| 2026-08-07 | BlossomHill Therapeutics, Inc. CA | Syndicate | $16.00 | | 9,375,000 | $150,000,000 | Nasdaq BLSM | IPO | 5 | 424B4 ↗ |
| 2025-05-30 | Galaxy Digital Inc. NY | Syndicate | $19.00 | | 31,600,000 | $600,400,000 | Nasdaq GLXY | Offering | 16 | 424B4 ↗ |
| 2024-12-20 | REZOLVE AI PLC | Syndicate | | | 5,000,000 | - | Nasdaq RZLV | Offering | 2 | 424B4 ↗ |
| 2024-05-01 | MUSTANG BIO, INC. MA | Lead | $0.24 | | 1,160,000 | $274,920 | Nasdaq MBIO | Offering | 1 | 424B4 ↗ |
| 2023-06-02 | Oculis Holding AG V8 | Syndicate | $11.50 | | 3,500,000 | $40,250,000 | Nasdaq OCS | Offering | 6 | 424B4 ↗ |
| 2023-04-20 | U.S. GoldMining Inc. A1 | Lead | $13.00 | | 2,000,000 | $26,000,000 | Nasdaq USGO | IPO | 5 | 424B4 ↗ |
| 2022-08-31 | Baudax Bio, Inc. PA | Lead | | | 7,554,886 | - | Nasdaq BXRX | Offering | 1 | 424B4 ↗ |
| 2022-03-29 | Locafy Ltd C3 | Lead | $4.12 | | 1,454,546 | $6,000,002 | Nasdaq LCFY | IPO | 3 | 424B4 ↗ |
| 2022-02-07 | Nuvectis Pharma, Inc. NJ | Lead | $5.00 | | 3,200,000 | $16,000,000 | Nasdaq NVCT | IPO | 1 | 424B4 ↗ |
| 2022-01-10 | Amylyx Pharmaceuticals, Inc. MA | Syndicate | $19.00 | | 10,000,000 | $190,000,000 | Nasdaq AMLX | IPO | 4 | 424B4 ↗ |
| 2021-12-17 | Neuphoria Therapeutics Inc. MA | Syndicate | $12.35 | | 1,622,000 | $20,031,700 | Nasdaq BNOX | IPO | 7 | 424B4 ↗ |
| 2021-06-11 | Janux Therapeutics, Inc. CA | Syndicate | $2.76 | | 11,400,000 | $31,464,000 | Nasdaq JANX | IPO | 4 | 424B4 ↗ |
| 2021-04-30 | Werewolf Therapeutics, Inc. MA | Syndicate | $16.00 | | 7,500,000 | $120,000,000 | Nasdaq HOWL | IPO | 4 | 424B4 ↗ |
| 2021-04-30 | Barinthus Biotherapeutics plc. MD | Syndicate | $17.00 | | 6,500,000 | $110,500,000 | Nasdaq VACC | IPO | 5 | 424B4 ↗ |
| 2021-03-15 | Steakholder Foods Ltd. | Lead | $10.30 | | 2,427,185 | $25,000,005 | Nasdaq MITC | IPO | 1 | 424B4 ↗ |
| 2021-03-09 | Gold Royalty Corp. A1 | Lead | $5.00 | | 18,000,000 | $90,000,000 | NYSE American GROY | IPO | 8 | 424B4 ↗ |
| 2021-01-29 | Ortho Clinical Diagnostics Holdings plc NJ | Syndicate | $17.00 | | 76,000,000 | $1,292,000,000 | Nasdaq OCDX | IPO | 18 | 424B4 ↗ |
| 2021-01-14 | Lexaria Bioscience Corp. A1 | Lead | $5.25 | | 1,828,571 | $9,599,997 | Nasdaq LEXX | Offering | 1 | 424B4 ↗ |
| 2021-01-11 | Cullinan Therapeutics, Inc. MA | Syndicate | $21.00 | | 11,900,000 | $249,900,000 | Nasdaq CGEM | IPO | 4 | 424B4 ↗ |
