IPO registrations (S-1, F-1) · Underwriters
Sturdivant & Co. Inc
- Deals
- 19 priced offerings as an underwriter; 19 initial public offerings
- Proceeds of those deals
- $29,479,673,920
- Years
- 1997–2004
- SEC registration
- Broker-dealer registered as STURDIVANT & CO. INC. · filings on EDGAR ↗
- Named as
- Sturdivant & Co. Inc; Sturdivant & Co., Inc
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2004 | 1 | 0 | $2,827,500,000 |
| 2002 | 8 | 0 | $9,241,000,000 |
| 2001 | 4 | 0 | $15,222,500,000 |
| 2000 | 2 | 0 | $2,032,673,920 |
| 1999 | 1 | 0 | $156,000,000 |
| 1998 | 1 | 0 | - |
| 1997 | 2 | 0 | - |
Deals 19
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-05-25 | GENWORTH FINANCIAL INC VA | Syndicate | $19.50 | 145,000,000 | $2,827,500,000 | NYSE GNW | IPO | 51 | 424B1 ↗ | |
| 2002-11-18 | CONSTAR PLASTICS LLC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | CONSTAR INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | BFF INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | CONSTAR FOREIGN HOLDINGS INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | DT INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | CONSTAR INTERNATIONAL INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-07-02 | CIT GROUP INC NJ | Syndicate | $23.00 | 200,000,000 | $4,600,000,000 | NYSE CIT | IPO | 44 | 424B1 ↗ | |
| 2002-03-22 | TRAVELERS PROPERTY CASUALTY CORP CT | Syndicate | $18.50 | 210,000,000 | $3,885,000,000 | NYSE TAP.A | IPO | 62 | 424B4 ↗ | |
| 2001-12-13 | PRUDENTIAL FINANCIAL INC NJ | Syndicate | $27.50 | 110,000,000 | $3,025,000,000 | NYSE PRU | IPO | 47 | 424B1 ↗ | |
| 2001-10-23 | PRINCIPAL FINANCIAL GROUP INC IA | Syndicate | $18.50 | 100,000,000 | $1,850,000,000 | NYSE PFG | IPO | 36 | 424B1 ↗ | |
| 2001-07-19 | ACCENTURE LTD D0 | Syndicate | $14.50 | 115,000,000 | $1,667,500,000 | NYSE ACN | IPO | 29 | 424B4 ↗ | |
| 2001-06-13 | Mondelez International, Inc. IL | Syndicate | $31.00 | 280,000,000 | $8,680,000,000 | NYSE KFT | IPO | 69 | 424B1 ↗ | |
| 2000-07-27 | TYCOM LTD | Syndicate | $32.00 | 61,130,435 | $1,956,173,920 | NYSE TCM | IPO | 31 | 424B1 ↗ | |
| 2000-04-13 | NUANCE COMMUNICATIONS CA | Syndicate | $17.00 | 4,500,000 | $76,500,000 | Nasdaq NUAN | IPO | 15 | 424B4 ↗ | |
| 1999-05-07 | URBAN ONE, INC. MD | Syndicate | $24.00 | 6,500,000 | $156,000,000 | Nasdaq ROIA | IPO | 15 | 424B1 ↗ | |
| 1998-07-23 | CENTRUS ENERGY CORP MD | Syndicate | 100,000,000 | - | NYSE USU | IPO | 56 | 424B1 ↗ | ||
| 1997-06-17 | INTEST CORP NJ | Syndicate | 2,275,000 | - | Nasdaq INTT | IPO | 32 | 424B1 ↗ | ||
| 1997-04-28 | HERTZ CORP FL | Syndicate | 20,010,000 | - | NYSE HRZ | IPO | 57 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Bear Stearns | 16 | 2 |
| Citigroup | 16 | 12 |
| Blaylock & Partners, L.P | 15 | 0 |
| Deutsche Bank | 14 | 7 |
| J.P. Morgan | 14 | 8 |
| Chatsworth Securities LLC | 12 | 0 |
| Credit Suisse | 11 | 5 |
| Goldman Sachs | 10 | 8 |
| Legg Mason | 10 | 0 |
| Lehman Brothers | 10 | 4 |
| Merrill Lynch | 10 | 5 |
| A.G. Edwards | 9 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.