IPO registrations (S-1, F-1) · Underwriters

Gruntal & Co

Deals
131 priced offerings as an underwriter, 3 as lead manager or representative; 121 initial public offerings
Proceeds of those deals
$27,009,545,507 ($56,211,000 as lead)
Years
1996–2001
Named in
134 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Named as
Gruntal & Co; Gruntal & Co. Inc; Gruntal & Co., Incorporated; Gruntal & Co., L.C.C; Gruntal & Co., L.l.c; Gruntal & Co. L.L.C; Gruntal & Co., L.L.C; Gruntal & Co., LLC

Deals by year

YearDealsAs leadProceeds of deals
200140$8,829,500,000
2000270$3,102,202,250
1999401$12,756,589,502
1998151$1,067,709,656
1997200$599,543,103
1996251$654,000,996

Deals 131

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2001-07-25WARNER CHILCOTT PLC NJSyndicate--Nasdaq GALNOffering7424B4 ↗
2001-06-13Mondelez International, Inc. ILSyndicate$31.00280,000,000$8,680,000,000NYSE KFTIPO69424B1 ↗
2001-03-19SUREBEAM CORP CASyndicate$10.006,700,000$67,000,000Nasdaq SUREIPO10424B4 ↗
2001-02-12THIRD WAVE TECHNOLOGIES INC /WI WISyndicate$11.00$10.00–$20.007,500,000$82,500,000Nasdaq TWTIIPO19424B4 ↗
2000-10-12INTROGEN THERAPEUTICS INC TXSyndicate$8.004,000,000$32,000,000Nasdaq INGNIPO20424B4 ↗
2000-09-29Integer Holdings Corp TXSyndicate$16.005,000,000$80,000,000NYSE GBIPO58424B4 ↗
2000-09-29Aspira Women's Health Inc. TXSyndicate$16.005,500,000$88,000,000Nasdaq CIPHIPO23424B1 ↗
2000-08-18INTEGRATED TELECOM EXPRESS INC/ CA CASyndicate$18.005,600,000$100,800,000Nasdaq ITXIIPO17424B4 ↗
2000-08-10VINA TECHNOLOGIES INC CASyndicate$1.353,000,000$4,050,000Nasdaq VINAIPO18424B4 ↗
2000-08-10H POWER CORP NJSyndicate$16.007,000,000$112,000,000Nasdaq HPOWIPO23424B4 ↗
2000-08-04ROSETTA INPHARMATICS INC WASyndicate$14.007,200,000$100,800,000Nasdaq RSTAIPO20424B4 ↗
2000-08-03RESONATE INC CASyndicate$21.004,000,000$84,000,000Nasdaq RSNTIPO11424B4 ↗
2000-08-02ENTRAVISION COMMUNICATIONS CORP CASyndicate$16.5046,000,000$759,000,000IPO53424B4 ↗
2000-07-28KERYX BIOPHARMACEUTICALS INC MASyndicate$10.004,600,000$46,000,000Nasdaq KERXIPO4424B1 ↗
2000-07-19ARGONAUT TECHNOLOGIES INC CASyndicate$0.764,600,000$3,496,000Nasdaq AGNTIPO13424B4 ↗
2000-06-27STRATOS INTERNATIONAL INC ILSyndicate$21.008,750,000$183,750,000Nasdaq STLWIPO20424B4 ↗
2000-06-27MARVELL TECHNOLOGY GROUP LTD D0Syndicate$15.006,000,000$90,000,000Nasdaq MRVLIPO14424B4 ↗
2000-06-26CHARLES RIVER LABORATORIES INTERNATIONAL, INC. MASyndicate$16.0014,000,000$224,000,000IPO36424B4 ↗
2000-06-23MANUFACTURERS SERVICES LTD MASyndicate$16.0011,000,000$176,000,000IPO38424B4 ↗
