IPO registrations (S-1, F-1) · Underwriters

H.C. Wainwright

Deals
157 priced offerings as an underwriter, 41 as lead manager or representative; 115 initial public offerings
Proceeds of those deals
$11,739,674,319 ($695,893,645 as lead)
Years
1996–2026
Named in
242 prospectuses and registration statements in all, including offerings not yet priced or withdrawn

Deals by year

YearDealsAs leadProceeds of deals
202610$150,000,000
202510$600,400,000
202421$274,920
202321$66,250,000
202243$212,000,002
202193$1,948,495,702
2020126$869,438,120
201952$643,145,009
2018105$272,756,936
201764$32,133,891
201664$138,802,954
201543$167,954,668
201442$115,431,171
201322$3,500,000
200610$202,500,000
2000110$932,525,000
1999184$775,296,063
1998150$1,354,687,500
1997281$2,945,721,880
1996160$308,360,500

Deals 157

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2026-08-07BlossomHill Therapeutics, Inc. CASyndicate$16.009,375,000$150,000,000Nasdaq BLSMIPO5424B4 ↗
2025-05-30Galaxy Digital Inc. NYSyndicate$19.0031,600,000$600,400,000Nasdaq GLXYOffering16424B4 ↗
2024-12-20REZOLVE AI PLCSyndicate5,000,000-Nasdaq RZLVOffering2424B4 ↗
2024-05-01MUSTANG BIO, INC. MALead$0.241,160,000$274,920Nasdaq MBIOOffering1424B4 ↗
2023-06-02Oculis Holding AG V8Syndicate$11.503,500,000$40,250,000Nasdaq OCSOffering6424B4 ↗
2023-04-20U.S. GoldMining Inc. A1Lead$13.002,000,000$26,000,000Nasdaq USGOIPO5424B4 ↗
2022-08-31Baudax Bio, Inc. PALead7,554,886-Nasdaq BXRXOffering1424B4 ↗
2022-03-29Locafy Ltd C3Lead$4.121,454,546$6,000,002Nasdaq LCFYIPO3424B4 ↗
2022-02-07Nuvectis Pharma, Inc. NJLead$5.003,200,000$16,000,000Nasdaq NVCTIPO1424B4 ↗
2022-01-10Amylyx Pharmaceuticals, Inc. MASyndicate$19.0010,000,000$190,000,000Nasdaq AMLXIPO4424B4 ↗
2021-12-17Neuphoria Therapeutics Inc. MASyndicate$12.351,622,000$20,031,700Nasdaq BNOXIPO7424B4 ↗
2021-06-11Janux Therapeutics, Inc. CASyndicate$2.7611,400,000$31,464,000Nasdaq JANXIPO4424B4 ↗
2021-04-30Werewolf Therapeutics, Inc. MASyndicate$16.007,500,000$120,000,000Nasdaq HOWLIPO4424B4 ↗
2021-04-30Barinthus Biotherapeutics plc. MDSyndicate$17.006,500,000$110,500,000Nasdaq VACCIPO5424B4 ↗
2021-03-15Steakholder Foods Ltd.Lead$10.302,427,185$25,000,005Nasdaq MITCIPO1424B4 ↗
2021-03-09Gold Royalty Corp. A1Lead$5.0018,000,000$90,000,000NYSE American GROYIPO8424B4 ↗
2021-01-29Ortho Clinical Diagnostics Holdings plc NJSyndicate$17.0076,000,000$1,292,000,000Nasdaq OCDXIPO18424B4 ↗
2021-01-14Lexaria Bioscience Corp. A1Lead$5.251,828,571$9,599,997Nasdaq LEXXOffering1424B4 ↗