| 2020-12-04 | ARS Pharmaceuticals, Inc. CA | Syndicate | $21.00 | | 11,500,000 | $241,500,000 | Nasdaq SBTX | IPO | 5 | 424B4 ↗ |
| 2020-10-26 | Eucrates Biomedical Acquisition Corp. NY | Lead | $10.00 | | 10,000,000 | $100,000,000 | Nasdaq EUCR | IPO | 2 | 424B4 ↗ |
| 2020-10-22 | ASTROTECH Corp TX | Lead | $2.30 | | 7,826,086 | $18,000,000 | Nasdaq ASTC | Offering | 1 | 424B4 ↗ |
| 2020-10-06 | Benitec Biopharma Inc. CA | Lead | $60.42 | | 2,666,644 | $161,118,630 | Nasdaq BNTC | Offering | 2 | 424B4 ↗ |
| 2020-09-21 | COMPASS Pathways plc X0 | Syndicate | $17.00 | | 7,500,000 | $127,500,000 | Nasdaq CMPS | IPO | 5 | 424B4 ↗ |
| 2020-08-03 | Skye Bioscience, Inc. CA | Lead | $0.06 | | - | - | OTCQB EMBI | Offering | 1 | 424B4 ↗ |
| 2020-07-27 | MARA Holdings, Inc. FL | Lead | $0.90 | | 6,666,667 | $6,000,000 | Nasdaq MARA | Offering | 3 | 424B4 ↗ |
| 2020-07-13 | Inventiva S.A. I0 | Syndicate | $14.40 | | 7,478,261 | $107,686,958 | Nasdaq IVA | IPO | 6 | 424B4 ↗ |
| 2020-07-06 | COSCIENS Biopharma Inc. A6 | Lead | $0.45 | | 17,544,516 | $7,895,032 | TSX AEZS | Offering | 3 | 424B4 ↗ |
| 2020-05-28 | GENETIC TECHNOLOGIES LTD C3 | Syndicate | $2.00 | | 500,000 | $1,000,000 | Nasdaq GENE | Offering | 2 | 424B4 ↗ |
| 2020-04-08 | Keros Therapeutics, Inc. MA | Syndicate | $16.00 | | 6,000,000 | $96,000,000 | Nasdaq KROS | IPO | 4 | 424B4 ↗ |
| 2020-02-12 | Can-Fite BioPharma Ltd. L3 | Syndicate | $1.50 | | 1,825,000 | $2,737,500 | NYSE American CANF | Offering | 2 | 424B4 ↗ |
| 2019-12-19 | CAPRICOR THERAPEUTICS, INC. CA | Syndicate | | | 531,173 | - | Nasdaq CAPR | Offering | 2 | 424B4 ↗ |
| 2019-07-29 | PALISADE BIO, INC. CA | Lead | $2.70 | | 416,315 | $1,124,008 | Nasdaq CUR | Offering | 1 | 424B4 ↗ |
| 2019-07-19 | GENMAB A/S G7 | Syndicate | $17.75 | | 28,500,000 | $505,875,000 | Nasdaq GMAB | IPO | 8 | 424B4 ↗ |
| 2019-04-10 | Vaxart, Inc. CA | Lead | $1.10 | | 925,455 | $1,018,000 | Nasdaq VXRT | Offering | 2 | 424B4 ↗ |
| 2019-03-27 | Genfit S.A. I0 | Syndicate | $20.32 | | 6,650,000 | $135,128,000 | Nasdaq GNFT | IPO | 6 | 424B4 ↗ |
| 2018-12-07 | Synthorx, Inc. CA | Syndicate | $11.00 | | 11,912,727 | $131,039,997 | Nasdaq THOR | IPO | 4 | 424B4 ↗ |
| 2018-11-27 | Ability Inc. L3 | Lead | $3.25 | | 360,000 | $1,170,000 | Nasdaq ABIL | IPO | 3 | 424B4 ↗ |
| 2018-11-26 | Taiwan Liposome Company, Ltd. F5 | Syndicate | $5.80 | | 3,750,000 | $21,750,000 | Nasdaq TLC | IPO | 5 | 424B4 ↗ |