2000-06-15REDIFF COM INDIA LTD K7Syndicate$12.004,600,000$55,200,000Nasdaq REDFIPO10424B4 ↗
2000-06-14INTUITIVE SURGICAL INC CASyndicate$9.005,000,000$45,000,000Nasdaq ISRGIPO18424B4 ↗
2000-05-18US UNWIRED INC LASyndicate$11.008,000,000$88,000,000IPO36424B1 ↗
2000-04-28SEEBEYOND TECHNOLOGY CORP CASyndicate$12.004,000,000$48,000,000Nasdaq STCSIPO14424B1 ↗
2000-03-31ARROWPOINT COMMUNICATIONS INC MASyndicate$34.005,000,000$170,000,000Nasdaq ARPTIPO11424B1 ↗
2000-03-17TIPPINGPOINT TECHNOLOGIES INC TXSyndicate$18.008,000,000$144,000,000IPO39424B4 ↗
2000-03-14RADVISION LTD L4Syndicate$20.003,800,000$76,000,000Nasdaq RVSNIPO17424B4 ↗
2000-03-01MATRIXONE INC MASyndicate$25.005,000,000$125,000,000Nasdaq MONEIPO10424B1 ↗
2000-02-10QUOVADX INC COSyndicate$18.005,000,000$90,000,000Nasdaq XCARIPO11424B4 ↗
2000-02-04NBC INTERNET INC CASyndicate$81.38950,000$77,306,250Nasdaq NBCIOffering9424B4 ↗
2000-01-25DEER VALLEY CORP ALSyndicate$4.002,200,000$8,800,000NYSE American APSOffering12424B4 ↗
2000-01-24NEOFORMA INC CASyndicate$13.007,000,000$91,000,000Nasdaq NEOFIPO11424B4 ↗
1999-12-13MEDICALOGIC/MEDSCAPE INC ORSyndicate$17.005,900,000$100,300,000IPO29424B4 ↗
1999-11-24PNV INC FLSyndicate$17.003,750,000$63,750,000Nasdaq PNVNIPO15424B4 ↗
1999-11-19EXACTIS COM INC COSyndicate$14.003,800,000$53,200,000Nasdaq XACTIPO17424B4 ↗
1999-11-17RAINMAKER SYSTEMS INC CASyndicate$1.665,000,000$8,300,000IPO33424B4 ↗
1999-11-10UNITED PARCEL SERVICE INC GASyndicate$50.00109,400,000$5,470,000,000NYSE UPSIPO49424B4 ↗
1999-11-09DATA CRITICAL CORP WASyndicate$10.003,500,000$35,000,000IPO31424B1 ↗
1999-10-27JNI CORP CASyndicate$19.004,900,000$93,100,000IPO29424B4 ↗
1999-10-07PARAGON FINANCIAL CORP CASyndicate$16.006,000,000$96,000,000Nasdaq PLRXIPO18424B4 ↗
1999-10-05ALTIGEN COMMUNICATIONS INC CASyndicate$10.003,250,000$32,500,000Nasdaq ATGNIPO18424B4 ↗
1999-10-04BlackRock Holdco 2, Inc. NYSyndicate$14.009,000,000$126,000,000NYSE BLKIPO39424B4 ↗
1999-10-01DALEEN TECHNOLOGIES INC FLSyndicate$3.514,100,000$14,391,000Nasdaq DALNIPO10424B1 ↗
1999-09-16GARDEN COM INC TXSyndicate$12.004,100,000$49,200,000Nasdaq GDENIPO19424B4 ↗
1999-08-20LOOKSMART LTD CASyndicate$12.007,700,000$92,400,000Nasdaq LOOKIPO16424B1 ↗
1999-08-18NOVAMED INC ILSyndicate$4.384,000,000$17,520,000IPO30424B1 ↗
1999-08-13IXNET INC NJSyndicate$15.006,500,000$97,500,000NYSE American IPIIPO30424B1 ↗
1999-08-04FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC CASyndicate$18.5020,000,000$370,000,000NYSE FCSIPO22424B4 ↗
1999-08-04SPLITROCK SERVICES INC TXSyndicate$10.009,000,000$90,000,000Nasdaq SPLTIPO30424B1 ↗