2021-01-11Cullinan Therapeutics, Inc. MASyndicate$21.0011,900,000$249,900,000Nasdaq CGEMIPO4424B4 ↗
2020-12-04ARS Pharmaceuticals, Inc. CASyndicate$21.0011,500,000$241,500,000Nasdaq SBTXIPO5424B4 ↗
2020-10-26Eucrates Biomedical Acquisition Corp. NYLead$10.0010,000,000$100,000,000Nasdaq EUCRIPO2424B4 ↗
2020-10-22ASTROTECH Corp TXLead$2.307,826,086$18,000,000Nasdaq ASTCOffering1424B4 ↗
2020-10-06Benitec Biopharma Inc. CALead$60.422,666,644$161,118,630Nasdaq BNTCOffering2424B4 ↗
2020-09-21COMPASS Pathways plc X0Syndicate$17.007,500,000$127,500,000Nasdaq CMPSIPO5424B4 ↗
2020-08-03Skye Bioscience, Inc. CALead$0.06--OTCQB EMBIOffering1424B4 ↗
2020-07-27MARA Holdings, Inc. FLLead$0.906,666,667$6,000,000Nasdaq MARAOffering3424B4 ↗
2020-07-13Inventiva S.A. I0Syndicate$14.407,478,261$107,686,958Nasdaq IVAIPO6424B4 ↗
2020-07-06COSCIENS Biopharma Inc. A6Lead$0.4517,544,516$7,895,032TSX AEZSOffering3424B4 ↗
2020-05-28GENETIC TECHNOLOGIES LTD C3Syndicate$2.00500,000$1,000,000Nasdaq GENEOffering2424B4 ↗
2020-04-08Keros Therapeutics, Inc. MASyndicate$16.006,000,000$96,000,000Nasdaq KROSIPO4424B4 ↗
2020-02-12Can-Fite BioPharma Ltd. L3Syndicate$1.501,825,000$2,737,500NYSE American CANFOffering2424B4 ↗
2019-12-19CAPRICOR THERAPEUTICS, INC. CASyndicate531,173-Nasdaq CAPROffering2424B4 ↗
2019-07-29PALISADE BIO, INC. CALead$2.70416,315$1,124,008Nasdaq CUROffering1424B4 ↗
2019-07-19GENMAB A/S G7Syndicate$17.7528,500,000$505,875,000Nasdaq GMABIPO8424B4 ↗
2019-04-10Vaxart, Inc. CALead$1.10925,455$1,018,000Nasdaq VXRTOffering2424B4 ↗
2019-03-27Genfit S.A. I0Syndicate$20.326,650,000$135,128,000Nasdaq GNFTIPO6424B4 ↗
2018-12-07Synthorx, Inc. CASyndicate$11.0011,912,727$131,039,997Nasdaq THORIPO4424B4 ↗
2018-11-27Ability Inc. L3Lead$3.25360,000$1,170,000Nasdaq ABILIPO3424B4 ↗
2018-11-26Taiwan Liposome Company, Ltd. F5Syndicate$5.803,750,000$21,750,000Nasdaq TLCIPO5424B4 ↗
2018-06-13MICROVISION, INC. WASyndicate$1.2514,400,000$18,000,000Nasdaq MVISOffering4424B4 ↗
2018-05-18ThermoGenesis Holdings, Inc. CALead$3.006,475,001$19,425,003Nasdaq KOOLOffering1424B4 ↗
2018-05-14Edesa Biotech, Inc.Lead$2.651,388,396$3,679,249Nasdaq SBOTOffering1424B4 ↗
2018-05-08ASLAN Pharmaceuticals Ltd U0Syndicate$7.036,000,000$42,180,000Nasdaq ASLNIPO6424B4 ↗
2018-01-26EMAGIN CORP NYSyndicate$1.358,527,918$11,512,689NYSE American EMANOffering2424B4 ↗
2018-01-19CervoMed Inc. MALead$0.8015,000,000$12,000,000Nasdaq DFFNOffering1424B4 ↗
