IPO registrations (S-1, F-1) · Underwriters
Conning & Co
- Deals
- 17 priced offerings as an underwriter; 15 initial public offerings
- Proceeds of those deals
- $11,365,175,000
- Years
- 1996–2001
- Named in
- 18 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Conning & Co; Conning & Company
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2001 | 2 | 0 | $1,124,000,000 |
| 1999 | 3 | 0 | $4,128,300,000 |
| 1998 | 3 | 0 | $5,252,375,000 |
| 1997 | 6 | 0 | $522,500,000 |
| 1996 | 3 | 0 | $338,000,000 |
Deals 17
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2001-06-20 | PHOENIX COMPANIES INC/DE CT | Syndicate | $17.50 | 48,800,000 | $854,000,000 | NYSE PNX | IPO | 23 | 424B4 ↗ | |
| 2001-06-12 | WILLIS TOWERS WATSON PLC X0 | Syndicate | $13.50 | 20,000,000 | $270,000,000 | NYSE WSH | IPO | 21 | 424B1 ↗ | |
| 1999-05-04 | GOLDMAN SACHS GROUP INC NY | Syndicate | $53.00 | 69,000,000 | $3,657,000,000 | NYSE GS | IPO | 80 | 424B4 ↗ | |
| 1999-04-19 | STANCORP FINANCIAL GROUP INC OR | Syndicate | $23.75 | 13,920,000 | $330,600,000 | NYSE SFG | IPO | 20 | 424B4 ↗ | |
| 1999-02-11 | INSURANCE MANAGEMENT SOLUTIONS GROUP INC FL | Syndicate | $42.00 | 3,350,000 | $140,700,000 | Nasdaq INMG | IPO | 22 | 424B4 ↗ | |
| 1998-11-24 | SCOTTISH RE GROUP LTD E9 | Syndicate | $288.00 | 16,750,000 | $4,824,000,000 | Nasdaq SCTLF | IPO | 26 | 424B4 ↗ | |
| 1998-11-12 | MONY GROUP INC NY | Syndicate | $23.50 | 11,250,000 | $264,375,000 | NYSE MNY | IPO | 16 | 424B4 ↗ | |
| 1998-08-20 | CLARK INC IL | Syndicate | $41.00 | 4,000,000 | $164,000,000 | Nasdaq CLKB | IPO | 3 | 424B4 ↗ | |
| 1997-12-16 | ESG RE LTD D0 | Syndicate | $20.00 | 9,000,000 | $180,000,000 | Nasdaq ESREF | IPO | 24 | 424B4 ↗ | |
| 1997-11-26 | ALPHASTAR INSURANCE GROUP LTD | Syndicate | - | - | Nasdaq SCBHF | IPO | 15 | 424B4 ↗ | ||
| 1997-07-18 | PENN AMERICA GROUP INC PA | Syndicate | $6.00 | 3,500,000 | $21,000,000 | Nasdaq PAGI | Offering | 12 | 424B1 ↗ | |
| 1997-06-20 | ARM FINANCIAL GROUP INC KY | Syndicate | $15.00 | 8,000,000 | $120,000,000 | NYSE American ARM | IPO | 23 | 424B4 ↗ | |
| 1997-02-03 | TRIGON HEALTHCARE INC VA | Syndicate | $13.00 | 15,500,000 | $201,500,000 | NYSE TGH | IPO | 42 | 424B1 ↗ | |
| 1997-01-30 | AMERUS LIFE HOLDINGS INC IA | Syndicate | $19.00 | - | - | Nasdaq AMRS | IPO | 20 | 424B1 ↗ | |
| 1996-07-19 | GCR HOLDINGS LTD D0 | Syndicate | 4,750,000 | - | GCREF | IPO | 17 | 424B4 ↗ | ||
| 1996-07-19 | FBL FINANCIAL GROUP INC IA | Syndicate | 4,000,000 | - | NYSE FFG | IPO | 28 | 424B4 ↗ | ||
| 1996-07-02 | CAPMAC HOLDINGS INC NY | Syndicate | $104.00 | 3,250,000 | $338,000,000 | NYSE KAP | Offering | 30 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Fox-Pitt, Kelton Inc | 16 | 0 |
| Donaldson, Lufkin & Jenrette | 13 | 7 |
| A.G. Edwards | 11 | 1 |
| Morgan Stanley | 11 | 6 |
| Citigroup | 10 | 5 |
| Oppenheimer | 10 | 3 |
| Bear Stearns | 9 | 3 |
| Credit Suisse | 9 | 1 |
| Goldman Sachs | 9 | 6 |
| Janney Montgomery Scott | 8 | 0 |
| J.P. Morgan | 7 | 3 |
| PaineWebber | 7 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.