IPO registrations (S-1, F-1) · Underwriters
Epoch Securities, Inc
- Deals
- 13 priced offerings as an underwriter, 1 as lead manager or representative; 12 initial public offerings
- Proceeds of those deals
- $10,153,155,420 ($240,000,000 as lead)
- Years
- 2000–2004
- SEC registration
- Broker-dealer registered as EPOCH SECURITIES, INC. · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2004 | 1 | 0 | $1,666,429,420 |
| 2003 | 1 | 0 | $316,680,000 |
| 2002 | 2 | 0 | $277,250,000 |
| 2001 | 7 | 0 | $7,568,796,000 |
| 2000 | 2 | 1 | $324,000,000 |
Deals 13
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-08-19 | GOOGLE INC. CA | Syndicate | $85.00 | 19,605,052 | $1,666,429,420 | Nasdaq GOOG | IPO | 27 | 424B4 ↗ | |
| 2003-12-17 | ORBITZ INC IL | Syndicate | $26.00 | 12,180,000 | $316,680,000 | Nasdaq ORBZ | IPO | 7 | 424B1 ↗ | |
| 2002-06-27 | HEWITT ASSOCIATES INC | Syndicate | $19.00 | 11,150,000 | $211,850,000 | NYSE HEW | IPO | 14 | 424B4 ↗ | |
| 2002-03-12 | ANTEON INTERNATIONAL CORP VA | Syndicate | $4.36 | 15,000,000 | $65,400,000 | NYSE ANT | IPO | 16 | 424B4 ↗ | |
| 2001-11-15 | DJO Opco Holdings, Inc. CA | Syndicate | $10.58 | 9,000,000 | $95,220,000 | NYSE DJO | IPO | 10 | 424B1 ↗ | |
| 2001-10-30 | Elevance Health, Inc. IN | Syndicate | $36.00 | 48,000,000 | $1,728,000,000 | NYSE ATH | IPO | 38 | 424B4 ↗ | |
| 2001-10-23 | PRINCIPAL FINANCIAL GROUP INC IA | Syndicate | $18.50 | 100,000,000 | $1,850,000,000 | NYSE PFG | IPO | 36 | 424B1 ↗ | |
| 2001-08-08 | CATALYTICA ENERGY SYSTEMS INC CA | Syndicate | $12.18 | 5,000,000 | $60,900,000 | Nasdaq CESI | Offering | 9 | 424B4 ↗ | |
| 2001-07-19 | ACCENTURE LTD D0 | Syndicate | $14.50 | 115,000,000 | $1,667,500,000 | NYSE ACN | IPO | 29 | 424B4 ↗ | |
| 2001-03-09 | OPSWARE INC CA | Syndicate | $5.70 | 25,000,000 | $142,500,000 | Nasdaq LDCL | IPO | 11 | 424B4 ↗ | |
| 2001-02-08 | BEARINGPOINT INC VA | Syndicate | $18.00 | 112,482,000 | $2,024,676,000 | Nasdaq KCIN | IPO | 16 | 424B4 ↗ | |
| 2000-10-17 | ENDWAVE CORP CA | Syndicate | $14.00 | 6,000,000 | $84,000,000 | Nasdaq ENWV | IPO | 19 | 424B4 ↗ | |
| 2000-08-11 | EQUINIX INC CA | Lead | $12.00 | 20,000,000 | $240,000,000 | Nasdaq EQIX | IPO | 13 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Goldman Sachs | 12 | 11 |
| J.P. Morgan | 10 | 6 |
| Prudential Securities | 8 | 0 |
| Credit Suisse | 7 | 5 |
| Legg Mason | 7 | 0 |
| Lehman Brothers | 7 | 2 |
| Merrill Lynch | 7 | 5 |
| BofA Securities | 6 | 3 |
| Morgan Stanley | 6 | 5 |
| UBS | 6 | 2 |
| Wachovia | 6 | 2 |
| A.G. Edwards | 5 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.