IPO registrations (S-1, F-1) · Registrants

PROOFPOINT INC

SEC CIK
1212458 · filings on EDGAR ↗
Registration
Form S-1, first filed 2011-12-14, last 2012-04-19; 1 initial registration, 6 amendments
Outcome
Final prospectus filed 2012-04-20; declared effective 2012-04-19
Industry (SIC)
Services-Computer Processing & Data Preparation 7374
Incorporated in
DE
Business address
925 W. MAUDE AVENUE, Sunnyvale, CA 94085
EIN
51-0414846
EDGAR entity type
operating
Insiders and CEO pay
PROOFPOINT INC on the corporate pages

Offering terms

Proposed price range
$10.00–$12.00 per share (S-1/A filed 2012-04-19)
Final price
$13.00 per share, above the range (424B4 filed 2012-04-20, an initial public offering)
Shares sold
6,329,421 (5,130,000 by the company, 1,199,421 by selling holders)
Gross proceeds
$82,282,473 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol PFPT
Lead underwriters
Credit Suisse; Deutsche Bank
Syndicate
RBC Capital Markets; Pacific Crest Securities; First Analysis Securities Corp

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
2011-12-14S-1S-1 (registration)PROOFPOINT INC0001047469-11-010082 ↗
2012-01-25S-1/AS-1/A (amendment)PROOFPOINT INC0001047469-12-000368 ↗
2012-02-29S-1/AS-1/A (amendment)PROOFPOINT INC0001047469-12-001930 ↗
2012-03-26S-1/AS-1/A (amendment)PROOFPOINT INC0001047469-12-003251 ↗
2012-04-09S-1/AS-1/A (amendment)PROOFPOINT INC0001047469-12-004021 ↗
2012-04-16S-1/AS-1/A (amendment)PROOFPOINT INC0001047469-12-004298 ↗
2012-04-19S-1/AS-1/A (amendment)PROOFPOINT INC0001047469-12-004507 ↗
2012-04-19S-1MEFS-1MEF (added securities)PROOFPOINT INC0001047469-12-004526 ↗
2012-04-19EFFECTEFFECT (declared effective)PROOFPOINT INC9999999995-12-001101 ↗
2012-04-20424B4424B4 (final prospectus)PROOFPOINT INC0001047469-12-004531 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2012-04-19S-1/Aregistration statement$10.00–$12.006,199,421-Nasdaq PFPT5primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 5document ↗
2012-04-20424B4final prospectus$13.006,329,421$82,282,473Nasdaq PFPT5primary document; price sentence, shares headline, proceeds table, cover names 5document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Auvil Paul R. IIIOfficerChief Financial Officer642012–2021
BALKANSKI ALEXANDRETenPercentOwner22012
BENCHMARK CAPITAL MANAGEMENT CO IV LLCDirector,TenPercentOwner; TenPercentOwner32012–2013
BENCHMARK CAPITAL PARTNERS IV LPTenPercentOwner32012–2013
BENCHMARK FOUNDERS FUND IV A LPTenPercentOwner32012–2013
BENCHMARK FOUNDERS FUND IV-B LPTenPercentOwner32012–2013
BENCHMARK FOUNDERS FUND IV LPTenPercentOwner32012–2013
Bettencourt Anthony JDirector122012–2016
Chambers Charles WadeOfficerEVP Engineering62012–2013
Cooper TomOfficerEVP Worldwide Field Operations22012–2013
DUNLEVIE BRUCETenPercentOwner32012–2013
EVAN DANA LDirector372012–2021
FEIBER JONATHAN DDirector; DirectorOther; Director,TenPercentOwner212012–2021
GORDON MICHAEL BTenPercentOwner32012–2013
GURLEY J WILLIAMTenPercentOwner32012–2013
Hahn EricDirectorOther792012–2018
HARVEY KEVINDirector; Director,TenPercentOwner212012–2021
KAGLE ROBERTTenPercentOwner32012–2013
Knight DavidOfficerEVP&GM, Info Security Products; EVP/GM, Security Products; EVP/GM, Threat Sys Product Grp; EVP Product Mgmnt & Marketing1182012–2021
KOEN PHILIP JDirector102012–2014person page Fuzzy
MADERA PAUL STenPercentOwner32012–2013
MCP ENTREPRENEUR PARTNERS II LPTenPercentOwner32012–2013
MDV VII LPDirector,TenPercentOwner; Other; TenPercentOwner72012–2014
MERITECH CAPITAL AFFILIATES II LPTenPercentOwner32012–2013
Meritech Capital Associates II L.L.C.TenPercentOwner32012–2013
MERITECH CAPITAL PARTNERS II LPTenPercentOwner32012–2013
Meritech Management Associates II L.L.C.TenPercentOwner32012–2013
SPURLOCK STEVEN MTenPercentOwner32012–2013
Steele GaryDirector,OfficerChairman and CEO; Chief Executive Officer1262012–2021
Ward RobDirector22012–2013
SCHOENDORF NANCY JDirector,TenPercentOwner; Other; TenPercentOwner62012–2014
Seventh MDV Partners, L.L.C.Other; TenPercentOwner42012–2014
GARN DOUGLAS FDirector112013–2017person page Fuzzy
Newell TraceyOfficerEVP, Worldwide Sales562013–2018
CAREY SYDNEYDirector22014
Lee Robert DarrenOfficerEVP/GM Compliance/Digital Risk; SVP, GM Archiving & Governance542015–2021
Herren Richard ScottDirector92016–2020
Swaroop BhagwatOfficerEVP & GM, Protection; EVP Indus. Solutions/Bus. Dev.352016–2020
WALLACE RICHARD PDirector82017–2021
Johnson Michael MDirector102017–2021
Gil KristenDirector72017–2021
Oestermann KlausDirector,OfficerPresident, COO22018
Salle Blake P.OfficerEVP, Worldwide Sales232018–2021
Leav PeterDirector22019
Seka Leyla D.Director52019–2021
Willy AshanOfficerEVP/GM-Sec Prd & Svc Grp112020–2021
RAFAEL BETSYDirector42021

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationProofpoint, Inc.CAState business registriesname and state
Business registrationProofpoint, Inc.CAState business registriesname and state
Business registrationProofpoint, Inc.CAState business registriesname and state
Business registrationPROOFPOINT, INC.CAState business registriesEIN (EXACT, as the state registration reports it)
Business registrationPROOFPOINT, INC.CAState business registriesname and state
Business registrationPROOFPOINT, INC.CAState business registriesname and state
Business registrationPROOFPOINT, INC.CAState business registriesname and state
Business registrationPROOFPOINT, INC.CAState business registriesname and state
Federal award recipientPROOFPOINT, INC.CAFederal spending (USAspending)name and state
Lobbying clientPROOFPOINT INCCAFederal lobbying (LDA)name and state
Lobbying clientPROOFPOINT, INC.CAFederal lobbying (LDA)name and state
Patent assigneePROOFPOINT, INC.CAPatents (USPTO)name and state
SEC filerPROOFPOINT INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerProofpoint, Inc.CATrademarks (USPTO)name and state
Form 5500 plan sponsorPROOFPOINT, INCEIN (EXACT)
Person pageDouglas F GarnPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pagePhilip J KoenPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.