IPO registrations (S-1, F-1) · Registrants
RAINMAKER SYSTEMS INC
- SEC CIK
- 1094007 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-09-02, last 1999-11-12; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1999-11-17
- Industry (SIC)
- Services-Management Services 8741
- Incorporated in
- DE
- Business address
- 1821 S. BASCOM AVE, #385, Campbell, CA 95008
- EIN
- 33-0442860
- EDGAR entity type
- operating
- Insiders and CEO pay
- RAINMAKER SYSTEMS INC on the corporate pages
Offering terms
- Final price
- $1.66 per share (424B4 filed 1999-11-17, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $8,300,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Donaldson, Lufkin & Jenrette (1,398,750 shares); Thomas Weisel Partners (1,398,750 shares); Cowen (932,500 shares)
- Syndicate
- Bear Stearns (60,000); Credit Suisse (60,000); A.G. Edwards (60,000); Wachovia (60,000); Goldman Sachs (60,000); Merrill Lynch (60,000); Citigroup (60,000); C.E. Unterberg, Towbin (60,000); Adams Harkness (30,000); William Blair (30,000); J.C. Bradford & Co (30,000); The Chapman Company (30,000); Crowell, Weedon & Co (30,000); Fahnestock & Co. Inc (30,000); Gruntal & Co. L.L.C (30,000); Harris Webb & Garrison, Inc (30,000); C.L. King & Associates (30,000); Ladenburg Thalmann (30,000); Legg Mason (30,000); McDonald Investments Inc., a KeyCorp Company (30,000); Parker/Hunter Incorporated (30,000); Pennsylvania Merchant Group (30,000); Raymond James (30,000); Sanders Morris Mundy (30,000); Sands Brothers & Co., Ltd (30,000); The Seidler Companies Incorporated (30,000); Truist Securities (30,000); Sutro & Co. Incorporated (30,000); Tucker Anthony Cleary Gull (30,000); Volpe Brown Whelan & Company (30,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: RAINMAKER SYSTEMS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: RAINMAKER SYSTEMS, INC. EXACT (EIN (EXACT))
- Federal award recipient: RAINMAKER SYSTEMS, INC. Fuzzy (name and state)
- Form D issuer: RAINMAKER SYSTEMS INC EXACT (CIK (EXACT))
- SEC filer: RAINMAKER SYSTEMS INC EXACT (CIK (EXACT))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-09-02 | S-1 | S-1 (registration) | RAINMAKER SYSTEMS INC | 0001012870-99-003064 ↗ |
| 1999-09-30 | S-1/A | S-1/A (amendment) | RAINMAKER SYSTEMS INC | 0001017062-99-001667 ↗ |
| 1999-10-06 | S-1/A | S-1/A (amendment) | RAINMAKER SYSTEMS INC | 0001017062-99-001692 ↗ |
| 1999-10-22 | S-1/A | S-1/A (amendment) | RAINMAKER SYSTEMS INC | 0001017062-99-001782 ↗ |
| 1999-11-12 | S-1/A | S-1/A (amendment) | RAINMAKER SYSTEMS INC | 0000950109-99-003965 ↗ |
| 1999-11-17 | 424B4 | 424B4 (final prospectus) | RAINMAKER SYSTEMS INC | 0001017062-99-001977 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-11-12 | S-1/A | registration statement | $1.64 | 22,750 | $37,310 | 0 | from the submission text; price sentence, shares headline, proceeds computed | document ↗ | ||
| 1999-11-17 | 424B4 | final prospectus | $1.66 | 5,000,000 | $8,300,000 | 33 | from the submission text; price line, shares headline, proceeds computed, underwriting table 33, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DIKER MANAGEMENT LLC | TenPercentOwner | 7 | 2006–2008 | ||
| Valenzuela Steve | Officer | CFO; Chief Financial Officer | 33 | 2006–2011 | |
| MOHAN ALOK | Director | 16 | 2006–2011 | ||
| Schork Lawrence W | Officer | VP, IT | 1 | 2006 | |
| Forbes Kenneth S | Officer | Chief Technology Officer; CTO; VP Product Marketing | 11 | 2006–2008 | |
| SILTON MICHAEL | Director,Officer; Officer | CEO & President; Chief Executive Officer | 41 | 2006–2012 | |
| Hauptmeier C J | Officer | General Manager | 2 | 2007 | |
| Langer Robert A | Officer | General Manager | 2 | 2007 | |
| LEFF ROBERT | Director; Other | 12 | 2007–2011 | ||
| Levy Mitchell | Director | 11 | 2007–2013 | ||
| Peppard Brad | Director; Director,Officer | CFO | 14 | 2007–2013 | |
| De La Vega Mark | Officer | Senior VP of Products | 15 | 2008–2010 | |
| Johnson Philip | Officer | Vice Pres., Human Resources | 27 | 2008–2012 | |
| Norris Larry | Officer | General Manager | 2 | 2008 | |
| Romanow H. Seth | Officer | VP & Chief Marketing Officer | 1 | 2008 | |
| BRIGGS GARY S | Director | 7 | 2010–2013 | ||
| VENABLE TOM | Officer | Senior VP Sales and Marketing | 7 | 2011 | |
| BURNS TIMOTHY | Officer | Acting Chief Financial Officer; Chief Financial Officer | 13 | 2011–2013 | |
| GEIGER CHARLES | Director | 5 | 2011–2012 | ||
| Chung James | Officer | Chief Technology Officer | 10 | 2011–2013 | |
| Baker Pamela | Officer | VP Global Operations/Client Sv; VP Operations and Client Svcs; VP Operations & Client Svcs; VP Operations &Client Svcs | 6 | 2011–2012 | |
| Faldi C. Finnegan | Director | 4 | 2012–2013 | ||
| Burak Mallorie Sara | Officer | CFO; Chief Financial Officer | 2 | 2013 | |
| Massaro Donald J | Director; DirectorOther; Officer | President and CEO | 3 | 2013 | |
| SALZMAN ERIC | Director | 2 | 2013–2014 | ||
| Hopkins James Lee | Director | 2 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-07-30 | RAINMAKER SYSTEMS INC | Other Technology | $3,900,000 | $3,900,000 | 20 | 3 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | RAINMAKER SYSTEMS, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | RAINMAKER SYSTEMS, INC. | CA | Federal spending (USAspending) | name and state |
| Form D issuer | RAINMAKER SYSTEMS INC | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | RAINMAKER SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Rainmaker Systems, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | RAINMAKER SYSTEMS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.