IPO registrations (S-1, F-1) · Registrants
MAXTOR CORP
- SEC CIK
- 711039 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-06-05, last 1998-07-30; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1998-07-31
- Industry (SIC)
- Computer Storage Devices 3572
- Incorporated in
- DE
- Business address
- 500 MCCARTHY BLVD, Milpitas, CA 95035
- EIN
- 77-0123732
- EDGAR entity type
- operating
- Insiders and CEO pay
- MAXTOR CORP on the corporate pages
Offering terms
- Proposed price range
- $7.00–$8.00 per share (S-1/A filed 1998-07-30)
- Final price
- $6.32 per share, below the range (424B1 filed 1998-07-31, an initial public offering)
- Shares sold
- 47,500,000
- Gross proceeds
- $300,200,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol MXTR
- Lead underwriters
- Citigroup (5,877,000 shares); Hambrecht & Quist (5,877,000 shares); Lehman Brothers (5,877,000 shares); Merrill Lynch (5,877,000 shares); Montgomery Securities (5,877,000 shares)
- Syndicate
- ABN AMRO (670,000); BancAmerica Robertson Stephens (670,000); Bear Stearns (670,000); Oppenheimer (670,000); Credit Suisse (670,000); Donaldson, Lufkin & Jenrette (670,000); Goldman Sachs (670,000); Morgan Stanley (670,000); Adams Harkness (465,000); Fahnestock & Co. Inc (465,000); Gruntal & Co., L.C.C (465,000); Needham & Company (465,000); Sands Brothers & Co., Ltd (465,000); Soundview Financial Group, Inc (465,000); C.E. Unterberg, Towbin (465,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MAXTOR CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: MAXTOR CORPORATION Fuzzy (name and state)
- Business registration: MAXTOR CORPORATION Fuzzy (name and state)
- SEC filer: MAXTOR CORP EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-06-05 | S-1 | S-1 (registration) | MAXTOR CORP | 0000891618-98-002728 ↗ |
| 1998-06-11 | S-1/A | S-1/A (amendment) | MAXTOR CORP | 0000891618-98-002848 ↗ |
| 1998-06-29 | S-1/A | S-1/A (amendment) | MAXTOR CORP | 0000891618-98-003111 ↗ |
| 1998-07-28 | S-1/A | S-1/A (amendment) | MAXTOR CORP | 0000891618-98-003482 ↗ |
| 1998-07-30 | S-1/A | S-1/A (amendment) | MAXTOR CORP | 0000891618-98-003524 ↗ |
| 1998-07-31 | 424B1 | 424B1 (final prospectus) | MAXTOR CORP | 0000891618-98-003551 ↗ |
| 1999-02-10 | 424B4 | 424B4 (final prospectus) | MAXTOR CORP | 0000891618-99-000407 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-07-30 | S-1/A | registration statement | $7.00–$8.00 | $6.32 | 47,500,000 | $300,200,000 | Nasdaq MXTR | 5 | from the submission text; range, price line, shares headline, proceeds computed, cover names 5 | document ↗ |
| 1998-07-31 | 424B1 | final prospectus | $6.32 | 47,500,000 | $300,200,000 | Nasdaq MXTR | 20 | from the submission text; price line, shares headline, proceeds computed, underwriting table 20, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BOESENBERG CHARLES | Director | 2 | 2006 | ||
| Richarz Kurt | Officer | Sr. VP WW Sales; SVP, WW Sales | 5 | 2006 | |
| Bush Nancy | Officer | Controller | 4 | 2006 | |
| MORTON CHARLES HILL | Director | 4 | 2006 | ||
| Sweeney William | Officer | General Counsel & Secretary | 4 | 2006 | |
| WINGERT MICHAEL J | Officer | President and COO | 6 | 2006 | |
| BEAVER DAVID L | Officer | Sr. VP WW Materials & CPO | 8 | 2006 | |
| ALLEN RICHARD E | Director | 2 | 2006 | ||
| PARK CHONG SUP | Officer | Chief Executive Officer | 2 | 2006 | |
| Williams Duston | Officer | EVP, Finance & CFO | 2 | 2006 | |
| DANESH FARIBA | Officer | Exec. VP, Operations | 2 | 2006 | |
| CHRIST CHARLES F | Director | 2 | 2006 | ||
| Alexy Kimberly | Director | 1 | 2006 | ||
| CANNON MICHAEL R | Director | 1 | 2006 | ||
| MYERS GREG | Director | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | MAXTOR CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | MAXTOR CORPORATION | State business registries | name and state | |
| Business registration | MAXTOR CORPORATION | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | MAXTOR CORPORATION | State business registries | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Computer Storage Devices, CA first:
- HMT TECHNOLOGY CORP CA
- PHASE METRICS INC CA
- ARTECON INC /DE/ CA
- ATL PRODUCTS INC CA
- APPLIED ROBOTIC TECHNOLOGIES INC CA
- AIR BEARINGS INC CA
- SANTA BARBARA METRIC INC CA
- HEADWAY TECHNOLOGIES INC CA
- I/OMAGIC CORP CA
- BLUE COAT SYSTEMS INC CA
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Computer Storage Devices · Manufacturing