1999-07-26ALLSCRIPTS INC /IL ILSyndicate$16.002,977,483$47,639,728Nasdaq MDRXIPO13424B4 ↗
1999-06-18CYBEAR INC FLLead$16.003,000,000$48,000,000OTC CYBRIPO17424B4 ↗
1999-06-18OVERTURE SERVICES INC CASyndicate$15.006,000,000$90,000,000IPO33424B4 ↗
1999-06-11AZURIX CORP TXSyndicate$19.0036,600,000$695,400,000NYSE AZXIPO40424B4 ↗
1999-06-10SKECHERS USA INC CASyndicate$11.007,000,000$77,000,000IPO23424B4 ↗
1999-06-04NETWORK ACCESS SOLUTIONS CORP VASyndicate$5.007,500,000$37,500,000Nasdaq NASCIPO31424B4 ↗
1999-06-03ZANY BRAINY INC PASyndicate$10.006,100,000$61,000,000IPO34424B1 ↗
1999-05-21DAVIDS BRIDAL INC PASyndicate$13.008,000,000$104,000,000IPO24424B1 ↗
1999-05-18NEXTERA ENTERPRISES INC CASyndicate$10.0011,500,000$115,000,000Nasdaq NXRAIPO33424B4 ↗
1999-05-10PENTON MEDIA INC OHSyndicate$19.506,500,000$126,750,000NYSE PMEOffering32424B4 ↗
1999-05-04GOLDMAN SACHS GROUP INC NYSyndicate$53.0069,000,000$3,657,000,000NYSE GSIPO80424B4 ↗
1999-04-30APPLIEDTHEORY CORP NYSyndicate$16.004,500,000$72,000,000Nasdaq ATHYIPO29424B4 ↗
1999-04-14S Wind-up CORP CASyndicate$9.005,000,000$45,000,000IPO25424B4 ↗
1999-03-23NEON Communications Group, Inc. MASyndicate$37.004,605,790$170,414,230Offering23424B1 ↗
1999-03-17MULTEX COM INC NYSyndicate$14.003,000,000$42,000,000Nasdaq MLTXIPO16424B1 ↗
1999-03-05NEON SYSTEMS INC TXSyndicate$15.002,700,000$40,500,000Nasdaq NEONIPO26424B4 ↗
1999-02-26Life Technologies Corp CASyndicate$15.003,500,000$52,500,000IPO26424B4 ↗
1999-02-12ONYX SOFTWARE CORP/WA WASyndicate$13.003,100,000$40,300,000Nasdaq ONXSIPO11424B4 ↗
1999-02-11GAMCO INVESTORS, INC. ET AL CTSyndicate$17.506,000,000$105,000,000NYSE GBLIPO34424B1 ↗
1999-02-11PRODIGY COMMUNICATIONS CORP TXSyndicate$5.788,000,000$46,240,000Nasdaq PRGYIPO30424B4 ↗
1999-02-08VIALOG CORP MASyndicate$44.004,867,826$214,184,344Nasdaq VLOGIPO20424B1 ↗
1999-02-02MEDE AMERICA CORP / NYSyndicate$13.004,615,400$60,000,200Nasdaq MEDEIPO23424B4 ↗
1999-01-22COVAD COMMUNICATIONS GROUP INC CASyndicate7,800,000-Nasdaq COVDIPO26424B4 ↗
1998-11-13THEGLOBE COM INC FLSyndicate$8.863,100,000$27,466,000Nasdaq TGLOIPO28424B4 ↗
1998-08-07NATIONSRENT INC FLSyndicate$8.0013,000,000$104,000,000NYSE NRIIPO28424B1 ↗
1998-07-31MAXTOR CORP CASyndicate$6.3247,500,000$300,200,000Nasdaq MXTRIPO20424B1 ↗
1998-07-24BINDVIEW DEVELOPMENT CORP TXSyndicate$10.003,750,000$37,500,000Nasdaq BVEWIPO9424B4 ↗
1998-07-02COLLATERAL THERAPEUTICS INC CASyndicate$18.002,200,000$39,600,000Nasdaq CLTXIPO12424B1 ↗
1998-07-02COSTAR GROUP, INC. VASyndicate$9.002,500,000$22,500,000Nasdaq RIGXIPO31424B1 ↗