| 2018-06-13 | MICROVISION, INC. WA | Syndicate | $1.25 | | 14,400,000 | $18,000,000 | Nasdaq MVIS | Offering | 4 | 424B4 ↗ |
| 2018-05-18 | ThermoGenesis Holdings, Inc. CA | Lead | $3.00 | | 6,475,001 | $19,425,003 | Nasdaq KOOL | Offering | 1 | 424B4 ↗ |
| 2018-05-14 | Edesa Biotech, Inc. | Lead | $2.65 | | 1,388,396 | $3,679,249 | Nasdaq SBOT | Offering | 1 | 424B4 ↗ |
| 2018-05-08 | ASLAN Pharmaceuticals Ltd U0 | Syndicate | $7.03 | | 6,000,000 | $42,180,000 | Nasdaq ASLN | IPO | 6 | 424B4 ↗ |
| 2018-01-26 | EMAGIN CORP NY | Syndicate | $1.35 | | 8,527,918 | $11,512,689 | NYSE American EMAN | Offering | 2 | 424B4 ↗ |
| 2018-01-19 | CervoMed Inc. MA | Lead | $0.80 | | 15,000,000 | $12,000,000 | Nasdaq DFFN | Offering | 1 | 424B4 ↗ |
| 2018-01-16 | AQUABOUNTY TECHNOLOGIES INC MA | Lead | $3.25 | | 3,692,307 | $11,999,997 | Nasdaq AQB | Offering | 1 | 424B4 ↗ |
| 2017-11-09 | Fresh Tracks Therapeutics, Inc. CO | Lead | $1.75 | | 7,051,429 | $12,340,000 | Nasdaq VICL | Offering | 1 | 424B4 ↗ |
| 2017-10-03 | AETHLON MEDICAL INC CA | Lead | $1.10 | | 5,454,546 | $6,000,000 | Nasdaq AEMD | Offering | 1 | 424B4 ↗ |
| 2017-06-12 | Immuron Ltd C3 | Lead | $10.00 | | 610,000 | $6,100,000 | Nasdaq IMRN | IPO | 4 | 424B4 ↗ |
| 2017-03-27 | XYLO TECHNOLOGIES LTD L3 | Syndicate | $3.50 | | 979,714 | $3,428,999 | Nasdaq MDGS | Offering | 2 | 424B4 ↗ |
| 2017-02-16 | Imunon, Inc. NJ | Syndicate | $0.22 | | 19,385,869 | $4,264,891 | Nasdaq CLSN | Offering | 3 | 424B4 ↗ |
| 2017-02-10 | Harvard Apparatus Regenerative Technology, Inc. MA | Lead | | | 5,000,000 | - | Nasdaq BSTG | Offering | 2 | 424B4 ↗ |
| 2016-11-21 | Motif Bio plc X0 | Lead | | | 71,633,248 | - | Nasdaq MTFB | Offering | 2 | 424B4 ↗ |
| 2016-08-04 | DRAGONWAVE INC A6 | Lead | $3.35 | | - | - | TSX DWI | IPO | 2 | 424B4 ↗ |
| 2016-08-01 | Quoin Pharmaceuticals Ltd. VA | Lead | $6.04 | | 1,292,308 | $7,802,955 | Nasdaq APOP | IPO | 3 | 424B4 ↗ |
| 2016-07-27 | Kadmon Holdings, Inc. NY | Syndicate | $12.00 | | 6,250,000 | $75,000,000 | NYSE KDMN | IPO | 4 | 424B4 ↗ |
| 2016-03-07 | DarioHealth Corp. NY | Lead | $4.50 | | 1,333,333 | $5,999,998 | Nasdaq DRIO | Offering | 3 | 424B4 ↗ |
| 2016-02-12 | KINETA, INC./DE WA | Syndicate | $8.00 | | 6,250,000 | $50,000,000 | Nasdaq PTI | IPO | 4 | 424B4 ↗ |
| 2015-11-23 | PURPLE BIOTECH LTD. L3 | Lead | $4.12 | | 3,158,900 | $13,014,668 | Nasdaq KTOV | IPO | 5 | 424B4 ↗ |
