IPO registrations (S-1, F-1) · Underwriters
First Analysis Securities
- Deals
- 53 priced offerings as an underwriter, 1 as lead manager or representative; 49 initial public offerings
- Proceeds of those deals
- $5,789,571,611 ($20,000,020 as lead)
- Years
- 1996–2018
- Named in
- 65 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as FIRST ANALYSIS SECURITIES CORPORATION · filings on EDGAR ↗
- Named as
- First Analysis Securities; First Analysis Securities Corp; First Analysis Securities Corporation
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2018 | 2 | 0 | $398,735,292 |
| 2016 | 2 | 0 | $437,500,000 |
| 2013 | 1 | 0 | $40,800,000 |
| 2012 | 5 | 1 | $314,515,829 |
| 2007 | 1 | 0 | $120,000,000 |
| 2006 | 1 | 0 | $140,000,000 |
| 2005 | 1 | 0 | $298,163,261 |
| 2002 | 7 | 0 | $756,000,000 |
| 2001 | 1 | 0 | $105,000,000 |
| 2000 | 3 | 0 | $310,922,500 |
| 1999 | 6 | 0 | $1,014,610,000 |
| 1998 | 4 | 0 | $1,328,988,568 |
| 1997 | 13 | 0 | $332,336,161 |
| 1996 | 6 | 0 | $192,000,000 |
Deals 53
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-06-15 | Charah Solutions, Inc. KY | Syndicate | $12.00 | 7,352,941 | $88,235,292 | NYSE CHRA | IPO | 7 | 424B4 ↗ | |
| 2018-05-17 | Pluralsight, Inc. UT | Syndicate | $15.00 | 20,700,000 | $310,500,000 | Nasdaq PS | IPO | 8 | 424B4 ↗ | |
| 2016-10-07 | Advanced Disposal Services, Inc. FL | Syndicate | $18.00 | 19,250,000 | $346,500,000 | NYSE ADSW | IPO | 10 | 424B4 ↗ | |
| 2016-06-03 | NantHealth, Inc. NC | Syndicate | $14.00 | 6,500,000 | $91,000,000 | Nasdaq NH | IPO | 6 | 424B4 ↗ | |
| 2013-10-30 | MAZOR ROBOTICS LTD. L3 | Syndicate | $17.00 | 2,400,000 | $40,800,000 | Nasdaq MZOR | Offering | 4 | 424B4 ↗ | |
| 2012-10-26 | ATHERSYS, INC / NEW OH | Lead | $1.01 | 19,802,000 | $20,000,020 | Nasdaq ATHX | Offering | 2 | 424B4 ↗ | |
| 2012-09-28 | QUALYS, INC. CA | Syndicate | $12.00 | 7,575,000 | $90,900,000 | IPO | 9 | 424B4 ↗ | ||
| 2012-04-27 | Acquity Group Ltd K3 | Syndicate | $6.00 | 5,555,556 | $33,333,336 | NYSE American AQ | IPO | 4 | 424B4 ↗ | |
| 2012-04-20 | PROOFPOINT INC CA | Syndicate | $13.00 | 6,329,421 | $82,282,473 | Nasdaq PFPT | IPO | 5 | 424B4 ↗ | |
| 2012-03-15 | Demandware Inc MA | Syndicate | $16.00 | 5,500,000 | $88,000,000 | NYSE DWRE | IPO | 6 | 424B4 ↗ | |
| 2007-12-11 | CARDTRONICS PLC TX | Syndicate | $10.00 | 12,000,000 | $120,000,000 | Nasdaq CATM | IPO | 10 | 424B4 ↗ | |
| 2006-02-02 | Koppers Holdings Inc. PA | Syndicate | $14.00 | 10,000,000 | $140,000,000 | NYSE KOP | IPO | 5 | 424B1 ↗ | |
| 2005-08-18 | Rockwood Holdings, Inc. NJ | Syndicate | $14.61 | 20,408,163 | $298,163,261 | NYSE ROC | IPO | 7 | 424B4 ↗ | |
