amendment) | ARES MANAGEMENT LP | 0001047469-14-004014 ↗ |
| 2014-04-28 | S-1/A | S-1/A (amendment) | ARES MANAGEMENT LP | 0001047469-14-004247 ↗ |
| 2014-05-01 | EFFECT | EFFECT (declared effective) | ARES MANAGEMENT LP | 9999999995-14-001287 ↗ |
| 2014-05-05 | 424B4 | 424B4 (final prospectus) | ARES MANAGEMENT LP | 0001047469-14-004598 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-04-22 | S-1/A | registration statement | $21.00–$23.00 | - | - | NYSE ARES | 21 | primary document; range, cover names 21 | document ↗ | |
| 2014-04-28 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2014-05-05 | 424B4 | final prospectus | $19.00 | - | $215,909,084 | NYSE ARES | 21 | primary document; price sentence, proceeds table, cover names 21 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Arougheti Michael J | Director,Officer | Co-Founder and CEO; Co-Founder, CEO and President; Co-Founder, CEO & President; Co-Founder & President | 83 | 2014–2026 | |
| Joubert Paul G. | Director | 12 | 2014–2026 | ||
| KAPLAN DAVID B | Director,Officer | Co-Founder; Co-Founder and Co-Chair of PEG; Co-Founder & Co-Chair of PEG; Co-Founder & Partner; Co-Founder & Senior Partner | 56 | 2014–2025 | |
| Kissick John H. | Director,Officer | Co-Founder & Partner; Co-Founder & Senior Partner | 6 | 2014–2015 | person page Fuzzy |
| Lynton Michael | Director | 11 | 2014–2026 | ||
| Nguyen Daniel F | Officer | EVP, CFO & Treasurer | 2 | 2014 | |
| Olian Judy D. | Director | 16 | 2014–2026 | ||
| RESSLER ANTONY P | Director,Officer; Director,Officer,TenPercentOwner | C-Founder & Exec. Chairman; Chairman, CEO, Co-Founder; Co-Founder, Chairman & CEO; Co-Founder & Exec. Chairman | 38 | 2014–2025 | |
| Rosenthal Bennett | Director,Officer | Co-Founder & Chairman of PEG; Co-Founder & Co-Chair of PEG; Co-Founder & Partner; Co-Founder & Senior Partner | 53 | 2014–2025 | |
| WEINER MICHAEL D | Officer | EVP, CLO & Secretary | 11 | 2014–2020 | person page Fuzzy |
| McFerran Michael R | Officer | COO & CFO; EVP & CFO; EVP, CFO & COO; EVP, CFO & Treasurer; EVP, COO & CFO; Partner, CFO & COO | 31 | 2015–2021 | |
| deVeer R. Kipp | Director,Officer; Officer | Co-President; Head of Credit Group; Partner | 54 | 2017–2026 | |
| Berry Ryan | Officer | Chief Mktg. & Strategy Officer; Ptr, Chief Mktg. & Strat. Off. | 45 | 2018–2025 | |
| ARES OWNERS HOLDINGS L.P. | TenPercentOwner | 1 | 2018 | ||
| Ares Partners Holdco LLC | TenPercentOwner | 1 | 2018 | ||
| BUSH ANTOINETTE COOK | Director | 12 | 2019–2026 | ||
| Sagati Aghili Naseem | Officer | General Counsel | 27 | 2020–2026 | |
| Ares Management Corp | Officer | Chief Financial Officer | 1 | 2021 | |
| Phillips Jarrod | Officer | Chief Financial Officer | 15 | 2021–2026 | |
| Naughton Eileen | Director | 6 | 2022–2026 | ||
| BHUTANI ASHISH | Director | 8 | 2023–2026 | ||
| Jacobson Blair | Officer | Co-President | 7 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | ARES MANAGEMENT LLC | CA | Investment advisers (Form ADV) | name and state |
| Business registration | Ares Management LLC | CA | State business registries | name and state |
| Business registration | Ares Management LLC | CA | State business registries | name and state |
| Business registration | Ares Management LLC | CA | State business registries | name and state |
| Business registration | ARES MANAGEMENT LLC | CA | State business registries | name and state |
| Plan sponsor | ARES MANAGEMENT LLC | CA | Form 5500 (employee benefit plans) | name and state |
| Plan sponsor | ARES MANAGEMENT LLC | CA | Form 5500 (employee benefit plans) | name and state |
| IPO registrant | Ares Acquisition Corp III | CA | IPO registrations (S-1, F-1) | same street address and ZIP code, 1800 AVE OF THE STARS STE 1400 90067 (FUZZY: a shared address, not proof of a shared organization) |
| Lobbying client | ARES MANAGEMENT | CA | Federal lobbying (LDA) | name and state |
| Lobbying client | ARES MANAGEMENT LLC | CA | Federal lobbying (LDA) | name and state |
| SEC filer | Ares Management Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Ares Management LLC | CA | Trademarks (USPTO) | name and state |
| Person page | John H Kissick | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Michael D Weiner | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, CA first:
- HENNESSY ADVISORS INC CA
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In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Investment Advice · Finance