| 2015-10-27 | Oasmia Pharmaceutical AB V7 | Lead | | | 2,339,200 | - | Nasdaq OASM | IPO | 3 | 424B4 ↗ |
| 2015-06-17 | ALPINE IMMUNE SCIENCES, INC. WA | Syndicate | $26.28 | | 5,500,000 | $144,540,000 | Nasdaq NVLS | IPO | 4 | 424B4 ↗ |
| 2015-05-29 | Phio Pharmaceuticals Corp. PA | Lead | $0.40 | | 26,000,000 | $10,400,000 | Nasdaq RXII | Offering | 1 | 424B4 ↗ |
| 2014-09-19 | ProQR Therapeutics N.V. | Syndicate | $13.00 | | 7,500,000 | $97,500,000 | Nasdaq PRQR | IPO | 4 | 424B4 ↗ |
| 2014-05-30 | Rebus Holdings, Inc. CA | Lead | $0.80 | | 4,163,970 | $3,331,176 | OTCQB GNSZ | Offering | 1 | 424B4 ↗ |
| 2014-04-30 | ALKALINE WATER Co INC AZ | Lead | $0.15 | | 17,333,329 | $2,599,999 | OTC WTER | Offering | 1 | 424B4 ↗ |
| 2014-02-13 | Oncotelic Therapeutics, Inc. CA | Syndicate | $2.05 | | 5,853,657 | $11,999,996 | Nasdaq OXGN | Offering | 2 | 424B4 ↗ |
| 2013-12-13 | IntelGenx Technologies Corp. A8 | Lead | $0.44 | | 7,920,346 | $3,500,000 | OTCQX IGXT | Offering | 1 | 424B4 ↗ |
| 2013-06-27 | RANGE IMPACT, INC. OH | Lead | | | 3,676,472 | - | OTCQB STVF | Offering | 1 | 424B4 ↗ |
| 2006-07-20 | Energy Infrastructure Acquisition Corp. NY | Syndicate | $10.00 | | 20,250,000 | $202,500,000 | NYSE American EIIU | IPO | 9 | 424B4 ↗ |
| 2000-11-02 | EVERGREEN SOLAR INC MA | Syndicate | $14.00 | | 3,000,000 | $42,000,000 | Nasdaq ESLR | IPO | 12 | 424B1 ↗ |
| 2000-08-10 | RTI SURGICAL, INC. FL | Syndicate | $14.00 | | 5,700,000 | $79,800,000 | Nasdaq RTIX | IPO | 19 | 424B1 ↗ |
| 2000-08-10 | H POWER CORP NJ | Syndicate | $16.00 | | 7,000,000 | $112,000,000 | Nasdaq HPOW | IPO | 23 | 424B4 ↗ |
| 2000-08-09 | TVIA INC CA | Syndicate | $11.00 | | 5,000,000 | $55,000,000 | Nasdaq TVIA | IPO | 20 | 424B4 ↗ |
| 2000-08-09 | RADVIEW SOFTWARE LTD L3 | Syndicate | $10.00 | | 4,000,000 | $40,000,000 | | IPO | 38 | 424B1 ↗ |
| 2000-08-08 | P10 Industries, Inc. TX | Syndicate | $17.00 | | 8,000,000 | $136,000,000 | Nasdaq ACPW | IPO | 12 | 424B4 ↗ |
| 2000-07-13 | NETWORK ENGINES INC MA | Syndicate | $17.00 | | 6,500,000 | $110,500,000 | Nasdaq NENG | IPO | 36 | 424B4 ↗ |
| 2000-06-29 | ACCORD NETWORKS LTD GA | Syndicate | $11.00 | | 5,000,000 | $55,000,000 | Nasdaq ACCD | IPO | 14 | 424B1 ↗ |
| 2000-04-06 | VYYO INC GA | Syndicate | $13.50 | | - | $91,125,000 | Nasdaq VYYO | IPO | 23 | 424B4 ↗ |
