IPO registrations (S-1, F-1) · Registrants
BRC Group Holdings, Inc.
- SEC CIK
- 1464790 · filings on EDGAR ↗
- Former names
- B. Riley Financial, Inc. (2014–2025); Great American Group, Inc. (2009–2014)
- Registration
- Form S-1, first filed 2014-09-18, last 2026-02-10; 2 initial registrations, 1 amendment
- Outcome
- Declared effective 2014-11-07
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 11100 SANTA MONICA BLVD, SUITE 800, Los Angeles, CA 90025
- EIN
- 27-0223495
- Ticker
- RILY, RILYG, RILYL, RILYP, RILYT, RILYZ (Nasdaq, Nasdaq, Nasdaq, Nasdaq, Nasdaq, Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- BRC Group Holdings, Inc. on the corporate pages
Offering terms
- Shares offered
- 2,745,979
- Listing
- Nasdaq under the symbol RILY
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: B. RILEY FINANCIAL, INC. EXACT (EIN (EXACT))
- Federal award recipient: BRC GROUP HOLDINGS, INC. Fuzzy (name and state)
- Form D issuer: B. Riley Financial, Inc. EXACT (CIK (EXACT))
- SEC filer: BRC Group Holdings, Inc. EXACT (CIK (EXACT))
- Person page: Robert L Antin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-09-18 | S-1 | S-1 (registration) | Great American Group, Inc. | 0001615774-14-000127 ↗ |
| 2014-11-07 | S-1/A | S-1/A (amendment) | B. Riley Financial, Inc. | 0001615774-14-000284 ↗ |
| 2014-11-07 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-14-003276 ↗ |
| 2015-07-02 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-15-001805 ↗ |
| 2015-07-02 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-15-001808 ↗ |
| 2017-03-29 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-17-000693 ↗ |
| 2017-05-01 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-17-001127 ↗ |
| 2017-11-29 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-17-003085 ↗ |
| 2018-04-06 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-18-000774 ↗ |
| 2018-12-17 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-18-003150 ↗ |
| 2019-09-30 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-19-002216 ↗ |
| 2020-02-24 | EFFECT | EFFECT (declared effective) | B. Riley Financial, Inc. | 9999999995-20-000408 ↗ |
| 2026-02-10 | S-1 | S-1 (registration) | BRC Group Holdings, Inc. | 0001213900-26-014278 ↗ |
| 2026-02-12 | EFFECT | EFFECT (declared effective) | BRC Group Holdings, Inc. | 9999999995-26-000559 ↗ |
| 2026-04-16 | EFFECT | EFFECT (declared effective) | BRC Group Holdings, Inc. | 9999999995-26-001214 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-10 | S-1 | registration statement | $24.95 | 2,745,979 | $68,512,176 | Nasdaq RILY | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Alternative Asset Management Acquisition Corp. | TenPercentOwner | 1 | 2009 | ||
| LEVITT MICHAEL J | Director | 5 | 2009–2013 | ||
| Klein Mark D | Director; Director,Officer | CEO & CFO | 5 | 2009–2013 | |
| Carpenter Scott K | Officer | EVP Retail Services; EVP, Retail Services; Executive VP, Retail Services | 4 | 2010–2014 | |
| Erickson Paul | Officer | EVP and CFO; Exec. VP, Chief Financial Off. | 3 | 2010–2011 | |
| Friedman Lester M | Officer | Managing Director, GA&AV, LLC; Managing Director, GAAV, LLC | 2 | 2010 | |
| Gumaer Andrew | Director,Officer; Director,Officer,TenPercentOwner | CEO of Great American Grp, LLC; Chairman & CEO; Chief Executive Officer | 13 | 2010–2019 | |
| HART MATTHEW J | Director | 7 | 2010–2015 | ||
| HILTON HUGH G | Director | 7 | 2010–2015 | ||
| Naughton Mark P | Officer | Senior VP & Gen. Counsel | 1 | 2010 | |
| Pabst Thomas E | Officer | Chief Operating Officer | 2 | 2010 | |
| RILEY BRYANT R | Director; Director,Officer; Director,Officer,TenPercentOwner | Chairman and CEO; Chairman and Co-CEO | 100 | 2010–2026 | |