2018-01-16AQUABOUNTY TECHNOLOGIES INC MALead$3.253,692,307$11,999,997Nasdaq AQBOffering1424B4 ↗
2017-11-09Fresh Tracks Therapeutics, Inc. COLead$1.757,051,429$12,340,000Nasdaq VICLOffering1424B4 ↗
2017-10-03AETHLON MEDICAL INC CALead$1.105,454,546$6,000,000Nasdaq AEMDOffering1424B4 ↗
2017-06-12Immuron Ltd C3Lead$10.00610,000$6,100,000Nasdaq IMRNIPO4424B4 ↗
2017-03-27XYLO TECHNOLOGIES LTD L3Syndicate$3.50979,714$3,428,999Nasdaq MDGSOffering2424B4 ↗
2017-02-16Imunon, Inc. NJSyndicate$0.2219,385,869$4,264,891Nasdaq CLSNOffering3424B4 ↗
2017-02-10Harvard Apparatus Regenerative Technology, Inc. MALead5,000,000-Nasdaq BSTGOffering2424B4 ↗
2016-11-21Motif Bio plc X0Lead71,633,248-Nasdaq MTFBOffering2424B4 ↗
2016-08-04DRAGONWAVE INC A6Lead$3.35--TSX DWIIPO2424B4 ↗
2016-08-01Quoin Pharmaceuticals Ltd. VALead$6.041,292,308$7,802,955Nasdaq APOPIPO3424B4 ↗
2016-07-27Kadmon Holdings, Inc. NYSyndicate$12.006,250,000$75,000,000NYSE KDMNIPO4424B4 ↗
2016-03-07DarioHealth Corp. NYLead$4.501,333,333$5,999,998Nasdaq DRIOOffering3424B4 ↗
2016-02-12KINETA, INC./DE WASyndicate$8.006,250,000$50,000,000Nasdaq PTIIPO4424B4 ↗
2015-11-23PURPLE BIOTECH LTD. L3Lead$4.123,158,900$13,014,668Nasdaq KTOVIPO5424B4 ↗
2015-10-27Oasmia Pharmaceutical AB V7Lead2,339,200-Nasdaq OASMIPO3424B4 ↗
2015-06-17ALPINE IMMUNE SCIENCES, INC. WASyndicate$26.285,500,000$144,540,000Nasdaq NVLSIPO4424B4 ↗
2015-05-29Phio Pharmaceuticals Corp. PALead$0.4026,000,000$10,400,000Nasdaq RXIIOffering1424B4 ↗
2014-09-19ProQR Therapeutics N.V.Syndicate$13.007,500,000$97,500,000Nasdaq PRQRIPO4424B4 ↗
2014-05-30Rebus Holdings, Inc. CALead$0.804,163,970$3,331,176OTCQB GNSZOffering1424B4 ↗
2014-04-30ALKALINE WATER Co INC AZLead$0.1517,333,329$2,599,999OTC WTEROffering1424B4 ↗
2014-02-13Oncotelic Therapeutics, Inc. CASyndicate$2.055,853,657$11,999,996Nasdaq OXGNOffering2424B4 ↗
2013-12-13IntelGenx Technologies Corp. A8Lead$0.447,920,346$3,500,000OTCQX IGXTOffering1424B4 ↗
2013-06-27RANGE IMPACT, INC. OHLead3,676,472-OTCQB STVFOffering1424B4 ↗
2006-07-20Energy Infrastructure Acquisition Corp. NYSyndicate$10.0020,250,000$202,500,000NYSE American EIIUIPO9424B4 ↗
2000-11-02EVERGREEN SOLAR INC MASyndicate$14.003,000,000$42,000,000Nasdaq ESLRIPO12424B1 ↗
2000-08-10RTI SURGICAL, INC. FLSyndicate$14.005,700,000$79,800,000Nasdaq RTIXIPO19424B1 ↗
2000-08-10H POWER CORP NJSyndicate$16.007,000,000$112,000,000Nasdaq HPOWIPO23424B4 ↗
2000-08-09TVIA INC CASyndicate$11.005,000,000$55,000,000Nasdaq TVIAIPO20424B4 ↗