| 2002-11-18 | CONSTAR PLASTICS LLC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | CONSTAR INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | DT INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | BFF INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | CONSTAR FOREIGN HOLDINGS INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-11-18 | CONSTAR INTERNATIONAL INC PA | Syndicate | $12.00 | 10,500,000 | $126,000,000 | Nasdaq CNST | IPO | 11 | 424B4 ↗ | |
| 2002-01-22 | OM GROUP INC OH | Syndicate | 3,500,000 | - | NYSE OMG | Offering | 6 | 424B4 ↗ | ||
| 2001-08-10 | MYKROLIS CORP MA | Syndicate | $15.00 | 7,000,000 | $105,000,000 | NYSE MYK | IPO | 16 | 424B4 ↗ | |
| 2000-04-05 | ULTICOM, INC NJ | Syndicate | $2.57 | 4,250,000 | $10,922,500 | Nasdaq ULCM | IPO | 23 | 424B4 ↗ | |
| 2000-03-03 | REGISTER COM INC NY | Syndicate | $24.00 | 5,000,000 | $120,000,000 | Nasdaq RCOM | IPO | 21 | 424B4 ↗ | |
| 2000-03-03 | UTSTARCOM HOLDINGS CORP. F4 | Syndicate | $18.00 | 10,000,000 | $180,000,000 | Nasdaq UTSI | IPO | 12 | 424B1 ↗ | |
| 1999-11-22 | SCIQUEST INC NC | Syndicate | $16.00 | 7,500,000 | $120,000,000 | IPO | 31 | 424B1 ↗ | ||
| 1999-09-28 | ITXC CORP NJ | Syndicate | $12.00 | 6,250,000 | $75,000,000 | Nasdaq ITXC | IPO | 17 | 424B1 ↗ | |
| 1999-09-23 | INTERACTIVE INTELLIGENCE INC IN | Syndicate | $13.00 | 2,670,000 | $34,710,000 | Nasdaq ININ | IPO | 18 | 424B4 ↗ | |
| 1999-08-19 | NETRO CORP CA | Syndicate | $8.00 | 5,000,000 | $40,000,000 | Nasdaq NTRO | IPO | 12 | 424B4 ↗ | |
| 1999-08-05 | COBALT GROUP INC WA | Syndicate | $11.00 | 4,500,000 | $49,500,000 | Nasdaq CBLT | IPO | 13 | 424B4 ↗ | |
| 1999-06-11 | AZURIX CORP TX | Syndicate | $19.00 | 36,600,000 | $695,400,000 | NYSE AZX | IPO | 40 | 424B4 ↗ | |
| 1998-12-10 | ABOVENET COMMUNICATIONS INC CA | Syndicate | $13.00 | 123,736 | $1,608,568 | Nasdaq ABOV | IPO | 13 | 424B4 ↗ | |
| 1998-07-01 | REPUBLIC SERVICES, INC. AZ | Syndicate | $24.00 | 55,000,000 | $1,320,000,000 | NYSE RSG | IPO | 26 | 424B1 ↗ | |
| 1998-05-26 | Waste Connections US, Inc. TX | Syndicate | $3.69 | 2,000,000 | $7,380,000 | Nasdaq WCNX | IPO | 11 | 424B1 ↗ | |
| 1998-03-19 | EXDS INC CA | Syndicate | 4,500,000 | - | Nasdaq EXDS | IPO | 10 | 424B4 ↗ | ||
| 1997-12-04 | IMAGEMAX INC PA | Syndicate | $12.00 | 3,100,000 | $37,200,000 | Nasdaq IMAG | IPO | 23 | 424B4 ↗ | |
| 1997-12-02 | MPW INDUSTRIAL SERVICES GROUP INC OH | Syndicate | $9.00 | 3,750,000 | $33,750,000 | Nasdaq MPWG | IPO | 23 | 424B1 ↗ | |
| 1997-11-21 | APPLIED FILMS CORP CO | Syndicate | $8.50 | 1,900,000 | $16,150,000 | Nasdaq AFCO | IPO | 23 | 424B1 ↗ | |