| WEITZMAN HOWARD | Officer | Senior VP, Chief Acct. Officer; SVP, Chief Accounting Officer | 33 | 2010–2026 | |
| Weitz Mark | Officer | Pres. Whlse. & Industrial Svcs; Pres., W/S & Indus. Services | 2 | 2010 | |
| Yellen Harvey M | Director,Officer,TenPercentOwner | Vice Chairman and President | 1 | 2010 | |
| ELLIOTT ASSOCIATES, L.P. | TenPercentOwner | 4 | 2010–2014 | ||
| ELLIOTT INTERNATIONAL, L.P. | TenPercentOwner | 3 | 2010–2014 | ||
| MILLER LLOYD I III | Other; TenPercentOwner | 16 | 2012–2017 | ||
| Ahn Phillip | Officer | CFO and COO; CFO & Chief Operating Officer; CFO & COO; CFO &COO | 31 | 2013–2025 | |
| Hendrickson Brett | TenPercentOwner | 1 | 2014 | ||
| Nokomis Capital, L.L.C. | TenPercentOwner | 1 | 2014 | ||
| KELLEHER THOMAS J /ADV | Director,Officer; Officer | CEO of B Riley Capital Market; CEO of B. Riley Capital Market; Co-CEO; President | 45 | 2014–2026 | |
| Liverpool Limited Partnership | TenPercentOwner | 1 | 2014 | ||
| Middleton International Ltd | TenPercentOwner | 1 | 2014 | ||
| Todaro Richard L | Director | 7 | 2014–2017 | ||
| Forman Alan N | Officer; Other | EVP, General Counsel, Sec; EVP, General Counsel, Sec. | 33 | 2015–2026 | |
| Young Kenneth M | Director; Officer | President | 32 | 2015–2024 | |
| D Agostino Robert P | Director | 15 | 2015–2026 | ||
| Williams Mikel H | Director | 12 | 2015–2022 | ||
| ASHER DANIEL | TenPercentOwner | 26 | 2016–2022 | ||
| DJ Fund Investments, LLC - Series E | TenPercentOwner | 1 | 2016 | ||
| Goldman Fred | TenPercentOwner | 1 | 2016 | ||
| LaRocque Michael | TenPercentOwner | 1 | 2016 | ||
| Sims Todd D. | Director | 9 | 2016–2020 | ||
| ANTIN ROBERT L | Director | 14 | 2017–2026 | person page Fuzzy | |
| HENDRIX RICHARD J | Director | 3 | 2017 | ||
| Wunderlich Gary Kent JR | Director | 4 | 2017–2018 | ||
| Sheldon Michael Joseph | Director | 14 | 2017–2023 | ||
| Moore Andrew | Officer | CEO B. Riley Securities, Inc.; CEO,B. Riley Securities, Inc.; CEO of B. Riley FBR, Inc.; CEO of B. Riley Sec., Inc. | 34 | 2018–2025 | |
| Walters Marian | Director | 7 | 2019–2026 | ||
| PAULSON RANDALL E | Director | 26 | 2020–2026 | ||
| Labran Renee E | Director | 10 | 2021–2026 | ||
| Brandt Tamara Sue | Director | 7 | 2021–2026 | ||
| Yessner Scott | Officer | Executive VP and CFO | 2 | 2025 | |
| Knopf Fred Nachum | Officer | EVP, General Counsel, Sec | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-02-17 | B. Riley Financial, Inc. | Business Services | $6,666,660 | $6,666,660 | 2 | 1 |
| 2014-06-30 | Great American Group, Inc. | Business Services | $35,208,701 | $35,208,701 | 2 | 1 |
| 2014-06-02 | Great American Group, Inc. | Business Services | $51,446,500 | $51,446,500 | 53 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | BRC GROUP HOLDINGS, INC. | CA | Federal spending (USAspending) | name and state |
| Form D issuer | B. Riley Financial, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | BRC Group Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | BRC GROUP HOLDINGS, INC. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | B. RILEY FINANCIAL, INC. | EIN (EXACT) | ||
| Person page | Robert L Antin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, CA first:
- HENNESSY ADVISORS INC CA
- Ares Management Corp CA
- HOULIHAN LOKEY, INC. CA
- Brookfield Oaktree Holdings, LLC CA
- Financial Engines, LLC CA
- AssetMark Financial Holdings, Inc. CA
- Triller Group Inc. CA
- TAILWIND FINANCIAL INC. A6
- HIGHBURY FINANCIAL INC CO
- Fifth Street Asset Management Inc. CT
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Investment Advice · Finance