2000-08-09RADVIEW SOFTWARE LTD L3Syndicate$10.004,000,000$40,000,000IPO38424B1 ↗
2000-08-08P10 Industries, Inc. TXSyndicate$17.008,000,000$136,000,000Nasdaq ACPWIPO12424B4 ↗
2000-07-13NETWORK ENGINES INC MASyndicate$17.006,500,000$110,500,000Nasdaq NENGIPO36424B4 ↗
2000-06-29ACCORD NETWORKS LTD GASyndicate$11.005,000,000$55,000,000Nasdaq ACCDIPO14424B1 ↗
2000-04-06VYYO INC GASyndicate$13.50-$91,125,000Nasdaq VYYOIPO23424B4 ↗
2000-03-22PARTSBASE INC FLSyndicate$13.003,500,000$45,500,000Nasdaq PRTSIPO9424B1 ↗
2000-02-08THERMA WAVE INC CASyndicate$18.409,000,000$165,600,000Nasdaq TWAVIPO21424B4 ↗
1999-12-15ECOLLEGE COM ILSyndicate$11.005,000,000$55,000,000Nasdaq ECLGIPO14424B1 ↗
1999-12-10PLASTIC SURGERY CO CALead$8.001,400,000$11,200,000NYSE American PSUIPO7424B1 ↗
1999-11-19Crexendo, Inc. AZSyndicate$5.003,300,000$16,500,000OTC NGWYIPO14424B4 ↗
1999-11-17IMANAGE INC CASyndicate$11.003,600,000$39,600,000Nasdaq IMANIPO6424B4 ↗
1999-09-30ENVISION DEVELOPMENT CORP /FL/ CALead$7.003,500,000$24,500,000NYSE American PFIPO2424B1 ↗
1999-09-24eMusic.com, Inc. NYSyndicate$16.005,750,000$92,000,000Nasdaq EMUSOffering13424B1 ↗
1999-09-23INTERACTIVE INTELLIGENCE INC INSyndicate$13.002,670,000$34,710,000Nasdaq ININIPO18424B4 ↗
1999-08-09Onstream Media CORP FLLead$10.001,400,000$14,000,000Nasdaq VDATOffering13424B4 ↗
1999-08-05Actua Corp PASyndicate$12.0014,900,000$136,800,000Nasdaq ICGEIPO24424B1 ↗
1999-07-28NATIONAL MEDICAL HEALTH CARD SYSTEMS INC NYSyndicate$7.502,000,000$15,000,000Nasdaq NMHCOffering22424B1 ↗
1999-07-22TROY GROUP INC CASyndicate$7.002,500,000$17,500,000Nasdaq TROYIPO21424B1 ↗
1999-06-24Meet Group, Inc. PALead$12.004,000,000$48,000,000Nasdaq PASAIPO13424B1 ↗
1999-06-18STREAMLINE COM INC MASyndicate$10.004,500,000$45,000,000Nasdaq SLNEIPO20424B4 ↗
1999-06-04SOUNDVIEW TECHNOLOGY GROUP INC CTSyndicate$9.007,600,000$68,400,000Nasdaq WITCIPO25424B1 ↗
1999-04-23AREMISSOFT CORP /DE/ NJSyndicate3,300,000-Nasdaq AREMIPO13424B1 ↗
1999-03-30MKS INC MASyndicate$14.006,500,000$91,000,000Nasdaq MKSIIPO16424B1 ↗
1999-03-11Infosys LtdSyndicate$34.001,800,000$61,200,000Nasdaq INFYIPO12424B4 ↗
1999-02-01REDDY ICE GROUP INC TXSyndicate$8.50574,831$4,886,063IPO18424B4 ↗
1998-12-03TICKETMASTER ENTERTAINMENT LLC CASyndicate$14.007,000,000$98,000,000Nasdaq TMCSIPO22424B1 ↗
1998-07-28ECHELON CORP CASyndicate$7.005,000,000$35,000,000Nasdaq ELONIPO18424B1 ↗
1998-07-15AMERICAN BANK NOTE HOLOGRAPHICS INC NYSyndicate13,636,000-NYSE ABHIPO20424B4 ↗