| 2000-03-22 | PARTSBASE INC FL | Syndicate | $13.00 | | 3,500,000 | $45,500,000 | Nasdaq PRTS | IPO | 9 | 424B1 ↗ |
| 2000-02-08 | THERMA WAVE INC CA | Syndicate | $18.40 | | 9,000,000 | $165,600,000 | Nasdaq TWAV | IPO | 21 | 424B4 ↗ |
| 1999-12-15 | ECOLLEGE COM IL | Syndicate | $11.00 | | 5,000,000 | $55,000,000 | Nasdaq ECLG | IPO | 14 | 424B1 ↗ |
| 1999-12-10 | PLASTIC SURGERY CO CA | Lead | $8.00 | | 1,400,000 | $11,200,000 | NYSE American PSU | IPO | 7 | 424B1 ↗ |
| 1999-11-19 | Crexendo, Inc. AZ | Syndicate | $5.00 | | 3,300,000 | $16,500,000 | OTC NGWY | IPO | 14 | 424B4 ↗ |
| 1999-11-17 | IMANAGE INC CA | Syndicate | $11.00 | | 3,600,000 | $39,600,000 | Nasdaq IMAN | IPO | 6 | 424B4 ↗ |
| 1999-09-30 | ENVISION DEVELOPMENT CORP /FL/ CA | Lead | $7.00 | | 3,500,000 | $24,500,000 | NYSE American PF | IPO | 2 | 424B1 ↗ |
| 1999-09-24 | eMusic.com, Inc. NY | Syndicate | $16.00 | | 5,750,000 | $92,000,000 | Nasdaq EMUS | Offering | 13 | 424B1 ↗ |
| 1999-09-23 | INTERACTIVE INTELLIGENCE INC IN | Syndicate | $13.00 | | 2,670,000 | $34,710,000 | Nasdaq ININ | IPO | 18 | 424B4 ↗ |
| 1999-08-09 | Onstream Media CORP FL | Lead | $10.00 | | 1,400,000 | $14,000,000 | Nasdaq VDAT | Offering | 13 | 424B4 ↗ |
| 1999-08-05 | Actua Corp PA | Syndicate | $12.00 | | 14,900,000 | $136,800,000 | Nasdaq ICGE | IPO | 24 | 424B1 ↗ |
| 1999-07-28 | NATIONAL MEDICAL HEALTH CARD SYSTEMS INC NY | Syndicate | $7.50 | | 2,000,000 | $15,000,000 | Nasdaq NMHC | Offering | 22 | 424B1 ↗ |
| 1999-07-22 | TROY GROUP INC CA | Syndicate | $7.00 | | 2,500,000 | $17,500,000 | Nasdaq TROY | IPO | 21 | 424B1 ↗ |
| 1999-06-24 | Meet Group, Inc. PA | Lead | $12.00 | | 4,000,000 | $48,000,000 | Nasdaq PASA | IPO | 13 | 424B1 ↗ |
| 1999-06-18 | STREAMLINE COM INC MA | Syndicate | $10.00 | | 4,500,000 | $45,000,000 | Nasdaq SLNE | IPO | 20 | 424B4 ↗ |
| 1999-06-04 | SOUNDVIEW TECHNOLOGY GROUP INC CT | Syndicate | $9.00 | | 7,600,000 | $68,400,000 | Nasdaq WITC | IPO | 25 | 424B1 ↗ |
| 1999-04-23 | AREMISSOFT CORP /DE/ NJ | Syndicate | | | 3,300,000 | - | Nasdaq AREM | IPO | 13 | 424B1 ↗ |
| 1999-03-30 | MKS INC MA | Syndicate | $14.00 | | 6,500,000 | $91,000,000 | Nasdaq MKSI | IPO | 16 | 424B1 ↗ |
| 1999-03-11 | Infosys Ltd | Syndicate | $34.00 | | 1,800,000 | $61,200,000 | Nasdaq INFY | IPO | 12 | 424B4 ↗ |
| 1999-02-01 | REDDY ICE GROUP INC TX | Syndicate | $8.50 | | 574,831 | $4,886,063 | | IPO | 18 | 424B4 ↗ |
