IPO registrations (S-1, F-1) · Underwriters
Gardner Rich & Co., Inc
- Deals
- 5 priced offerings as an underwriter; 4 initial public offerings
- Proceeds of those deals
- $42,438,177,764
- Years
- 2001–2010
- SEC registration
- Broker-dealer registered as GARDNER RICH & COMPANY · filings on EDGAR ↗
- Named as
- Gardner Rich & Co., Inc; Gardner Rich & Company, Inc; Gardner Rich, LLC
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2010 | 1 | 0 | $15,774,000,000 |
| 2008 | 1 | 0 | $17,864,000,000 |
| 2002 | 2 | 0 | $120,177,764 |
| 2001 | 1 | 0 | $8,680,000,000 |
Deals 5
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-11-18 | General Motors Co MI | Syndicate | $33.00 | 478,000,000 | $15,774,000,000 | NYSE GM | Offering | 41 | 424B1 ↗ | |
| 2008-03-19 | VISA INC. CA | Syndicate | $44.00 | 406,000,000 | $17,864,000,000 | NYSE V | IPO | 44 | 424B4 ↗ | |
| 2002-10-16 | DICK'S SPORTING GOODS, INC. PA | Syndicate | $4.14 | 7,289,315 | $30,177,764 | NYSE DKS | IPO | 16 | 424B4 ↗ | |
| 2002-07-12 | BRAND HOUSE COLLECTIVE, INC. TN | Syndicate | $15.00 | 6,000,000 | $90,000,000 | Nasdaq KIRK | IPO | 18 | 424B4 ↗ | |
| 2001-06-13 | Mondelez International, Inc. IL | Syndicate | $31.00 | 280,000,000 | $8,680,000,000 | NYSE KFT | IPO | 69 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| BofA Securities | 4 | 2 |
| Merrill Lynch | 4 | 3 |
| CIBC World Markets | 3 | 1 |
| Citigroup | 3 | 2 |
| Credit Suisse | 3 | 1 |
| Deutsche Bank | 3 | 0 |
| Goldman Sachs | 3 | 2 |
| J.P. Morgan | 3 | 2 |
| Loop Capital Markets | 3 | 0 |
| Muriel Siebert & Co. | 3 | 0 |
| Piper Sandler | 3 | 1 |
| Ramirez & Co. | 3 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.