1998-07-02COSTAR GROUP, INC. VASyndicate$9.002,500,000$22,500,000Nasdaq RIGXIPO31424B1 ↗
1998-06-12CLICK2LEARN INC/DE/ WASyndicate$3.953,000,000$11,850,000Nasdaq ASYMIPO15424B1 ↗
1998-05-22ATLANTIC DATA SERVICES INC MASyndicate$13.002,500,000$32,500,000Nasdaq ADSCIPO7424B4 ↗
1998-05-20CARREKER CORP TXSyndicate$11.003,650,000$40,150,000Nasdaq CANIIPO10424B4 ↗
1998-04-29PROVANT INC MASyndicate$13.002,600,000$33,800,000Nasdaq POVTIPO13424B4 ↗
1998-04-27UNITED PAN AM FINANCIAL CORP CASyndicate$11.005,500,000$60,500,000Nasdaq UPFCIPO14424B1 ↗
1998-04-24CRA INTERNATIONAL, INC. MASyndicate2,188,000-Nasdaq CRAIIPO15424B1 ↗
1998-03-13LJL BIOSYSTEMS INC CASyndicate$7.002,000,000$14,000,000Nasdaq LJLBIPO17424B4 ↗
1998-03-13COMMAND SYSTEMS INC CTSyndicate$12.002,700,000$32,400,000Nasdaq CMNDIPO27424B4 ↗
1998-03-03PC CONNECTION INC NHSyndicate$17.503,125,000$54,687,500Nasdaq PCCCIPO35424B4 ↗
1998-02-17SEEC INC PASyndicate$30.001,310,000$39,300,000Nasdaq SEECOffering4424B4 ↗
1998-02-05HEADLANDS MORTGAGE CO CASyndicate$110.008,000,000$880,000,000Nasdaq HDLDIPO13424B1 ↗
1997-11-19FRANCHISE MORTGAGE ACCEPTANCE CO CASyndicate$207.0010,000,000$2,070,000,000Nasdaq FMAXIPO23424B4 ↗
1997-10-31SONIDA SENIOR LIVING, INC. TXSyndicate$13.509,000,000$121,500,000NYSE CSUIPO20424B1 ↗
1997-10-22INTERNATIONAL MANUFACTURING SERVICES INC CASyndicate$11.505,000,000$57,500,000Nasdaq IMSXIPO19424B4 ↗
1997-10-16CONCORD COMMUNICATIONS INC MASyndicate$14.002,900,000$40,600,000Nasdaq CCRDIPO19424B1 ↗
1997-10-07LOGILITY INC GASyndicate$14.502,200,000$31,900,000Nasdaq LGTYIPO18424B4 ↗
1997-09-16Vaneltix Pharma, Inc. NJSyndicate$12.002,500,000$30,000,000Nasdaq MBIOIPO17424B4 ↗
1997-08-15TRENDWEST RESORTS INC WASyndicate$18.002,875,000$51,750,000Nasdaq TWRIIPO14424B4 ↗
1997-08-13CORPORATEFAMILY SOLUTIONS INC TNSyndicate$10.002,350,000$23,500,000Nasdaq CFAMIPO12424B4 ↗
1997-08-13COMPUTER MOTION INC CASyndicate$14.002,500,000$35,000,000Nasdaq RBOTIPO22424B4 ↗
1997-08-08OMTOOL LTD MASyndicate$9.004,000,000$36,000,000IPO8424B4 ↗
1997-07-24TRAVEL SERVICES INTERNATIONAL INC FLSyndicate2,500,000-Nasdaq TRVLIPO16424B1 ↗
1997-07-18FOX & HOUND RESTAURANT GROUP KSSyndicate$9.002,100,000$18,900,000Nasdaq TENTIPO14424B4 ↗
1997-07-02PERITUS SOFTWARE SERVICES INC MASyndicate$2.283,500,000$7,980,000Nasdaq PTUSIPO16424B1 ↗
1997-07-028X8 INC /DE/ CASyndicate$6.503,600,000$23,400,000Nasdaq EGHTIPO15424B4 ↗
1997-06-26NEW CENTURY TRS HOLDINGS INC CASyndicate$44.003,500,000$154,000,000Nasdaq NCENIPO15424B4 ↗
