IPO registrations (S-1, F-1) · Registrants

RAINMAKER SYSTEMS INC

SEC CIK
1094007 · filings on EDGAR ↗
Registration
Form S-1, first filed 1999-09-02, last 1999-11-12; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 1999-11-17
Industry (SIC)
Services-Management Services 8741
Incorporated in
DE
Business address
1821 S. BASCOM AVE, #385, Campbell, CA 95008
EIN
33-0442860
EDGAR entity type
operating
Insiders and CEO pay
RAINMAKER SYSTEMS INC on the corporate pages

Offering terms

Final price
$1.66 per share (424B4 filed 1999-11-17, an initial public offering)
Shares sold
5,000,000
Gross proceeds
$8,300,000 before underwriting discounts and any over-allotment option
Lead underwriters
Donaldson, Lufkin & Jenrette (1,398,750 shares); Thomas Weisel Partners (1,398,750 shares); Cowen (932,500 shares)
Syndicate
Bear Stearns (60,000); Credit Suisse (60,000); A.G. Edwards (60,000); Wachovia (60,000); Goldman Sachs (60,000); Merrill Lynch (60,000); Citigroup (60,000); C.E. Unterberg, Towbin (60,000); Adams Harkness (30,000); William Blair (30,000); J.C. Bradford & Co (30,000); The Chapman Company (30,000); Crowell, Weedon & Co (30,000); Fahnestock & Co. Inc (30,000); Gruntal & Co. L.L.C (30,000); Harris Webb & Garrison, Inc (30,000); C.L. King & Associates (30,000); Ladenburg Thalmann (30,000); Legg Mason (30,000); McDonald Investments Inc., a KeyCorp Company (30,000); Parker/Hunter Incorporated (30,000); Pennsylvania Merchant Group (30,000); Raymond James (30,000); Sanders Morris Mundy (30,000); Sands Brothers & Co., Ltd (30,000); The Seidler Companies Incorporated (30,000); Truist Securities (30,000); Sutro & Co. Incorporated (30,000); Tucker Anthony Cleary Gull (30,000); Volpe Brown Whelan & Company (30,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
1999-09-02S-1S-1 (registration)RAINMAKER SYSTEMS INC0001012870-99-003064 ↗
1999-09-30S-1/AS-1/A (amendment)RAINMAKER SYSTEMS INC0001017062-99-001667 ↗
1999-10-06S-1/AS-1/A (amendment)RAINMAKER SYSTEMS INC0001017062-99-001692 ↗
1999-10-22S-1/AS-1/A (amendment)RAINMAKER SYSTEMS INC0001017062-99-001782 ↗
1999-11-12S-1/AS-1/A (amendment)RAINMAKER SYSTEMS INC0000950109-99-003965 ↗
1999-11-17424B4424B4 (final prospectus)RAINMAKER SYSTEMS INC0001017062-99-001977 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1999-11-12S-1/Aregistration statement$1.6422,750$37,3100from the submission text; price sentence, shares headline, proceeds computeddocument ↗
1999-11-17424B4final prospectus$1.665,000,000$8,300,00033from the submission text; price line, shares headline, proceeds computed, underwriting table 33, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
DIKER MANAGEMENT LLCTenPercentOwner72006–2008
Valenzuela SteveOfficerCFO; Chief Financial Officer332006–2011
MOHAN ALOKDirector162006–2011
Schork Lawrence WOfficerVP, IT12006
Forbes Kenneth SOfficerChief Technology Officer; CTO; VP Product Marketing112006–2008
SILTON MICHAELDirector,Officer; OfficerCEO & President; Chief Executive Officer412006–2012
Hauptmeier C JOfficerGeneral Manager22007
Langer Robert AOfficerGeneral Manager22007
LEFF ROBERTDirector; Other122007–2011
Levy MitchellDirector112007–2013
Peppard BradDirector; Director,OfficerCFO142007–2013
De La Vega MarkOfficerSenior VP of Products152008–2010
Johnson PhilipOfficerVice Pres., Human Resources272008–2012
Norris LarryOfficerGeneral Manager22008
Romanow H. SethOfficerVP & Chief Marketing Officer12008
BRIGGS GARY SDirector72010–2013
VENABLE TOMOfficerSenior VP Sales and Marketing72011
BURNS TIMOTHYOfficerActing Chief Financial Officer; Chief Financial Officer132011–2013
GEIGER CHARLESDirector52011–2012
Chung JamesOfficerChief Technology Officer102011–2013
Baker PamelaOfficerVP Global Operations/Client Sv; VP Operations and Client Svcs; VP Operations & Client Svcs; VP Operations &Client Svcs62011–2012
Faldi C. FinneganDirector42012–2013
Burak Mallorie SaraOfficerCFO; Chief Financial Officer22013
Massaro Donald JDirector; DirectorOther; OfficerPresident and CEO32013
SALZMAN ERICDirector22013–2014
Hopkins James LeeDirector22014

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2014-07-30RAINMAKER SYSTEMS INCOther Technology$3,900,000$3,900,000203

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationRAINMAKER SYSTEMS, INC.CAState business registriesEIN (EXACT, as the state registration reports it)
Federal award recipientRAINMAKER SYSTEMS, INC.CAFederal spending (USAspending)name and state
Form D issuerRAINMAKER SYSTEMS INCCAForm D private offeringsCIK (EXACT)
SEC filerRAINMAKER SYSTEMS INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerRainmaker Systems, Inc.CATrademarks (USPTO)name and state
Form 5500 plan sponsorRAINMAKER SYSTEMS, INC.EIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.