IPO registrations (S-1, F-1) · Underwriters
Neuberger Berman LLC
- Deals
- 19 priced offerings as an underwriter; 19 initial public offerings
- Proceeds of those deals
- $38,984,831,984
- Years
- 1999–2002
- SEC registration
- Broker-dealer registered as NEUBERGER BERMAN LLC · filings on EDGAR ↗
- Named as
- Neuberger Berman LLC; Neuberger Berman, LLC
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2002 | 4 | 0 | $12,270,177,764 |
| 2001 | 5 | 0 | $13,532,000,000 |
| 2000 | 5 | 0 | $3,201,254,220 |
| 1999 | 5 | 0 | $9,981,400,000 |
Deals 19
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-10-29 | PLATINUM UNDERWRITERS HOLDINGS LTD D0 | Syndicate | $125.00 | 30,040,000 | $3,755,000,000 | NYSE PTP | IPO | 17 | 424B4 ↗ | |
| 2002-10-16 | DICK'S SPORTING GOODS, INC. PA | Syndicate | $4.14 | 7,289,315 | $30,177,764 | NYSE DKS | IPO | 16 | 424B4 ↗ | |
| 2002-07-02 | CIT GROUP INC NJ | Syndicate | $23.00 | 200,000,000 | $4,600,000,000 | NYSE CIT | IPO | 44 | 424B1 ↗ | |
| 2002-03-22 | TRAVELERS PROPERTY CASUALTY CORP CT | Syndicate | $18.50 | 210,000,000 | $3,885,000,000 | NYSE TAP.A | IPO | 62 | 424B4 ↗ | |
| 2001-10-30 | Elevance Health, Inc. IN | Syndicate | $36.00 | 48,000,000 | $1,728,000,000 | NYSE ATH | IPO | 38 | 424B4 ↗ | |
| 2001-10-23 | PRINCIPAL FINANCIAL GROUP INC IA | Syndicate | $18.50 | 100,000,000 | $1,850,000,000 | NYSE PFG | IPO | 36 | 424B1 ↗ | |
| 2001-06-20 | PHOENIX COMPANIES INC/DE CT | Syndicate | $17.50 | 48,800,000 | $854,000,000 | NYSE PNX | IPO | 23 | 424B4 ↗ | |
| 2001-06-13 | Mondelez International, Inc. IL | Syndicate | $31.00 | 280,000,000 | $8,680,000,000 | NYSE KFT | IPO | 69 | 424B1 ↗ | |
| 2001-04-24 | AQUILA MERCHANT SERVICE INC MO | Syndicate | $24.00 | 17,500,000 | $420,000,000 | NYSE ILA | IPO | 31 | 424B4 ↗ | |
| 2000-12-08 | STEWART W P & CO LTD NY | Syndicate | $20.00 | 11,204,015 | $224,080,300 | NYSE WPL | IPO | 12 | 424B4 ↗ | |
| 2000-07-27 | TYCOM LTD | Syndicate | $32.00 | 61,130,435 | $1,956,173,920 | NYSE TCM | IPO | 31 | 424B1 ↗ | |
| 2000-07-11 | AXCELIS TECHNOLOGIES INC MA | Syndicate | $22.00 | 15,500,000 | $341,000,000 | Nasdaq ACLS | IPO | 19 | 424B4 ↗ | |
| 2000-03-01 | MATRIXONE INC MA | Syndicate | $25.00 | 5,000,000 | $125,000,000 | Nasdaq MONE | IPO | 10 | 424B1 ↗ | |
| 2000-01-28 | PACKAGING CORP OF AMERICA IL | Syndicate | $12.00 | 46,250,000 | $555,000,000 | NYSE PKG | IPO | 19 | 424B4 ↗ | |
| 1999-11-09 | CHARTER COMMUNICATIONS, INC. /MO/ CT | Syndicate | $19.00 | 170,000,000 | $3,230,000,000 | Nasdaq CHTR | IPO | 42 | 424B4 ↗ | |
| 1999-10-20 | RSTAR CORP CA | Syndicate | $11.00 | 9,000,000 | $99,000,000 | Nasdaq IZAP | IPO | 12 | 424B4 ↗ | |
| 1999-06-11 | AZURIX CORP TX | Syndicate | $19.00 | 36,600,000 | $695,400,000 | NYSE AZX | IPO | 40 | 424B4 ↗ | |
| 1999-05-04 | GOLDMAN SACHS GROUP INC NY | Syndicate | $53.00 | 69,000,000 | $3,657,000,000 | NYSE GS | IPO | 80 | 424B4 ↗ | |
| 1999-03-31 | PEPSI BOTTLING GROUP INC NY | Syndicate | $23.00 | 100,000,000 | $2,300,000,000 | NYSE PBG | IPO | 44 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| A.G. Edwards | 14 | 2 |
| Citigroup | 14 | 8 |
| Merrill Lynch | 14 | 10 |
| Goldman Sachs | 13 | 13 |
| J.P. Morgan | 13 | 4 |
| BofA Securities | 12 | 4 |
| RBC Capital Markets | 12 | 1 |
| Wachovia | 12 | 0 |
| Bear Stearns | 11 | 7 |
| Credit Suisse | 11 | 6 |
| Deutsche Bank | 11 | 1 |
| Legg Mason | 11 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.