1997-06-05ESHARE COMMUNICATIONS INC GASyndicate$10.003,500,000$35,000,000Nasdaq MELIIPO23424B1 ↗
1997-06-04RF MICRO DEVICES INC NCSyndicate$2.093,037,000$6,347,330Nasdaq RFMDIPO19424B4 ↗
1997-05-28CAREY INTERNATIONAL INC DCSyndicate$10.502,900,000$30,450,000Nasdaq CARYIPO19424B1 ↗
1997-04-18EGGHEAD COM INC/DE CASyndicate$6.002,500,000$15,000,000Nasdaq ONSLIPO16424B4 ↗
1997-04-16ASI SOLUTIONS INC NYLead$6.001,800,000$10,800,000Nasdaq ASISIPO14424B1 ↗
1997-03-07ATL PRODUCTS INC CASyndicate$11.001,650,000$18,150,000Nasdaq ATLPAIPO14424B4 ↗
1997-02-28VISTANA INC FLSyndicate$12.005,550,000$66,600,000Nasdaq VSTNOffering20424B4 ↗
1997-02-28GENERAL CIGAR HOLDINGS INC NYSyndicate6,000,000-NYSE MPPIPO44424B4 ↗
1997-02-26DELTEK, INC VASyndicate$2.711,700,000$4,607,000Nasdaq DLTKIPO14424B1 ↗
1997-02-18JUDGE GROUP INC PASyndicate$7.503,650,000$27,375,000Nasdaq JUDGIPO38424B1 ↗
1997-02-06BRUNSWICK TECHNOLOGIES INC MESyndicate$9.502,500,000$23,750,000Nasdaq BTICIPO31424B1 ↗
1997-02-04ERESEARCHTECHNOLOGY INC /DE/ PASyndicate$17.00330,150$5,612,550Nasdaq PRWWIPO16424B1 ↗
1997-02-03ERGOBILT INC TXSyndicate170,000-Nasdaq ERGBIPO14424B4 ↗
1996-12-19LARSCOM INC CASyndicate7,000,000-Nasdaq LARSIPO21424B4 ↗
1996-12-18PROCOM TECHNOLOGY INC CASyndicate$3.67--Nasdaq PRCMIPO14424B4 ↗
1996-12-03VIASAT INC CASyndicate$9.002,200,000$19,800,000Nasdaq VSATIPO25424B1 ↗
1996-11-27FIREARMS TRAINING SYSTEMS INC GASyndicate$14.00--Nasdaq FATSIPO22424B1 ↗
1996-11-22HEALTHCARE FINANCIAL PARTNERS INC MDSyndicate--Nasdaq HCFPIPO14424B1 ↗
1996-11-08NCO GROUP INC PASyndicate$13.002,500,000$32,500,000Nasdaq NCOGIPO17424B1 ↗
1996-11-08IMRGLOBAL CORP A8Syndicate$14.003,500,000$49,000,000Nasdaq IMRSIPO17424B1 ↗
1996-11-05WCH INC KSSyndicate$10.003,850,000$38,500,000Nasdaq CNDLIPO12424B4 ↗
1996-10-25PJ AMERICA INC ALSyndicate$12.501,620,000$20,250,000Nasdaq PJAMIPO12424B4 ↗
1996-10-23WILD OATS MARKETS INC COSyndicate$25.001,680,000$42,000,000Nasdaq OATSIPO18424B1 ↗
1996-10-11BNS HOLDING, INC. CASyndicate$11.757,286,000$85,610,500NYSE BNSOffering33424B4 ↗
1996-08-09BANK UNITED CORP TXSyndicate10,500,000-Nasdaq BNKUIPO34424B1 ↗
1996-08-01rEVO Biologics, Inc. MASyndicate$4.003,000,000$12,000,000Nasdaq GZTCOffering23424B1 ↗
1996-07-23WEBHIRE INC MASyndicate2,500,000-Nasdaq RTRKIPO16424B4 ↗
1996-05-16ASAHI AMERICA INC MASyndicate$7.501,160,000$8,700,000Nasdaq ASAMIPO16424B1 ↗
1996-05-15COACH USA INC TXSyndicate692,000-Nasdaq TOURIPO23424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 24