1998-07-02ABGENIX INC CASyndicate$8.002,500,000$20,000,000Nasdaq ABGXIPO9424B1 ↗
1998-06-18bebe stores, inc. CASyndicate$11.002,500,000$27,500,000IPO11424B4 ↗
1998-05-28RIBOGENE INC / CA/ CALead$3.572,300,000$8,211,000NYSE American RBOIPO1424B4 ↗
1998-05-15FEDERATED HERMES, INC. PASyndicate$19.0017,557,226$333,587,294NYSE FIIIPO34424B1 ↗
1998-04-09SCHEIN PHARMACEUTICAL INC NJSyndicate$17.00--NYSE SHPIPO20424B1 ↗
1998-03-27COLUMBIA SPORTSWEAR CO ORSyndicate$18.005,600,000$100,800,000Nasdaq COLMIPO19424B4 ↗
1998-03-25ONIX SYSTEMS INC TXSyndicate3,300,000-NYSE American ONXIPO26424B4 ↗
1998-03-12BNC MORTGAGE INC CASyndicate$9.503,173,196$30,145,362Nasdaq BNCMIPO20424B4 ↗
1998-02-13ASTROPOWER INC DESyndicate$6.002,700,000$16,200,000Nasdaq APWRIPO19424B1 ↗
1997-12-19BIG CITY RADIO INC NYSyndicate$7.004,000,000$28,000,000NYSE American YFMIPO25424B4 ↗
1997-11-25LETS TALK CELLULAR & WIRELESS INC FLSyndicate$15.282,337,245$35,713,103Nasdaq LTCWIPO17424B1 ↗
1997-11-20PROGENICS PHARMACEUTICALS INC NYSyndicate2,000,000-Nasdaq PGNXIPO17424B1 ↗
1997-11-19NOBLE INTERNATIONAL, LTD. MISyndicate--NYSE American NILIPO28424B1 ↗
1997-11-17METTLER TOLEDO INTERNATIONAL INC/ OHSyndicate6,666,667-NYSE MTDIPO21424B1 ↗
1997-11-04AMF BOWLING INC VASyndicate2,700,000-NYSE PINIPO26424B4 ↗
1997-11-04PERICOM SEMICONDUCTOR CORP CASyndicate$9.002,500,000$22,500,000Nasdaq PSEMIPO26424B4 ↗
1997-10-30CASELLA WASTE SYSTEMS INC VTSyndicate$6.234,000,000$24,920,000Nasdaq CWSTIPO17424B4 ↗
1997-10-16REDCATS USA, INC. NYSyndicate$24.005,000,000$120,000,000NYSE BYLIPO23424B1 ↗
1997-09-12SIGNATURE EYEWEAR INC CASyndicate$20.001,800,000$36,000,000Nasdaq SEYEIPO27424B1 ↗
1997-08-15LEUKOSITE INC MASyndicate$3.892,500,000$9,725,000Nasdaq LKSTIPO13424B4 ↗
1997-06-17ORBIT FR INC PASyndicate$8.252,000,000$16,500,000Nasdaq ORFRIPO38424B1 ↗
1997-05-30ASCENT PEDIATRICS INC MASyndicate$6.282,000,000$12,560,000Nasdaq ASCTIPO31424B1 ↗
1997-04-29LONG BEACH FINANCIAL CORP CASyndicate$6.5021,750,000$141,375,000Nasdaq LBFCIPO33424B4 ↗
1997-04-17DECRANE AIRCRAFT HOLDINGS INC CASyndicate--Nasdaq DAHXIPO27424B4 ↗
1997-03-21PHYSICIANS SPECIALTY CORP GASyndicate2,200,000-Nasdaq ENTSIPO19424B1 ↗
1997-03-07KOS PHARMACEUTICALS INC NJSyndicate$15.004,150,000$62,250,000Nasdaq KOSPIPO27424B4 ↗
1997-02-28FIRST AVIATION SERVICES INC CTSyndicate$10.003,900,000$39,000,000Nasdaq FAVSIPO24424B4 ↗
1997-02-21OVERLAND STORAGE INC CASyndicate$10.003,000,000$30,000,000Nasdaq OVRLIPO20424B1 ↗
1997-02-04Vericel Corp MASyndicate$7.003,000,000$21,000,000Nasdaq ASTMIPO25424B1 ↗
1996-12-19AMSCAN HOLDINGS INC NYSyndicate4,000,000-Nasdaq AMSNIPO15424B1 ↗