| 1998-12-03 | TICKETMASTER ENTERTAINMENT LLC CA | Syndicate | $14.00 | | 7,000,000 | $98,000,000 | Nasdaq TMCS | IPO | 22 | 424B1 ↗ |
| 1998-07-28 | ECHELON CORP CA | Syndicate | $7.00 | | 5,000,000 | $35,000,000 | Nasdaq ELON | IPO | 18 | 424B1 ↗ |
| 1998-07-15 | AMERICAN BANK NOTE HOLOGRAPHICS INC NY | Syndicate | | | 13,636,000 | - | NYSE ABH | IPO | 20 | 424B4 ↗ |
| 1998-07-02 | COSTAR GROUP, INC. VA | Syndicate | $9.00 | | 2,500,000 | $22,500,000 | Nasdaq RIGX | IPO | 31 | 424B1 ↗ |
| 1998-06-12 | CLICK2LEARN INC/DE/ WA | Syndicate | $3.95 | | 3,000,000 | $11,850,000 | Nasdaq ASYM | IPO | 15 | 424B1 ↗ |
| 1998-05-22 | ATLANTIC DATA SERVICES INC MA | Syndicate | $13.00 | | 2,500,000 | $32,500,000 | Nasdaq ADSC | IPO | 7 | 424B4 ↗ |
| 1998-05-20 | CARREKER CORP TX | Syndicate | $11.00 | | 3,650,000 | $40,150,000 | Nasdaq CANI | IPO | 10 | 424B4 ↗ |
| 1998-04-29 | PROVANT INC MA | Syndicate | $13.00 | | 2,600,000 | $33,800,000 | Nasdaq POVT | IPO | 13 | 424B4 ↗ |
| 1998-04-27 | UNITED PAN AM FINANCIAL CORP CA | Syndicate | $11.00 | | 5,500,000 | $60,500,000 | Nasdaq UPFC | IPO | 14 | 424B1 ↗ |
| 1998-04-24 | CRA INTERNATIONAL, INC. MA | Syndicate | | | 2,188,000 | - | Nasdaq CRAI | IPO | 15 | 424B1 ↗ |
| 1998-03-13 | LJL BIOSYSTEMS INC CA | Syndicate | $7.00 | | 2,000,000 | $14,000,000 | Nasdaq LJLB | IPO | 17 | 424B4 ↗ |
| 1998-03-13 | COMMAND SYSTEMS INC CT | Syndicate | $12.00 | | 2,700,000 | $32,400,000 | Nasdaq CMND | IPO | 27 | 424B4 ↗ |
| 1998-03-03 | PC CONNECTION INC NH | Syndicate | $17.50 | | 3,125,000 | $54,687,500 | Nasdaq PCCC | IPO | 35 | 424B4 ↗ |
| 1998-02-17 | SEEC INC PA | Syndicate | $30.00 | | 1,310,000 | $39,300,000 | Nasdaq SEEC | Offering | 4 | 424B4 ↗ |
| 1998-02-05 | HEADLANDS MORTGAGE CO CA | Syndicate | $110.00 | | 8,000,000 | $880,000,000 | Nasdaq HDLD | IPO | 13 | 424B1 ↗ |
| 1997-11-19 | FRANCHISE MORTGAGE ACCEPTANCE CO CA | Syndicate | $207.00 | | 10,000,000 | $2,070,000,000 | Nasdaq FMAX | IPO | 23 | 424B4 ↗ |
| 1997-10-31 | SONIDA SENIOR LIVING, INC. TX | Syndicate | $13.50 | | 9,000,000 | $121,500,000 | NYSE CSU | IPO | 20 | 424B1 ↗ |
| 1997-10-22 | INTERNATIONAL MANUFACTURING SERVICES INC CA | Syndicate | $11.50 | | 5,000,000 | $57,500,000 | Nasdaq IMSX | IPO | 19 | 424B4 ↗ |
| 1997-10-16 | CONCORD COMMUNICATIONS INC MA | Syndicate | $14.00 | | 2,900,000 | $40,600,000 | Nasdaq CCRD | IPO | 19 | 424B1 ↗ |
