IPO registrations (S-1, F-1) · Registrants

AssetMark Financial Holdings, Inc.

SEC CIK

1591587 · filings on EDGAR ↗

Former names

AqGen Liberty Management II, Inc. (2013–2013)

Registration

Form S-1, first filed 2019-06-24, last 2019-07-10; 1 initial registration, 2 amendments

Outcome

Final prospectus filed 2019-07-18; declared effective 2019-07-17

Industry (SIC)

Investment Advice 6282

Incorporated in

DE

Business address

1655 GRANT STREET, 10TH FLOOR, Concord, CA 94520

EIN

30-0774039

EDGAR entity type

operating

Insiders and CEO pay

AssetMark Financial Holdings, Inc. on the corporate pages

Offering terms

Proposed price range

$19.00–$21.00 per share (S-1/A filed 2019-07-10)

Final price

$22.00 per share, above the range (424B4 filed 2019-07-18, an initial public offering)

Shares sold

12,500,000 (6,250,000 by the company, 6,250,000 by selling holders)

Gross proceeds

$275,000,000 before underwriting discounts and any over-allotment option

Listing

NYSE under the symbol AMK

Lead underwriters

J.P. Morgan (5,000,000 shares); Goldman Sachs (4,375,000 shares)

Syndicate

Credit Suisse (812,500); Huatai Securities (USA) (812,500); BMO Capital Markets (500,000); Raymond James (500,000); William Blair (500,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

• Business registration: ASSETMARK FINANCIAL HOLDINGS, INC. Fuzzy (name and state)
• Business registration: ASSETMARK FINANCIAL HOLDINGS, INC. Fuzzy (name and state)
• Business registration: ASSETMARK FINANCIAL HOLDINGS, INC. Fuzzy (name and state)
• Form 5500 plan sponsor: ASSETMARK FINANCIAL HOLDINGS, INC. EXACT (EIN (EXACT))
• SEC filer: AssetMark Financial Holdings, Inc. EXACT (CIK (EXACT))

Filings 6

Prospectus pages read 2

Officers, directors and large holders Forms 3, 4 and 5

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.