1996-12-18ACCENT COLOR SCIENCES INC CTSyndicate$8.001,362,312$10,898,496Nasdaq ACLRIPO22424B4 ↗
1996-12-12SKYMALL INC AZSyndicate$6.132,000,000$12,260,000Nasdaq SKYMIPO25424B4 ↗
1996-12-11VIVID TECHNOLOGIES INC MASyndicate2,000,000-Nasdaq VVIDIPO17424B1 ↗
1996-11-27RESOURCE AMERICA, INC. NYSyndicate$13.001,440,000$18,720,000Nasdaq REXIOffering8424B1 ↗
1996-11-20VIROPHARMA INC PASyndicate$7.002,250,000$15,750,000Nasdaq VPHMIPO26424B4 ↗
1996-11-01TRIANGLE PHARMACEUTICALS INC NCSyndicate$48.004,200,000$201,600,000Nasdaq VIRSIPO29424B1 ↗
1996-10-25CAREMATRIX CORP MASyndicate$15.006,250,000$93,750,000NYSE American CMDOffering20424B1 ↗
1996-10-24ENAMELON INC NJSyndicate1,700,000-Nasdaq ENMLIPO13424B4 ↗
1996-10-17TALX CORP MOSyndicate$9.002,000,000$18,000,000Nasdaq TALXIPO26424B4 ↗
1996-10-11BNS HOLDING, INC. CASyndicate$11.757,286,000$85,610,500NYSE BNSOffering33424B4 ↗
1996-10-03PEGASUS SATELLITE COMMUNICATIONS INC PASyndicate3,000,000-Nasdaq PGTVIPO15424B1 ↗
1996-10-03AHT CORP NYSyndicate$3.442,300,000$7,912,000Nasdaq ADVHIPO27424B4 ↗
1996-09-26ABERCROMBIE & FITCH CO /DE/ OHSyndicate$16.00--NYSE ANFIPO35424B1 ↗
1996-08-23STERICYCLE INC ILSyndicate$31.003,000,000$93,000,000Nasdaq SRCLIPO39424B1 ↗
1996-08-16CONSOLIDATED CIGAR HOLDINGS INC FLSyndicate5,400,000-NYSE CIGIPO15424B1 ↗
1996-07-30SOURCE SERVICES CORP TXSyndicate$14.002,500,000$35,000,000Nasdaq SRSVIPO47424B4 ↗
1996-07-26AMERICAN DISPOSAL SERVICES INC ILSyndicate$9.002,750,000$24,750,000Nasdaq ADSIIPO25424B1 ↗
1996-07-12CAPITAL FACTORS HOLDINGS INC FLSyndicate--Nasdaq CAPFIPO21424B1 ↗
1996-06-14ANDRX CORP FLLead2,200,000-Nasdaq ADRXIPO23424B1 ↗
1996-06-04Cardiogenesis Corp /CA CASyndicate--IPO27424B4 ↗
1996-05-24NEUROCRINE BIOSCIENCES INC CASyndicate$10.503,500,000$36,750,000IPO8424B1 ↗
1996-05-08ASSOCIATES FIRST CAPITAL CORP TXSyndicate67,000,000-NYSE AFSIPO47424B4 ↗
1996-04-12TRUMP ENTERTAINMENT RESORTS, INC. NJSyndicate12,500,000-NYSE DJTOffering44424B1 ↗
1996-04-01ION MEDIA NETWORKS INC. FLSyndicate13,500,000-NYSE American PXNOffering30424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 1

FiledCompanyRoleRangeSharesListingStatusDocument
1998-03-20ONIX SYSTEMS INCSyndicate$13.50–$15.503,000,000Withdrawn 1999-11-18S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
Donaldson, Lufkin & Jenrette7129
Citigroup7020
Bear Stearns6419
A.G. Edwards601
Raymond James580
Lehman Brothers5416
Fahnestock & Co. Inc510
Robertson Stephens5114
Cowen5013
Hambrecht & Quist506
Merrill Lynch5020
Prudential Securities483

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.