| 1997-10-07 | LOGILITY INC GA | Syndicate | $14.50 | | 2,200,000 | $31,900,000 | Nasdaq LGTY | IPO | 18 | 424B4 ↗ |
| 1997-09-16 | Vaneltix Pharma, Inc. NJ | Syndicate | $12.00 | | 2,500,000 | $30,000,000 | Nasdaq MBIO | IPO | 17 | 424B4 ↗ |
| 1997-08-15 | TRENDWEST RESORTS INC WA | Syndicate | $18.00 | | 2,875,000 | $51,750,000 | Nasdaq TWRI | IPO | 14 | 424B4 ↗ |
| 1997-08-13 | CORPORATEFAMILY SOLUTIONS INC TN | Syndicate | $10.00 | | 2,350,000 | $23,500,000 | Nasdaq CFAM | IPO | 12 | 424B4 ↗ |
| 1997-08-13 | COMPUTER MOTION INC CA | Syndicate | $14.00 | | 2,500,000 | $35,000,000 | Nasdaq RBOT | IPO | 22 | 424B4 ↗ |
| 1997-08-08 | OMTOOL LTD MA | Syndicate | $9.00 | | 4,000,000 | $36,000,000 | | IPO | 8 | 424B4 ↗ |
| 1997-07-24 | TRAVEL SERVICES INTERNATIONAL INC FL | Syndicate | | | 2,500,000 | - | Nasdaq TRVL | IPO | 16 | 424B1 ↗ |
| 1997-07-18 | FOX & HOUND RESTAURANT GROUP KS | Syndicate | $9.00 | | 2,100,000 | $18,900,000 | Nasdaq TENT | IPO | 14 | 424B4 ↗ |
| 1997-07-02 | PERITUS SOFTWARE SERVICES INC MA | Syndicate | $2.28 | | 3,500,000 | $7,980,000 | Nasdaq PTUS | IPO | 16 | 424B1 ↗ |
| 1997-07-02 | 8X8 INC /DE/ CA | Syndicate | $6.50 | | 3,600,000 | $23,400,000 | Nasdaq EGHT | IPO | 15 | 424B4 ↗ |
| 1997-06-26 | NEW CENTURY TRS HOLDINGS INC CA | Syndicate | $44.00 | | 3,500,000 | $154,000,000 | Nasdaq NCEN | IPO | 15 | 424B4 ↗ |
| 1997-06-05 | ESHARE COMMUNICATIONS INC GA | Syndicate | $10.00 | | 3,500,000 | $35,000,000 | Nasdaq MELI | IPO | 23 | 424B1 ↗ |
| 1997-06-04 | RF MICRO DEVICES INC NC | Syndicate | $2.09 | | 3,037,000 | $6,347,330 | Nasdaq RFMD | IPO | 19 | 424B4 ↗ |
| 1997-05-28 | CAREY INTERNATIONAL INC DC | Syndicate | $10.50 | | 2,900,000 | $30,450,000 | Nasdaq CARY | IPO | 19 | 424B1 ↗ |
| 1997-04-18 | EGGHEAD COM INC/DE CA | Syndicate | $6.00 | | 2,500,000 | $15,000,000 | Nasdaq ONSL | IPO | 16 | 424B4 ↗ |
| 1997-04-16 | ASI SOLUTIONS INC NY | Lead | $6.00 | | 1,800,000 | $10,800,000 | Nasdaq ASIS | IPO | 14 | 424B1 ↗ |
| 1997-03-07 | ATL PRODUCTS INC CA | Syndicate | $11.00 | | 1,650,000 | $18,150,000 | Nasdaq ATLPA | IPO | 14 | 424B4 ↗ |
| 1997-02-28 | VISTANA INC FL | Syndicate | $12.00 | | 5,550,000 | $66,600,000 | Nasdaq VSTN | Offering | 20 | 424B4 ↗ |
| 1997-02-28 | GENERAL CIGAR HOLDINGS INC NY | Syndicate | | | 6,000,000 | - | NYSE MPP | IPO | 44 | 424B4 ↗ |