FiledCompanyRoleRangeSharesListingStatusDocument
2022-12-23MindMaze Therapeutics Holding SALead$5.50–$6.504,166,666Nasdaq RLFTWithdrawn 2023-02-07F-1/A ↗
2022-08-17Baudax Bio, Inc.Syndicate13,157,894Nasdaq BXRXPriced 2022-08-31 (terms not read)S-1/A ↗
2022-04-26Agora Digital Holdings, Inc.Lead33,336,997Nasdaq DEFYWithdrawn 2023-01-11S-1/A ↗
2022-03-15VISIUM TECHNOLOGIES, INC.Lead-Nasdaq VISMWithdrawn 2023-02-01S-1 ↗
2022-02-28MPHASE TECHNOLOGIES, INC.Lead-Nasdaq XDSLWithdrawn 2003-04-25S-1 ↗
2022-02-07BLUE BIOFUELS, INC.Lead-OTC BIOFWithdrawn 2022-05-02S-1 ↗
2021-10-04AEON Biopharma, Inc.Syndicate$14.00–$16.005,000,000Nasdaq AEONWithdrawn 2021-12-29S-1/A ↗
2020-06-19VIVUS INCSyndicate154,867,256Nasdaq VVUSWithdrawn 2020-12-29S-1/A ↗
2019-12-13CAPRICOR THERAPEUTICS, INC.Syndicate5,319,148Nasdaq CAPRPriced 2019-12-19 (terms not read)S-1/A ↗
2019-11-14Adynxx, Inc.Lead11,375,000OTCQB ADYXWithdrawn 2005-12-13S-1/A ↗
2018-11-02ALZHEON, INC.Lead$4.00–$6.006,000,000Nasdaq ALZHWithdrawn 2018-05-01S-1/A ↗
2016-11-14Motif Bio plcLead58,000,000Nasdaq MTFBPriced 2016-11-21 (terms not read)F-1/A ↗
2016-03-10BioLight Life Sciences Ltd.Lead$4.60–$6.602,142,857Nasdaq BOLTWithdrawn 2017-05-04F-1/A ↗
2015-10-22Oasmia Pharmaceutical ABLead$4.70–$6.70-Nasdaq OASMPriced 2015-10-27 (terms not read)F-1/A ↗
2013-06-17RANGE IMPACT, INC.Lead5,142,857OTCQB STVFPriced 2013-06-27 (terms not read)S-1/A ↗
2007-03-09HIGHPOINT ACQUISITION CORP.Lead4,166,667OTC onPendingS-1/A ↗
2000-07-17DYNACS INCLead$9.00–$11.003,000,000Nasdaq DNACWithdrawn 2001-04-04S-1/A ↗
2000-03-17VARSITY BRANDS INCLead1,000,000NYSE American RDLPendingS-1/A ↗
1999-09-15NETSILICON INCSyndicate5,250,000Nasdaq NSILPendingS-1/A ↗
1999-05-14INTELLISYS GROUP INCSyndicate$9.00–$11.002,000,000Nasdaq ISGPWithdrawn 2000-09-13S-1/A ↗
1998-07-17HEALTHDRIVE CORPLead$7.00–$8.00160,000Nasdaq HDMDPendingS-1/A ↗
1997-09-30DIVERSIFIED CORPORATE RESOURCES INCSyndicate1,263,885NYSE American HIRPendingS-1/A ↗
1997-03-27EARTH & OCEAN SPORTS INCLead$9.00–$11.001,581,250Nasdaq EOSIWithdrawn 1998-03-18S-1 ↗
1996-10-30VOXWARE INCSyndicate2,700,000Nasdaq VOXWPendingS-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
Montgomery Securities5044
Cruttenden Roth Incorporated495
Robertson Stephens404
Citigroup394
Hambrecht & Quist393
Donaldson, Lufkin & Jenrette357
Cowen314
Morgan Stanley315
Alex. Brown & Sons274
Bear Stearns272
Adams Harkness250
Lehman Brothers254

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.