| 1997-11-13 | SONIC AUTOMOTIVE INC NC | Syndicate | 5,000,000 | - | NYSE SAH | IPO | 28 | 424B4 ↗ | ||
| 1997-10-30 | CASELLA WASTE SYSTEMS INC VT | Syndicate | $6.23 | 4,000,000 | $24,920,000 | Nasdaq CWST | IPO | 17 | 424B4 ↗ | |
| 1997-10-23 | WHITE CAP INDUSTRIES INC CA | Syndicate | $18.00 | 4,000,000 | $72,000,000 | Nasdaq WHCP | IPO | 26 | 424B1 ↗ | |
| 1997-08-20 | U S LIQUIDS INC TX | Syndicate | $9.50 | 1,500,000 | $14,250,000 | NYSE American USL | IPO | 17 | 424B1 ↗ | |
| 1997-07-30 | VESTCOM INTERNATIONAL INC NJ | Syndicate | $13.00 | 844,997 | $10,984,961 | Nasdaq VESC | IPO | 22 | 424B4 ↗ | |
| 1997-07-30 | INFORMATION MANAGEMENT ASSOCIATES INC CT | Syndicate | $5.49 | 3,900,000 | $21,411,000 | Nasdaq IMAA | IPO | 16 | 424B4 ↗ | |
| 1997-07-24 | TRAVEL SERVICES INTERNATIONAL INC FL | Syndicate | 2,500,000 | - | Nasdaq TRVL | IPO | 16 | 424B1 ↗ | ||
| 1997-06-13 | WASTE INDUSTRIES INC NC | Syndicate | $13.50 | 1,605,200 | $21,670,200 | Nasdaq WWIN | IPO | 14 | 424B4 ↗ | |
| 1997-04-25 | CUNO INC CT | Syndicate | $32.00 | 2,000,000 | $64,000,000 | Nasdaq CUNO | Offering | 18 | 424B4 ↗ | |
| 1997-04-10 | VALLEY NATIONAL GASES INC WV | Syndicate | $8.00 | 2,000,000 | $16,000,000 | Nasdaq VNGI | IPO | 29 | 424B1 ↗ | |
| 1996-10-17 | TALX CORP MO | Syndicate | $9.00 | 2,000,000 | $18,000,000 | Nasdaq TALX | IPO | 26 | 424B4 ↗ | |
| 1996-10-10 | TRUSTED INFORMATION SYSTEMS INC MD | Syndicate | $13.00 | 3,400,000 | $44,200,000 | Nasdaq TISX | IPO | 13 | 424B1 ↗ | |
| 1996-10-09 | LASON INC MI | Syndicate | 3,000,000 | - | Nasdaq LSON | IPO | 9 | 424B4 ↗ | ||
| 1996-10-02 | CN BIOSCIENCES INC CA | Syndicate | $23.00 | 1,600,000 | $36,800,000 | Nasdaq CNBI | IPO | 13 | 424B1 ↗ | |
| 1996-08-23 | STERICYCLE INC IL | Syndicate | $31.00 | 3,000,000 | $93,000,000 | Nasdaq SRCL | IPO | 39 | 424B1 ↗ | |
| 1996-07-23 | UNIVERSAL OUTDOOR HOLDINGS INC IL | Syndicate | - | - | Nasdaq UOUT | IPO | 21 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2002-01-14 | OM GROUP INC | Syndicate | 3,500,000 | NYSE OMG | Priced 2002-01-22 (terms not read) | S-1/A ↗ | |
| 1996-06-27 | TELEPORT COMMUNICATIONS GROUP INC | Syndicate | 23,500,000 | Nasdaq TCGI | Priced 1997-11-07 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Deutsche Bank | 22 | 11 |
| Donaldson, Lufkin & Jenrette | 20 | 5 |
| Citigroup | 19 | 9 |
| Merrill Lynch | 17 | 7 |
| Bear Stearns | 16 | 1 |
| Raymond James | 16 | 1 |
| Hambrecht & Quist | 15 | 1 |
| J.P. Morgan | 15 | 10 |
| Oppenheimer | 15 | 6 |
| Legg Mason | 13 | 0 |
| Alex. Brown & Sons | 12 | 3 |
| Goldman Sachs | 12 | 5 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.