| 1997-02-26 | DELTEK, INC VA | Syndicate | $2.71 | | 1,700,000 | $4,607,000 | Nasdaq DLTK | IPO | 14 | 424B1 ↗ |
| 1997-02-18 | JUDGE GROUP INC PA | Syndicate | $7.50 | | 3,650,000 | $27,375,000 | Nasdaq JUDG | IPO | 38 | 424B1 ↗ |
| 1997-02-06 | BRUNSWICK TECHNOLOGIES INC ME | Syndicate | $9.50 | | 2,500,000 | $23,750,000 | Nasdaq BTIC | IPO | 31 | 424B1 ↗ |
| 1997-02-04 | ERESEARCHTECHNOLOGY INC /DE/ PA | Syndicate | $17.00 | | 330,150 | $5,612,550 | Nasdaq PRWW | IPO | 16 | 424B1 ↗ |
| 1997-02-03 | ERGOBILT INC TX | Syndicate | | | 170,000 | - | Nasdaq ERGB | IPO | 14 | 424B4 ↗ |
| 1996-12-19 | LARSCOM INC CA | Syndicate | | | 7,000,000 | - | Nasdaq LARS | IPO | 21 | 424B4 ↗ |
| 1996-12-18 | PROCOM TECHNOLOGY INC CA | Syndicate | $3.67 | | - | - | Nasdaq PRCM | IPO | 14 | 424B4 ↗ |
| 1996-12-03 | VIASAT INC CA | Syndicate | $9.00 | | 2,200,000 | $19,800,000 | Nasdaq VSAT | IPO | 25 | 424B1 ↗ |
| 1996-11-27 | FIREARMS TRAINING SYSTEMS INC GA | Syndicate | $14.00 | | - | - | Nasdaq FATS | IPO | 22 | 424B1 ↗ |
| 1996-11-22 | HEALTHCARE FINANCIAL PARTNERS INC MD | Syndicate | | | - | - | Nasdaq HCFP | IPO | 14 | 424B1 ↗ |
| 1996-11-08 | NCO GROUP INC PA | Syndicate | $13.00 | | 2,500,000 | $32,500,000 | Nasdaq NCOG | IPO | 17 | 424B1 ↗ |
| 1996-11-08 | IMRGLOBAL CORP A8 | Syndicate | $14.00 | | 3,500,000 | $49,000,000 | Nasdaq IMRS | IPO | 17 | 424B1 ↗ |
| 1996-11-05 | WCH INC KS | Syndicate | $10.00 | | 3,850,000 | $38,500,000 | Nasdaq CNDL | IPO | 12 | 424B4 ↗ |
| 1996-10-25 | PJ AMERICA INC AL | Syndicate | $12.50 | | 1,620,000 | $20,250,000 | Nasdaq PJAM | IPO | 12 | 424B4 ↗ |
| 1996-10-23 | WILD OATS MARKETS INC CO | Syndicate | $25.00 | | 1,680,000 | $42,000,000 | Nasdaq OATS | IPO | 18 | 424B1 ↗ |
| 1996-10-11 | BNS HOLDING, INC. CA | Syndicate | $11.75 | | 7,286,000 | $85,610,500 | NYSE BNS | Offering | 33 | 424B4 ↗ |
| 1996-08-09 | BANK UNITED CORP TX | Syndicate | | | 10,500,000 | - | Nasdaq BNKU | IPO | 34 | 424B1 ↗ |
| 1996-08-01 | rEVO Biologics, Inc. MA | Syndicate | $4.00 | | 3,000,000 | $12,000,000 | Nasdaq GZTC | Offering | 23 | 424B1 ↗ |
| 1996-07-23 | WEBHIRE INC MA | Syndicate | | | 2,500,000 | - | Nasdaq RTRK | IPO | 16 | 424B4 ↗ |
| 1996-05-16 | ASAHI AMERICA INC MA | Syndicate | $7.50 | | 1,160,000 | $8,700,000 | Nasdaq ASAM | IPO | 16 | 424B1 ↗ |
| 1996-05-15 | COACH USA INC TX | Syndicate | | | 692,000 | - | Nasdaq TOUR | IPO | 23 | 424B4 ↗ |